Compliance Admin Associate
1 month ago
We are working with a leading international law firm to hire a Compliance Administrator to join their team in London and work to support its compliance function. This is a fantastic opportunity to assist the wider compliance team, as well as fee earners at all levels, with the firm’s client and matter opening process, ensuring that all necessary compliance checks are completed
Liaising with fee earners worldwide to obtain outstanding information from clients and/or third parties
Administrative tasks regarding office opening/closing
Maintaining registers including data protection, PEPs and Enhanced risk matters
Providing assistance with Compliance projects
Completing ad hoc research tasks
Law Degree
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Senior Compliance Associate
1 month ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client partners with exceptional managers and hedge funds to create leading funds globally. **THE RESPONSIBILITIES**: The role will cover the compliance for three entities within the group and will consist of the following main responsibilities: - General Compliance Monitoring - Thematic Reviews - Trade Surveillance (using TZ Trade...
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Compliance Associate
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...
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Compliance Associate
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...
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Compliance Associate
4 days ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...
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Trainee Compliance Associate
4 weeks ago
London, United Kingdom FinTech Compliance Full timeJob description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...
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Trainee Compliance Associate
3 hours ago
London, United Kingdom FinTech Compliance Full timeJob description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...
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Compliance Associate
1 week ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due...
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Compliance Associate
1 week ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...
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Compliance Associate
1 week ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...
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Compliance Associate
1 week ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...
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Compliance Advisory Officer
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
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Senior Compliance Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...
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Compliance Manager/Senior Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
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Compliance Associate
1 month ago
London, United Kingdom Barclay Simpson Full time**Compliance Associate**: - London - £70,000 - £80,000 - Job type: Permanent - Sector: Asset Management & Funds - Job reference: JB41244 Barclay Simpson are currently recruiting for a Compliance Associate to join a globally renowned asset management house. This is rare opportunity to join a truly high performing team and to advance your career in the...
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Compliance Admin Associate
15 hours ago
London, United Kingdom In Sutton Full time4 Compliance administrator jobs in Sutton Compliance Administrator Permanent Compliance Administrator Permanent Sutton, Eastern Page Personnel Posted 1 day ago A fantastic opportunity to join a well renowned business. About Our Client Headquartered in Sutton, the client is a fast growing busin... Read more Compliance Administrator Temporary...
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Compliance Advisory Officer
6 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
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Compliance Advisory Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
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Compliance Technical Specialist
1 day ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Do not pass up this chance, apply quickly if your experience and skills match what is in the following description.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice....