Mlro/compliance Officer

6 months ago

London, United Kingdom Opticash Full time

**MLRO/Compliance Officer**

**Job Title**: MLRO/Compliance Officer

**Company**: Optiswift Technologies Ltd.

**Location**: Remote (GMT/UTC)

**Employment Type**: Full-Time

**About Opticash**:
Optiswift Technologies ltd. (Trading as, Opticash) is an innovative fintech start-up dedicated to transforming the financial landscape of cross-border payments. Leveraging cutting-edge technology, we empower individuals and businesses in their financial endeavours. Join our team of forward-thinkers and contribute to shaping the future of fintech.

**Job Summary**:
We are seeking a seasoned MLRO/Compliance Officer for immediate employment. This position is not just a job but a career trajectory with tremendous growth potential, as you'll be the vanguard of our Compliance and Financial Crime division, ensuring the seamless integration of remittance transactions within our suite of offerings.

**Key Responsibilities**:

- Develop and enforce a comprehensive framework for Risk, Compliance, and Financial Crime applicable throughout the company.
- Conduct risk assessments for new products and services, ensuring alignment with industry standards and regulatory requirements.
- Manage the preparation and submission of compliance reports and documentation to regulatory bodies.
- Serve as the primary liaison with the Financial Conduct Authority (FCA) and other regulatory bodies.
- Perform regular compliance monitoring and execute thematic reviews to ensure adherence to all regulations.
- Evaluate the influence of new regulations on company operations and provide guidance on compliance.
- Facilitate KYC/CDD/KYB processes and client onboarding to maintain high compliance standards.
- Oversee the revision of all company procedures and policies to maintain GDPR compliance.
- Design and implement a compliance training program for staff, focusing on regulatory requirements, ethical conduct, and compliance procedures.
- Regularly report to senior management on compliance matters, providing strategic insights and updates on initiatives, issues, and audits.
- Utilise advanced compliance software and technology to enhance monitoring of transactions and identification of suspicious activities.
- Establish and uphold consumer protection procedures, ensuring all customer complaints are handled in line with legal and regulatory standards.
- Develop and execute a response plan for potential compliance breaches or financial crimes incidents.

**Job Requirements**:

- Relevant professional qualifications, such as ICA or CAMS.
- Extensive experience in an FCA regulated firm and a fintech environment.
- Proven experience in MLRO roles, including experience as a compliance officer.
- Demonstrated success in stakeholder management, both within the organization and with external partners such as regulators.
- Capability to operate effectively in a fast-paced setting, meeting critical deadlines.
- Autonomy in work ethic with a proven record of taking initiative and ownership of responsibilities.
- An innovative mindset that thrives without excessive bureaucracy; uses data and logical reasoning to inform decisions.
- Exceptional critical thinking skills, with the capacity to analyse complex data, draw meaningful conclusions, and solve problems effectively.
- Excellent communication skills, with the ability to break-down complex concepts into simple terms and negotiate and persuade a wide range of stakeholders.
- In-depth knowledge of regulations like PSD2, MiFID II, and GDPR, especially in relation to fintech.
- Proficiency in using compliance software and data analysis tools.
- Experience with international compliance, particularly if the company is involved in global operations or cross-border transactions.
- Ability to formulate and execute risk management strategies that align with the company's risk profile and business objectives.

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