We have other current jobs related to this field that you can find below

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    3 months ago

    London, United Kingdom Barclay Simpson Full time

    **Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...

  • Trade Surveillance

    2 months ago

    London, United Kingdom BRUIN Financial Full time

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  • Trade Surveillance Analyst

    3 weeks ago

    London, United Kingdom CLARKSON PLC Full time

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  • Trade Surveillance Analyst

    2 weeks ago

    London, United Kingdom Clarksons Full time

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  • Trade Surveillance Alert Reviewer

    3 months ago

    London, United Kingdom Bank of America Full time

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  • Trade Surveillance Manager

    21 hours ago

    London, United Kingdom Britannia Global Markets Limited Full time

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  • Trade Surveillance Manager

    21 hours ago

    London, United Kingdom Britannia Global Markets Limited Full time

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  • Trade Surveillance Associate

    1 week ago

    London, United Kingdom Angove Partners Full time

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  • Trade Surveillance Associate

    7 days ago

    London, United Kingdom Angove Partners Full time

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  • Trade Surveillance Consultant

    3 weeks ago

    London, United Kingdom Danos Group Full time

    My client, a global well-known Fintech are looking for a highly skilled Trade Surveillance Consultant to join their team as soon as possible. This role requires a deep understanding of financial markets, regulatory requirements, and advanced surveillance technologies. The ideal candidate will have hands-on experience with industry-leading surveillance...

  • Head of Trade Surveillance

    2 months ago

    London, United Kingdom MERJE Ltd Full time

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  • Trade Surveillance Manager

    16 hours ago

    London Area, United Kingdom Britannia Global Markets Limited Full time

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  • Head of Trade Surveillance

    1 month ago

    London, United Kingdom MERJE Full time

    MERJE are working exclusively with a leading Energy trading company in their search for a Head of Trade Surveillance to join their team in London.This company is a leading Energy & Commodities trading firm and parent company of several well-known brands. They are committed to providing innovative and sustainable solutions to their customers and are...

  • Trade Surveillance Consultant

    4 weeks ago

    London, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay...

  • Trade Surveillance Consultant

    4 weeks ago

    London, UK, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay up-to-date...

  • Trade Surveillance Consultant

    4 weeks ago

    London, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay up-to-date...

  • Trade Surveillance Analyst

    1 month ago

    London, United Kingdom Clarksons Full time

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  • Trade and Comms Surveillance

    5 months ago

    London, United Kingdom LHH Recruitment Solutions Full time

    Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies. Perform periodic reviews on the effectiveness of market...

  • Trade Surveillance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Adecco Full time

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  • Trade Surveillance Associate

    1 week ago

    London Area, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United KingdomAngove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in LondonAbout the Role: The role of the Market Surveillance team...

Trade Surveillance Director

3 months ago

London, United Kingdom Goodman Masson Full time

Responsibilities:
The incumbent shall work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all the bank's business lines. He/she will give input for the design of new monitoring strategies.
- Help to enhance monitoring and surveillance controls for conduct and market abuse risks. This includes, but it not limited to:

- Monitoring of Trades, Orders, RFQs and Market Data. (Daily)
- Market Soundings and Investor Feedback.
- Electronic Communications.
- Conflicts of interest.
- LIBOR submission and related communications monitoring.
- Assist, develop and help implement new monitoring controls other than those set out above.
- Follow up on any alerts identified as requiring calibration, threshold or logic changes or general improvements.
- Compile breach / incident and audit trail reports arising from monitoring activity and report the outcome to the UK Head of Surveillance.
- Create and document detailed user guides and desk top procedures ensuring all policies remain up to date.
- Contribute to the maintenance of the annual Compliance Surveillance book of work.
- Highlight issues to senior Surveillance Management regarding data input, data output and market data.
- Identify and escalate potential instances of Market Abuse, Operational risk and other market integrity issues as discovered from the alert creation process.
- Ensure the efficient escalation of any potential breaches and tracking them as appropriate.
- Ensure that the monitoring findings are accurately recorded and retrievable to provide full reporting to senior management.
- Proactively identify gaps and weaknesses in surveillance/ monitoring activity and actively seeking to address them.
- Ensure confidentiality at all times due to privileged information access.
- Maintain awareness of key regulatory updates and analysing their impact on alert development.
- Participate actively to the changes in the organisation triggered by the revamping of the monitoring platform and tools.

Skills desired:

- Prior experience in e-Communications surveillance, trade surveillance, market abuse, market conduct or compliance within an investment bank
- Familiarity with regulation surrounding electronic communication surveillance
- Experience with Trade, Voice and e-Communications surveillance software
- Understanding of EU and UK Compliance requirements, regulatory and exchange requirements - in particular with respect to Market Abuse and Conduct Risk.
- In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you._