Current jobs related to Trade Surveillance Analyst - London - CLARKSON PLC

  • Surveillance Analyst

    4 weeks ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystAt Hunter Bond, we are seeking a skilled Surveillance Analyst to join our team. As a Surveillance Analyst, you will play a critical role in ensuring the integrity of our trading platforms and maintaining a fair and transparent market.Key Responsibilities:Perform daily surveillance of market activity to identify potential...

  • Surveillance Analyst

    4 weeks ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystAt Hunter Bond, we are seeking a skilled Surveillance Analyst to join our team. As a Surveillance Analyst, you will play a critical role in ensuring the integrity of our trading platforms and maintaining a fair and transparent market.Key Responsibilities:Perform daily surveillance of market activity to identify potential...

  • Surveillance Analyst

    1 month ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystJob Summary:We are seeking a skilled Surveillance Analyst to join our team at Hunter Bond. As a Surveillance Analyst, you will be responsible for monitoring and analyzing trade and market activity to identify potential market abuse and other regulatory issues.Key Responsibilities:Monitor and analyze trade and market activity to...

  • Surveillance Analyst

    1 month ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystJob Summary:We are seeking a skilled Surveillance Analyst to join our team at Hunter Bond. As a Surveillance Analyst, you will be responsible for monitoring and analyzing trade and market activity to identify potential market abuse and other regulatory issues.Key Responsibilities:Monitor and analyze trade and market activity to...

  • Surveillance Analyst

    4 weeks ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystLocation: London/HybridSalary: £40,000 - £55,000Hunter Bond is seeking a skilled Surveillance Analyst to join their team. The ideal candidate will have 1+ years' experience in a trade surveillance environment, with expertise in Nasdaq SMARTS or Nice Actimize software.The Role:Perform daily surveillance of market activity to...

  • Surveillance Analyst

    4 weeks ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystLocation: London/HybridSalary: £40,000 - £55,000Hunter Bond is seeking a skilled Surveillance Analyst to join their team. The ideal candidate will have 1+ years' experience in a trade surveillance environment, with expertise in Nasdaq SMARTS or Nice Actimize software.The Role:Perform daily surveillance of market activity to...

  • Surveillance Analyst

    1 month ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystAt Hunter Bond, we are seeking a skilled Surveillance Analyst to join our team. As a Surveillance Analyst, you will play a critical role in ensuring the integrity of our trading platforms and maintaining a transparent market environment.Key Responsibilities:Conduct daily surveillance of market activity to identify potential...

  • Surveillance Analyst

    1 month ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystAt Hunter Bond, we are seeking a skilled Surveillance Analyst to join our team. As a Surveillance Analyst, you will play a critical role in ensuring the integrity of our trading platforms and maintaining a transparent market environment.Key Responsibilities:Conduct daily surveillance of market activity to identify potential...

  • Surveillance Analyst

    3 weeks ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystLocation: London/HybridSalary: £40,000 - £55,000Hunter Bond is seeking a skilled Surveillance Analyst to join their team in London. The ideal candidate will have 1+ years' experience in a trade surveillance environment, with expertise in Nasdaq SMARTS or Nice Actimize software.The Role:Perform daily surveillance of market...

  • Surveillance Analyst

    3 weeks ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystLocation: London/HybridSalary: £40,000 - £55,000Hunter Bond is seeking a skilled Surveillance Analyst to join their team in London. The ideal candidate will have 1+ years' experience in a trade surveillance environment, with expertise in Nasdaq SMARTS or Nice Actimize software.The Role:Perform daily surveillance of market...

  • Surveillance Analyst

    1 month ago

    London Area, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystLocation: London/HybridSalary: £40,000 - £55,000Hunter Bond is seeking a skilled Surveillance Analyst to join their team in London. The ideal candidate will have 1+ years' experience in a trade surveillance environment, with expertise in Nasdaq SMARTS or Nice Actimize software.The Role:• Perform daily surveillance of market...

  • Surveillance Analyst

    1 month ago

    London Area, United Kingdom Hunter Bond Full time

    Job Title: Surveillance AnalystLocation: London/HybridSalary: £40,000 - £55,000Hunter Bond is seeking a skilled Surveillance Analyst to join their team in London. The ideal candidate will have 1+ years' experience in a trade surveillance environment, with expertise in Nasdaq SMARTS or Nice Actimize software.The Role:• Perform daily surveillance of market...

  • Trade Surveillance Systems Lead

    3 weeks ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead, Senior Manager to join our team in London. As a key member of our Trade Surveillance team, you will be responsible for leading a global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of...

  • Trade Surveillance Systems Lead

    3 weeks ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead, Senior Manager to join our team in London. As a key member of our Trade Surveillance team, you will be responsible for leading a global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of...

  • Trade Surveillance Systems Expert

    2 days ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead to spearhead our global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of trade surveillance systems through meticulous model tuning, back-testing, and staying abreast of the latest...

  • Trade Surveillance Systems Lead

    4 weeks ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead, Senior Manager to join our team in London. As a key member of our Trade Surveillance team, you will be responsible for leading a global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of...

  • Trade Surveillance Systems Lead

    4 weeks ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead, Senior Manager to join our team in London. As a key member of our Trade Surveillance team, you will be responsible for leading a global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of...

  • Surveillance Analyst

    4 weeks ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job OverviewHunter Bond is seeking a skilled Surveillance Analyst to join their team in London. The ideal candidate will have experience in trade surveillance, with a strong understanding of market integrity and regulatory compliance.Key Responsibilities:Perform daily surveillance of market activity to ensure market integrity and compliance with regulatory...

  • Surveillance Analyst

    4 weeks ago

    London, Greater London, United Kingdom Hunter Bond Full time

    Job OverviewHunter Bond is seeking a skilled Surveillance Analyst to join their team in London. The ideal candidate will have experience in trade surveillance, with a strong understanding of market integrity and regulatory compliance.Key Responsibilities:Perform daily surveillance of market activity to ensure market integrity and compliance with regulatory...

  • Trade Surveillance Systems Lead

    1 week ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleAs a Trade Surveillance Systems Lead, you will be responsible for spearheading a global team of analysts in the critical task of tuning and reviewing trade surveillance models. Your role will focus on enhancing the accuracy and efficiency of these systems through meticulous model tuning, back-testing, and staying abreast of the latest in...

Trade Surveillance Analyst

2 months ago

London, United Kingdom CLARKSON PLC Full time

Role Summary

We are seeking a Trade Surveillance Analyst to join our London team. The ideal candidate will have some trade surveillance experience, be highly organised, with strong attention to detail and accuracy, as well as strong numeracy skills.

What you’ll be doing

Monitoring and Surveillance
• Promote good practice within the Firm
• Communication platforms monitoring
• Trade reconstruction
• Trade investigation
• Identify and escalate any potential Regulatory and Exchange breaches
• Incident resolution - Detect and investigate potential breaches
o Fraud and Market Manipulation including Wash Trades
o Regulatory Rule breaches
o Policies and procedures
• Report findings at weekly Compliance meetings
• Monthly reports on Findings to directors
• Monthly meeting with directors to discuss findings
• Prepare Management Information reports for quarterly Board Meeting
• Assist with regulatory and/or exchange queries.

Training
• Conduct regular training sessions for M&S stakeholders (IT, Brokers, Compliance)
• Liaise and assist brokers in understanding good practice
• On desk advisory function

Updates on Industry Findings
• Monitor industry development and trends
• Identify gaps in the firms monitoring and surveillance policies

Policy and Procedures
• Advise senior management of M&S best practice
• Maintain and update policies and procedures in line with best practice
• Act as a strategic partner and advisor to the business on communication recordings matter, understanding the impact of regulatory change and implementation

System and Controls
• Identify systems and controls failings and implement remedial action
• Liaise with IT to ensure adherence to control checks
• Monitor effectiveness of policies and procedures
• Additional / ad hoc duties as required to meet the needs of the business.

What we’re looking for
We invite applications from candidates who can demonstrate:
• Drive and self-motivation, with the desire and commitment to succeed, deliver excellence and make positive change;
• Relationship building, with excellent interpersonal skills and the ability to quickly build rapport;
• Collaboration, able to work well with others across diverse backgrounds to share information, develop skills, and deliver results;
• Resilience with the ability to persist and adapt;
• Smart problem-solving and analytical abilities, with a curious and inquisitive mind, and an openness to new ideas;
• Professional integrity and a respect for company values.

Other requirements
• 1 year+ experience in a trade surveillance or similar role
• Self-motivated
• Highly organised
• Strong attention to detail and accuracy
• Highly numerate
• Strong problem-solving skills
• Ability to work effectively within a team environment
• Excellent written and verbal communication skills
• Professional, efficient and able to work well under pressure
• Proactive, with a willing and flexible approach
• Strong IT skills (in Word, Outlook, Excel, and able to learn new systems quickly)