Compliance Monitoring

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...

Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc. Undertaking CDD and AML reviews (initial and ongoing) including PEP client acceptance process Undertake...

COMPANY OVERVIEW: Compliance Professionals is a prominent entity in the securities sector, dedicated to maintaining the highest standards of compliance and regulatory adherence. We are currently seeking a Compliance AML and Monitoring Officer to enhance our compliance framework. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance...

COMPANY OVERVIEW: Compliance Professionals is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance for various entities including regulated organizations, private corporations, and investment...

COMPANY OVERVIEW: Our client is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the comprehensive onboarding process for clients, which includes regulated entities, private corporations, and investment funds.Conduct Customer Due Diligence (CDD) and...

**THE COMPANY**: Our client is a UK-leading investment firm, specialising in private client services. **THE RESPONSIBILITIES**: - Assist with the ongoing update to Compliance policies and procedures. - Maintenance of the Compliance monitoring action log. - Contribute to the development of the annual compliance monitoring plan. - Undertake compliance...

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. THE RESPONSIBILITIES: Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc. Undertaking CDD and AML reviews (initial and ongoing) including PEP...

Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations. Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team. Developing, updating and implementing the firm’s compliance policies and procedures. ...

Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations. Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team. Developing, updating and implementing the firm’s compliance policies and procedures. ...

Our client is multinational Corporate and Retail banking company based in the City. They are looking for a Compliance Manager - Financial Crime Prevention to join the team on a permanent basis. To possess a thorough and up-to-date understanding of: relevant financial crime regulatory rules; anti-money laundering and terrorist financing legislation; the...

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. THE RESPONSIBILITIES: Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc.Undertaking CDD and AML reviews (initial and ongoing) including PEP client...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. THE RESPONSIBILITIES: Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc.Undertaking CDD and AML reviews (initial and ongoing) including PEP client...

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. THE RESPONSIBILITIES: Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc.Undertaking CDD and AML reviews (initial and ongoing) including PEP client...

We excited to be working with an International Wholesale Bank located in the City of London, who are looking for an AML Assistant to join the team. In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the branch to regulatory...

We excited to be working with an International Wholesale Bank located in the City of London, who are looking for an AML Assistant to join the team. In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the branch to regulatory...

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required   Ref: 4047G2   £60K - £65K + Good Benefits                                                                   Hybrid (West End)   Our client, a boutique wealth manager and...