Compliance AML and Monitoring Officer

COMPANY OVERVIEW: Compliance Professionals is a prominent entity in the securities sector, dedicated to maintaining the highest standards of compliance and regulatory adherence. We are currently seeking a Compliance AML and Monitoring Officer to enhance our compliance framework. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance...

COMPANY OVERVIEW: Compliance Professionals is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance for various entities including regulated organizations, private corporations, and investment...

COMPANY OVERVIEW: Our client is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the comprehensive onboarding process for clients, which includes regulated entities, private corporations, and investment funds.Conduct Customer Due Diligence (CDD) and...

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. THE RESPONSIBILITIES: Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc.Undertaking CDD and AML reviews (initial and ongoing) including PEP client...

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. THE RESPONSIBILITIES: Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc.Undertaking CDD and AML reviews (initial and ongoing) including PEP client...

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. THE RESPONSIBILITIES: Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc.Undertaking CDD and AML reviews (initial and ongoing) including PEP client...

Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc. Undertaking CDD and AML reviews (initial and ongoing) including PEP client acceptance process Undertake...

Job DescriptionWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for implementing and maintaining effective anti-money laundering (AML) and compliance programs.Key Responsibilities:AML Risk Assessment and Compliance Monitoring: In conjunction with the Chief...

Job DescriptionWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for implementing and maintaining effective anti-money laundering (AML) and compliance programs.Key Responsibilities:AML Risk Assessment and Compliance Monitoring: In conjunction with the Chief...

Job Details Job Title: AML Compliance Officer Contract: 4 months Location: London (3 days a week in the office) Hourly Rate: £15.50 per hour Law Firm: US Reporting to the Senior AML Risk & Compliance Officer and the AML Risk and Compliance Manager, the AML Risk and Compliance Officer is accountable for promptly and precisely executing Anti-Money...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

**Introduction**: Who are we and why work for us? We've created a world-class SaaS product that automates and solves our customers due diligence problems so that they can stay focused on running their business. First AML isn't just a “start up”, we are well funded and in growth mode which for you means your career will grow with us as we create a Global...

We excited to be working with an International Wholesale Bank located in the City of London, who are looking for an AML Assistant to join the team. In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the branch to regulatory...

We excited to be working with an International Wholesale Bank located in the City of London, who are looking for an AML Assistant to join the team. In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the branch to regulatory...

About Simpson Thacher & Bartlett LLPSimpson Thacher & Bartlett LLP is a leading international law firm with a global presence. Our firm provides coordinated legal advice and transactional capability to clients worldwide.Job SummaryThe AML Compliance Specialist will be responsible for undertaking Anti-Money Laundering (AML) processes, including Client Due...

About Simpson Thacher & Bartlett LLPSimpson Thacher & Bartlett LLP is a leading international law firm with a global presence. Our firm provides coordinated legal advice and transactional capability to clients worldwide.Job SummaryThe AML Compliance Specialist will be responsible for undertaking Anti-Money Laundering (AML) processes, including Client Due...

To assist the Compliance team in all areas of internal and external legal compliance, primarily focusing on client due diligence procedures, ensuring compliance with the Money Laundering Regulations. **Main duties and responsibilities**: **Anti-Money Laundering**: - To assist in ensuring that adequate CDD is conducted on all clients of the firm, initially...

About the RoleWe are seeking a highly skilled and experienced Senior AML Compliance Officer to join our team at SEI1GLOBAL. As a key member of our compliance function, you will play a critical role in ensuring the effective implementation and maintenance of our Anti-Money Laundering (AML) and Financial Crime Compliance Program.Key ResponsibilitiesDevelop and...

About the RoleWe are seeking a highly skilled and experienced Senior AML Compliance Officer to join our team at SEI1GLOBAL. As a key member of our compliance function, you will play a critical role in ensuring the effective implementation and maintenance of our Anti-Money Laundering (AML) and Financial Crime Compliance Program.Key ResponsibilitiesDevelop and...