Compliance Monitoring Analyst

Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations. Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team. Developing, updating and implementing the firm’s compliance policies and procedures. ...

Company OverviewWilliam Rose Associates is collaborating with a prominent trading firm seeking a dedicated professional for the role of Trade Monitoring and Surveillance Analyst.Key ResponsibilitiesAs a Trade Monitoring and Surveillance Analyst, you will play a crucial role in supporting the Trade Monitoring Surveillance Manager in the daily examination of...

REGULATORY COMPLIANCE ANALYST LONDON HYBRID £Our client, a global foreign exchange company are looking for a Regulatory Compliance Analyst who will be responsible for the monitoring and surveillance program and to maintain the utmost professionalism within the compliance team, At the forefront of this role is the ability to build relationships with...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...

We're looking for a detail-oriented and analytical Regulatory Compliance Analyst to join a leading FX company, located in the heart of London. This is a chance to be part of an organisation known for its excellence in foreign exchange and hedging services, serving a vast global clientele. Enhancing monitoring and surveillance programs to ensure regulatory...

Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc. Undertaking CDD and AML reviews (initial and ongoing) including PEP client acceptance process Undertake...

COMPANY OVERVIEW: Compliance Professionals is a prominent entity in the securities sector, dedicated to maintaining the highest standards of compliance and regulatory adherence. We are currently seeking a Compliance AML and Monitoring Officer to enhance our compliance framework. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance...

COMPANY OVERVIEW: Compliance Professionals is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance for various entities including regulated organizations, private corporations, and investment...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

Job OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...

Job OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in managing...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in managing...

COMPANY OVERVIEW: Our client is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the comprehensive onboarding process for clients, which includes regulated entities, private corporations, and investment funds.Conduct Customer Due Diligence (CDD) and...

**THE COMPANY**: Our client is a UK-leading investment firm, specialising in private client services. **THE RESPONSIBILITIES**: - Assist with the ongoing update to Compliance policies and procedures. - Maintenance of the Compliance monitoring action log. - Contribute to the development of the annual compliance monitoring plan. - Undertake compliance...

Wipro is looking for a Process IT Controls Analyst with previous experience of design and build of IT control framework who will take on the responsible of defining and documenting general and application controls, as well as designing control sampling and testing methodologies. This role requires a strong understanding of IT controls, risk management, and...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. Foster relationships with front office staff to enhance their understanding of regulatory obligations Monitor front office...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. Foster relationships with front office staff to enhance their understanding of regulatory obligations Monitor front office...

Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...