Compliance Monitoring Analyst

COMPANY OVERVIEW: Compliance Professionals is a prominent entity in the securities sector, dedicated to maintaining the highest standards of compliance and regulatory adherence. We are currently seeking a Compliance AML and Monitoring Officer to enhance our compliance framework. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance...

COMPANY OVERVIEW: Compliance Professionals is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance for various entities including regulated organizations, private corporations, and investment...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

COMPANY OVERVIEW: Our client is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the comprehensive onboarding process for clients, which includes regulated entities, private corporations, and investment funds.Conduct Customer Due Diligence (CDD) and...

Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Company OverviewOur client is a leading provider of compliance services to the financial industry, specializing in regulatory expertise and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with internal teams, providing...

Job Summary:Venn Group is seeking a highly skilled Compliance Monitoring Officer to join their team in a permanent capacity. As a key member of the Compliance Monitoring function, you will play a pivotal role in enhancing the bank's internal compliance practices, ensuring they align with the highest industry standards.Key Responsibilities:Enhance and monitor...

Job Summary:Venn Group is seeking a highly skilled Compliance Monitoring Officer to join their team in a permanent capacity. As a key member of the Compliance Monitoring function, you will play a pivotal role in enhancing the bank's internal compliance practices, ensuring they align with the highest industry standards.Key Responsibilities:Enhance and monitor...

AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our vibrant team. This position plays a crucial role in supporting the conflicts division, collaborating with senior personnel and various departments. Your primary responsibility will be to uphold exemplary service standards for our clients, manage all regulatory elements essential for the...

AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our dedicated team. This position is integral to supporting the conflicts division, collaborating closely with senior personnel and various departments. In this capacity, you will uphold exceptional service standards for our clients, oversee all regulatory components essential for the firm's...

Senior Analyst, Monitoring Join a dynamic team focused on ensuring regulatory adherence and operational excellence. As a Senior Analyst in Monitoring, you will play a crucial role in supporting the Head of Compliance Monitoring by providing assurance that regulatory compliance controls are functioning effectively through comprehensive monitoring reviews...

About the RoleSovos Compliance is seeking a highly skilled Regulatory Liaison Counsel to join our team. As a key member of our Regulatory Analysis and Design Department, you will play a critical role in bridging the gap between our regulatory expertise and our strategic ISV partners.Key ResponsibilitiesPartner closely with Sovos functions managing the...

About the RoleSovos Compliance is seeking a highly skilled Regulatory Liaison Counsel to join our team. As a key member of our Regulatory Analysis and Design Department, you will play a critical role in bridging the gap between our regulatory expertise and our strategic ISV partners.Key ResponsibilitiesPartner closely with Sovos functions managing the...

Compliance Analyst at a well established Insurance firmCity of LondonAre you passionate about ensuring regulatory compliance and supporting business integrity? My client is seeking a dedicated Compliance Analyst to join their Risk Management & Compliance DepartmentKey Responsibilities:Provide guidance on regulatory compliance while considering commercial...

Job DescriptionWilliam Rose Associates are actively partnering with a Trading firm based in London which is looking for a Trade Monitoring and Surveillance Analyst to join the business. ESSENTIAL SKILLS | Trade Monitoring and Surveillance Analyst1+ years experience in Trade Monitoring/Surveillance, in a brokerage or banking environment. An understanding of...