Compliance Manager

3 weeks ago


Romford, United Kingdom Bruin Financial & Professional Services Full time

We are supporting our client, an Insurance Firm based in Essex, in their hunt for an experienced Compliance Professional to join them as their Compliance Manager. Interested to find out more? Read on.

In this hybrid working role (with approx. 2-3 days in the office), you will be responsible for ensuring various ongoing activities within the business are actioned in accordance to regulatory needs. That could include, for example, maintaining the Compliancesystems, delivering the company-wide Compliance plan, and ensuring regulatory obligations are met across a variety of the business’s internal structures. No two days will be quite the same in this role as you will also leverage your understanding of currentregulatory requirements in the market to ensure that the business is always at the forefront of any legal needs.

An exciting aspect to this role is that some of these regulatory systems are in their infancy within the business: part of your job here will be liaising regularly with the Head of Compliance and the wider Senior Management to ensure these systems are developedto maturity. You will be pivotal in shaping the continued success of the firm’s regulatory functions.

Your responsibilities will include, but are not limited to:

- Monitoring and updating the business’s Compliance Systems
- Setup and regular engagement of the firm’s Risk Assessment and Strategy process, as well as a developing a Business Continuity Plan
- Providing advice and training to staff to ensure they adhere to continuous professional development requirements as regulations demand
- Working with the business regularly to ensure other ad-hoc projects that affect Compliance are actioned on time

The right person for this role must come from an Insurance background, and have demonstrable experience working in a Compliance role. Top-notch analytical and Excel skills will be crucial for success in the role as there will be various sources of data thatrequire handling in this role. An understanding of good data protection practice as well as how to engage with statutory and legislative requirements will also be required.



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