Senior Compliance Consultant
4 days ago
This unique opportunity means that you can expect to be involved in a broad range of topics and is ideal for someone with strong Compliance experience focussing around Investments.
**The role will involve**:
- Undertaking regular compliance monitoring
- Monitoring risk across multiple workstreams
- Supporting decision making and overseeing work within a team of more junior compliance analysts
- The review of Financial Promotions in line with regulatory guidelines
- Active contribution to project discussions
- Attending client meetings
- Creation of project plans and roadmaps
- Identify and deliver new ways to improve efficiencies in reporting and current processes
**Key Requirements**:
- 5-10 years’ financial services experience in a senior compliance role
- Experience of interpretation and implementation of FCA regulatory requirements in line with retail investment products
- Has working knowledge of investments and the regulatory landscape that applies to them
- Has working knowledge of Financial Services products
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