Compliance Officer
5 days ago
My client is a small **Financial Services** provider based in the **East Midlands.** Due to the continued success of the business and expansion of their Compliance team they are currently recruiting for a **Compliance Officer.**
Reporting to the Head of Compliance your main responsibilities will include;
- Support in ensuring statutory, regulatory and relevant compliance for designated functions.
- Assist to achieve objectives in relation conduct risk and treating customers fairly, compliance with MCOB, ICOBS, BCOBS, AML / Fraud prevention, data security, data protection, complaints and health and safety
- To interpret regulation / legislation in order to provide advice, support and guidance (as appropriate) to the business
- To provide input into projects as required.
- To carry out, evidence and report on 2nd line Compliance monitoring activity and Monitoring reviews
- To carry out, evidence and report on 2nd line oversight of regulated complaints handling
- To review compliance monitoring review work.
- To ensure that regulatory requirements in respect of Anti Money Laundering
- To carry out / assist in the recording, monitoring and reporting of all activities associated with Financial Crime
- To check financial promotions, marketing and non-marketing literature
You will be a **Compliance** professional with a minimum of **2 years** experience within a similar role. My client offer a competitive salary and benefits package and scope to progress within the company. They currently offer a hybrid working model of 3 days in the office and 2 days at home.
**Salary**: £30,000.00-£35,000.00 per year
Schedule:
- Monday to Friday
Work Location: One location
Reference ID: 12345
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