Financial Crime Compliance Advisory Officer Cib C

3 days ago

London, United Kingdom eFinancialCareers Full time

**
The Responsibilities
This role will be specifically responsible for:
**High Risk Escalations**:

- To review PEP and other higher-risk referrals (e.g. from the London Due Diligence Team, CIB business areas in London or internationally), to assess financial crime risks and agree appropriate level of risk for each referral.To ensure all relevant recordsare updated and maintained accordingly, to ensure appropriate audit-trails for decisions.
- Review contract and deal specific documentation to asses for the presence of financial crime compliance risk (e.g. sanctions, bribery, money laundering, etc.), to identify options to mitigate identifiable risk (in consultation with other specialists - e.g.Legal).
- Represent UKFS in Client Acceptance Committees, New Activity Committees and other internal forums related to higher-risk clients, products and risk in the operating/business environment.

**Advisory**:

- Maintain up-to-date awareness and understanding of UK requirements, particularly in relation to Money Laundering Regulations (or equivalent), Financial Sanctions (e.g. UK, France, EU and US OFAC) and FCA Handbook (in relation Financial Crime) and FCA FinancialCrime Guidance (i.e. ‘core knowledge’).
- Competently demonstrate key AML analysis and articulate clear guidance to inform opinion on how best to identify and respond to financial crime risk, including, inter-alia, via formal reporting to the AML Committee and/or a senior business forum.

**Training and Guidance**:

- Support CIB development and delivery (where necessary) of financial crime training.
- Key compliance contact for the business, particularly in relation to core knowledge areas.

**SAR Investigation and internal reporting**:

- Report to the Nominated Officer / Investigations team any knowledge or suspicion of money laundering or terrorist financing using the bank’s internal SAR escalation process.
- Report any breaches of legislation or bank policy using the bank’s breach reporting procedure and escalate issue to the appropriate area.

**Other (Ad hoc)**:

- Maintain highly accurate records and to ensure any Management Information produced is of the highest standard.
- Ensure Management is made aware of all pressing issues in a timely fashion.
- Ensure appropriate audit trail for all advice / key decisions

**Qualifications**:
**Skills & Experience Required
**Essential**
- Experience working in a financial crime advisory environment - including AML (not solely Customer Due Diligence), Financial Sanctions and/or anti-bribery systems and controls in a UK FCA regulated firm (preferably a CIB environment).
- Proficient in assessing AML risk/cases and making (and documenting) informed decisions to mitigate AML risk / escalate accordingly.
- A broad understanding of general AML risk issues in a CIB environment
- A good understanding of products offered in a CIB environment
- A good working knowledge of UK, EU and US sanctions regimes and an understanding of other regimes.
- A detailed working knowledge of current UK regulatory environment for financial crime.
- Excellent team player within a high pressure environment
- First class communication skills, both written and oral
- A proven ability to present a given issue to Management and argue a case accordingly
- A self-starter who requires mínimal supervision
- A proactive approach
- A proven ability to make quick (but informed and rational) decisions whilst ensuring that issues/risk have been appropriately considered and mitigated

**Preferred**
- A good understanding of other financial crime risk, such as, bribery and fraud.
- Understanding of upcoming legal and regulatory changes that might impact financial crime compliance.

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