Financial Crime Advisory Lead

5 months ago

London, United Kingdom Crédit Agricole CIB Full time

**Description du poste**:
Key Role Responsibilities

The incumbent will be required to lead and take part in various advisory workflows. This is a hands-on role which requires substantial contribution in the day-to-day activities and decisions of the team.
- Opinion Workflow Management - monitor advisory workflows; provide regular and ad hoc management information and analysis on trends, challenges and achievements; contribute to and/or deliver management information to senior management and London committees; escalate to Senior Management where required;
- Enhanced Due Diligence (EDD) Advisory - provide opinions and assessments, from a financial crime perspective, on higher risk clients, credit requests, transactions and financial crime/sanctions alerts. This includes management of live payments;
- Risk Assessments - Lead, complete and/or contribute to the annual enterprise-wide risk assessments. Lead on any actions stemming from the assessment where required;
- Committees - Present to and/or participate to London committees such as the Credit Committee and Financial Security Committee;
- Audits - Lead and/or assist in the preparation for and response to internal and external audits. Participate in audit interviews and implementation of post-audit action points. This may include translating lessons learned into procedures and issuing communication to relevant stakeholders;
- Projects - Lead and/or assist on some local and group projects across the multiple work streams. This may include representing FS in working groups, leading local projects, working with various stakeholders (internal / external) and attending events;
- Training - Lead and/or assist in the development and delivery of some local training initiatives;
- Other - Ad hoc and new tasks as required within the FS London team

Legal and Regulatory Responsibilities
- Comply with all applicable legal, regulatory and internal compliance requirements, including, but not limited to, the London Compliance manual and the Financial Crime Policy.
- Maintain appropriate knowledge to ensure to be fully qualified to undertake the role. Complete all mandatory training as required to attain and maintain competence.
- Poste avec management
- Oui
- Niveau d'étude minimum
- Bac + 3 / L3
- Formation / Spécialisation
- University Degree or equivalent
- Money laundering, Financial Crime or Sanctions qualification (ACAMS, CGSS, ICA Advanced/Diploma Certificates)
- Practical experience working within a financial crime function for a corporate/investment bank;
- Practical 2LoD experience in advising on Financial Crime matters on corporate/investment banking clients and products (international trade including trade finance, corporate financing, transaction banking, capital markets);
- Experience in assessing and opining on complex financial crime incl. sanctions matters/transactions, including the necessity to escalate, when appropriate;
- Experience in working effectively with multiple key stakeholders to tight deadlines. Experience in a lead position (also in an informal setting).
- Experience working with money laundering / payments filtering / customer screening software;
- Produced and delivered financial crime training to various stakeholders;
- Compétences recherchées
- Strong analytical skills with excellent attention to detail;
- Strong decision making skills, including the ability to draw conclusions on complex matters and recognise the need for escalation, when appropriate;
- Resilience and ability to work under pressure;
- Flexibility and adaptability to change;
- Ability to work independently, with mínimal supervision and act on own initiative to identify tasks to be undertaken and risks to be managed;
- Ability to share responsibilities, skills and experience with other team members; great team player;
- Clear and concise verbal and written communication. Good working knowledge of MS Office (PowerPoint, Excel).
- Outils informatiques
- Good working knowledge of UK, EU, US Sanctions regimes
- Good understanding of investment banking products/services, including trade finance, international trade, finance and capital markets products;
- **Entreprise Crédit Agricole CIB**:

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