Senior Financial Crime Advisory Officer

2 days ago

London, United Kingdom MERJE Ltd Full time

Senior Financial Crime Advisory Officer required for a leading international corporate & investment bank based in London.

You will be part of a Financial Crime Advisory team responsible for providing for Global Markets - including, areas including AML, fraud, AB&C, sanctions, PEPs and high-risk clients.

Role requirements for Senior Financial Crime Advisory Officer:

- Supporting and assisting senior management in adherence to applicable Financial Crime laws and regulations as well as to high standards of business and ethical integrity
- Reviewing adequacy and completeness of customer due diligence completed by the Due Diligence Team on new-to-bank and recertified (existing) clients, particularly for compliance with applicable Policy and UK regulatory requirements
- Financial Crime Risk assessment for high risk escalations, including Money Laundering, Sanctions, Bribery, corruption and internal failings.
- Interpreting and advising the banks staff on applicable Financial Crime laws, regulations and standards.
- Training staff on relevant Financial Crime regulations and standards.
- Monitoring and reporting on compliance with applicable laws, regulations and standards Investigating and reporting on any suspected breach of applicable standards
- Review PEP and other higher-risk referrals (e.g. from the London Due Diligence Team, CIB business areas in London or internationally), to assess financial crime risks and agree appropriate level of risk for each referral. To ensure all relevant recordsare updated and maintained accordingly, to ensure appropriate audit-trails for decisions.
- Review contract and deal specific documentation to asses for the presence of financial crime compliance risk (e.g. sanctions, bribery, money laundering, etc.), to identify options to mitigate identifiable risk (in consultation with other specialists - e.g.Legal).
- Represent the UK branch in Client Acceptance Committees, New Activity Committees and other internal forums related to higher-risk clients, products and risk in the operating/business environment.
- Maintain up-to-date awareness and understanding of UK requirements, particularly in relation to Money Laundering Regulations (or equivalent), Financial Sanctions (e.g. UK, France, EU and US OFAC) and FCA Handbook (in relation Financial Crime) and FCA FinancialCrime Guidance (i.e. 'core knowledge’).
- Competently demonstrate key AML analysis and articulate clear guidance to inform opinion on how best to identify and respond to financial crime risk, including, inter-alia, via formal reporting to the AML Committee and/or a senior business forum.

**Qualifications**:

- Significant prior experience working in a financial crime advisory environment - including AML, Sanctions and/or anti-bribery systems and controls in a UK FCA regulated firm from a preferably a CIB environment).
- Strong track record in assessing AML risk/cases and making (and documenting) informed decisions to mitigate AML risk / escalate accordingly.
- A strong working knowledge of UK, EU and US sanctions regimes and an understanding of other regimes.
- An advanced and broad understanding of general AML risk issues in a CIB environment, such as, IB product, intra-jurisdictional AML and sanctions risk and client-type risk.
- An advanced knowledge of products/services and 1st line operations across CIB and BPSS business areas.

This is an exceptional bank with excellent career growth and opportunities. They offer a hybrid working set-up. They are at the cutting edge of technology and are a brand that you will be proud to work with.

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