Financial Crime Compliance Manager

2 days ago

London, United Kingdom Compliance Professionals Full time

THE COMPANY:


We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services.








THE RESPONSIBILITIES:


  • Act as an escalation point for financial crime compliance queries
  • Work with the DMLRO to ensure staff in the Bank receive a proper Financial Crime advisory service.
  • Responsible for managing KYC, ABC, sanctions and fraud -related escalations.
  • Provide training and guidance to the first line of defence on financial crime risks and control requirements.
  • Perform 2nd line assurance reviews as determined by the financial crime prevention monitoring plan and ensure reports are produced on a timely basis.
  • Maintain strong front office engagement to help identify and facilitate other strategic risk assessments.
  • Partner with other teams across the Bank to deliver enhancements to processes and client experience, ensuring they adhere to the Bank policies and procedures.
  • Support critical financial crime actions following audits and reviews.
  • Deliver financial crime gap analysis, identifying areas for improvement and ensuring that the bank remains compliant with evolving regulations.
  • Conduct regular horizon scanning to stay ahead of emerging financial crime risks and regulatory changes.
  • Support the DMLRO with the review of Suspicious activity reports, financial crime – related investigations, or any projects as required.
  • Update compliance desktop procedures and record maintenance.
  • Support the preparation and maintenance of Management Information.
  • Assist with the preparation of regular Management information reports to the Senior Management, Audit committees the Head Office and other ad hoc reports as required
  • Updating policies and guidelines











EXPERIENCE REQUIRED:


  • Previous experience in 2nd Line Advisory within Financial Crime Compliance
  • Broad financial crime regulatory knowledge and practical experience of the following: JMLSG, ML regs, POCA 2002, TACT, SAMLA, ECCTA, Bribery Act 2010, FCA Handbook and International Sanctions
  • An understanding of industry- wide financial crime practices and trends
  • Strong second line experience
  • Credibility dealing with senior stakeholders
  • Excellent stakeholder management experience with a focus on interaction with the Business.
  • Ability to be take initiative and think outside the box whilst introducing and enhancing control processes, reporting and oversight.
  • Effective solutioning, and ability to balance risk and practicality to determine appropriate action/ solutions













For further information, please contact Duncan Jeffery

  • Financial Crime Compliance Manager

    2 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

  • Financial Crime Compliance Manager

    2 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

  • Financial Crime Compliance Manager

    18 minutes ago

    London, United Kingdom Compliance Professionals Full time

    Job DescriptionTHE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the...

  • Financial Crime Contractor

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management business based in London. They are looking for a Financial Crime Contractor to join the thriving team on a 12 month FTC basis. **THE RESPONSIBILITIES**: - To manage and develop the enhancement of the firm’s financial crime compliance operations - Identifying, assessing and mitigating financial...

  • Financial Crime Officer

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - Responsible for reviewing the existing Financial Crime risk assessment and to update it - Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and...

  • Financial Crime Specialist

    3 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a highly skilled Financial Crime Specialist to join their team. The successful candidate will have broad financial crime experience from a banking environment, including financial crime advisory experience.Key Responsibilities:Review and assess the appropriateness of financial crime related documentation.Assist in writing...

  • Financial Crime Risk Manager

    18 hours ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewWe are seeking a highly skilled Financial Crime Compliance Manager to join our team at Compliance Professionals in London. As a key member of our financial crime prevention team, you will be responsible for ensuring that our bank remains compliant with evolving regulations and maintains strong front office engagement.

  • Financial Crime Risk Manager

    1 day ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a highly skilled Financial Crime Risk Manager to join Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is an exciting opportunity for a motivated and detail-oriented individual to contribute to our efforts in preventing and detecting financial crime. As a Financial...

  • Compliance Director

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

  • Senior Financial Crime Manager

    1 month ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    **Job Title:** Senior Financial Crime ManagerWe are seeking a seasoned professional to join our AJ Fox Compliance team as a Senior Financial Crime Manager. This role is ideal for someone with expertise in financial crime and AML regulations, looking to contribute to a collaborative environment that promotes best practices.Key Responsibilities:Provide expert...

  • Financial Crime Compliance Advisory

    6 days ago

    london, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES: Responding to enquiries from the business in a timely manner. Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of...

  • Financial Crime Compliance Advisory

    4 weeks ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

  • Financial Crime Compliance Advisory

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES: Responding to enquiries from the business in a timely manner. Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of...

  • Financial Crime Compliance Advisory

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

  • Financial Crime Compliance Advisory

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

  • Financial Crime Expert

    3 days ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Senior Financial Crime LawyerEstimated salary: £120,000 - £180,000 per annum.We are seeking a seasoned qualified lawyer with expertise in Anti-Money Laundering (AML), sanctions and other financial crime risks to join our AJ FOX COMPLIANCE team in London. As a Senior Financial Crime Lawyer, you will provide guidance to senior management staff on financial...

  • Financial Crime Advisory Professional

    3 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewWe have an exciting opportunity for an experienced Compliance & Financial Crime Manager to join our team at Compliance Professionals.About the CompanyOur company has been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate...

  • Financial Crime Assistant

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. **THE RESPONSIBILITIES**: - To support the provision of financial crime training to key stakeholders - To support the holistic financial crime compliance programme, where...

  • Financial Crime Compliance Advisory

    2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

  • Senior Compliance Officer

    1 month ago

    London, Greater London, United Kingdom financial-advisor Full time

    OverviewSMBR seeks a trusted partner for long-term growth in financial advisory. As a Senior Compliance Officer, you will play a key role in providing advice and guidance on financial crime compliance, managing service provision, and supporting the development of regional strategies.