Compliance Officer
3 weeks ago
Permanent varied and interesting Compliance Officer role in Ipswich
- Exciting international business for this varied and interesting role
**About Our Client**:
As a Compliance Officer, you will work under the guidance of a senior compliance professional to foster an engaging and effective compliance culture within the business. Your responsibilities will include conducting risk-based compliance monitoring, offering advice and guidance on various issues and new products, and ensuring that the business operates in a compliant manner. This role requires a proactive and solution-oriented mindset, as well as the ability to learn from experienced peers and make an immediate impact.
Compliance Officer Key Accountabilities and Main Responsibilities:
- Regulatory Change - Review and administer externally issued materials, such as client presentations, social media postings, commentaries, website content, and financial promotions, to ensure compliance with relevant regulatory standards.
- Compliance Monitoring - Conduct compliance monitoring reviews, as assigned, in alignment with the annual compliance monitoring programme.
- Advice - Provide real-time compliance advice to business personnel regarding the rules, regulations, and internal policies that govern their activities, including new and existing products and services.
- Breach and Incident Review - Review and provide feedback to the business on breaches and incidents.
- Regulatory and Industry Development - Support the ongoing review and assessment of applicable regulatory and industry developments.
- Management Information - Prepare compliance-related management information for presentation and dissemination.
- Compliance Policy - Assist in the review, maintenance, and organization of compliance policies.
- Compliance Training - Support the preparation and delivery of scheduled compliance training.
- Project Support - Assist with other compliance-related projects as assigned by the Head of Compliance.
- FCA Conduct Rules - Comply with the FCA Conduct Rules applicable to all financial services employees.
**The Successful Applicant**:
Compliance Officer Experience & Personal Attributes:
- Minimum of 2 years' experience in the fin. services industry compliance.
- Knowledge of regulatory requirements, particularly those of the Financial Conduct Authority (FCA) or other relevant regulators.
- Excellent verbal, written, and interpersonal communication skills.
- Strong attention to detail, organisational skills, and the ability to engage with employees at all levels.
- Capability to build and maintain solid working relationships.
- Proficiency in report writing and time management.
- Good computer literacy with knowledge of Microsoft Word and Excel.
Desired Qualifications:
- Industry certification or ongoing education in Financial Services Industry compliance is preferred, or a willingness to pursue further studies.
- Degree-level education or similar relevant qualifications
**What's on Offer**:
Great flexible benefits and working from the Ipswich location
-
Compliance Officer
2 weeks ago
Ipswich, United Kingdom Opus People Solutions Full time**Compliance Officer - Opus People Solutions** Hybrid working role -Part time in the office. £19,000-£22,000 Do you have great communication skills, and excellent attention to detail, and are someone who thrives in a fast-paced recruitment environment? At Opus People Solutions we are seeking a compliance officer to join our internal compliance team....
-
Compliance Officer
7 days ago
Ipswich, Suffolk, United Kingdom Page Personnel Full timePermanent varied and interesting Compliance Officer role in Ipswich Exciting international business for this varied and interesting roleAbout Our Client:As a Compliance Officer, you will work under the guidance of a senior compliance professional to foster an engaging and effective compliance culture within the business. Your responsibilities will include...
-
IT Administration
2 weeks ago
Ipswich, United Kingdom Atkinson Moss Full timeA brilliant opportunity for an experience Technical Compliance Officer to join a top 50 UK law firm has arisen in either; Norfolk, Suffolk, Cambridgeshire, Essex or Kent (inter-office travel required). This role is integral to the operation of the wider IT Team, ensuring that the high standards that are set are continuously met, documented, maintained,...
-
Contracts and Compliance Officer
2 weeks ago
Ipswich, United Kingdom Suffolk County Council Full time**Suffolk County Council - Ipswich, Suffolk IP1 2BX - Hybrid**: - **£32,076 per annum (pro rata if part time)**: - **37 hours per week - Flexible working options available**: - **Permanent** As a modern, flexible and effective organisation, we’re driven to make a positive difference to the environment, the communities we serve and the careers of our...
-
Risk & Compliance Officer
2 months ago
Ipswich, United Kingdom TIME Appointments Ltd Full timeOur client, a global leading company in the financial services industry is currently recruiting for a Risk & Compliance Officer to join their team in Ipswich. This role will be working closely with the Risk & Compliance Team to assist in the implementation of processes and procedures to enable to company to meet its regulatory obligations. Key Duties: -...
-
Recruitment and Compliance Officer
2 weeks ago
Ipswich, United Kingdom your care matters domiciliary and recruitment services ltd Full time**Sponsorship is not available for this role and you must have the right to work in the UK** About The Role: We are looking to recruit a highly motivated, friendly, recruitment and compliance officer to join our HR Compliance team based in Ipswich. The role will provide a central onboarding function to our care agencies Monday to Friday 9am to 5pm - 37.5...
-
Compliance Officer- Social Care
2 months ago
Ipswich, United Kingdom B & H Care Full time**Compliance Officer - Social Care** **Reporting To**:Registered Manager** **Duties and Responsibilities** You will work alongside the Registered Manager to ensure each area of the business is compliant with CQC requirements. Conduct regular audits to assess performance, maintain compliance and identify ways of improvement. Maintain and manage...
-
Risk & Compliance Officer
2 weeks ago
Ipswich, United Kingdom Birketts Full timePurpose of job To effectively provide support to the Risk and Compliance Director to ensure that the firm's compliance and regulatory regime meets current requirements, conditions and client expectations. To manage the Risk and Compliance inbox on a day to day basis, including supporting fee earner and secretaries in relation to AML and client...
-
Business Support Officer
3 weeks ago
Ipswich, United Kingdom Babergh District Council and Mid Suffolk District Council Full time**Babergh and Mid Suffolk District Councils - Great Wenham, CO7 6PS**: - **£25,878 - £31,099 per annum (pro rata for part time)**: - **Full Time, 37 hours per week**: - **Permanent** Babergh and Mid-Suffolk District Councils are going through an exciting period of change, with the **creation of a** **new Compliance Team** within our **Housing...
-
Compliance Officer- Social Care
1 week ago
Ipswich, Suffolk, United Kingdom B & H Care Full timeCompliance Officer - Social CareReporting To:Registered Manager**Duties and ResponsibilitiesYou will work alongside the Registered Manager to ensure each area of the business is compliant with CQC requirements.Conduct regular audits to assess performance, maintain compliance and identify ways of improvement.Maintain and manage compliance records and manage...
-
Business Support Officer
2 months ago
Ipswich, United Kingdom Babergh District Council and Mid Suffolk District Council Full time**Babergh and Mid Suffolk District Councils - Great Wenham, CO7 6PS**: - **£29,269 - £33,945 per annum (pro rata for part time)**: - **Full Time, 37 hours per week**: - **Fixed Term Contract or Secondment Opportunity for 12 months** Full-time, part-time and job share opportunities will be considered Babergh and Mid-Suffolk District Councils are going...
-
Data Protection Manager
3 weeks ago
Ipswich, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
-
Data Protection Manager
4 weeks ago
Ipswich, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
-
Data Protection Manager
4 weeks ago
Ipswich, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
-
Data Protection Manager
4 weeks ago
Ipswich, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
-
Data Protection Manager
4 weeks ago
Ipswich, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
-
Data Protection Manager
4 weeks ago
Ipswich, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
-
Data Protection Manager
7 days ago
Ipswich, Suffolk, United Kingdom AJ Fox Compliance Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
-
Data Protection Manager
3 weeks ago
Ipswich, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
-
Data Protection Manager
3 weeks ago
Ipswich, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a passionate and skilled Data Protection Manager to support their Head of Risk & Compliance in their Ipswich office. The successful candidate would be the sole Data Protection expert working alongside the Risk & Compliance team and would therefore be responsible for promoting and ensuring compliance with data protection regulations...
