Trade Compliance Specialist

South East, Greater London, London, UK - £55000 per annum, Benefits: Plus Bonus! - Permanent - V-32640 Holt Executive are partnered with a global leader within the Global Connectivity space and is the market leader in global mobile satellite communications. Our partner is seeking a **Trade Compliance Specialist **to collaborate with a wide range of...

Holt Executive are partnered with a global leader within the Global Connectivity space and is the market leader in global mobile satellite communications. Our partner is seeking a Global Trade & Compliance Specialist to collaborate with a wide range of internal and external stakeholders to ensure adherence to regulations and best practices in activities...

Job SummaryWe are seeking a highly skilled and experienced Compliance Specialist to join our team at the British Compliance Institute. As a Compliance Specialist, you will play a critical role in ensuring that our organization adheres to all relevant regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement compliance programs...

Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...

Position OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...

ABOUT THE ORGANIZATION:Our client is a prominent investment-focused fund management entity, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily...

COMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...

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**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...

ABOUT THE ORGANIZATION:Our client is a forward-thinking investment platform operating within the Fintech sector, poised for significant expansion. They are in search of a Regulatory Compliance Specialist to enhance their team.KEY RESPONSIBILITIES:Oversee daily financial promotion approvals, address complaints, conduct transaction assessments, and manage...

COMPANY OVERVIEW: Compliance Professionals is a prominent entity in the securities sector, dedicated to maintaining the highest standards of compliance and regulatory adherence. We are currently seeking a Compliance AML and Monitoring Officer to enhance our compliance framework. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance...

**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

COMPANY OVERVIEW: Compliance Professionals is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance for various entities including regulated organizations, private corporations, and investment...

twentyAI London, United KingdomPosted 3 hours ago Permanent Competitive - A global Commodities Trading firm is seeking an experienced Compliance Specialist to support in developing and enhancing their Compliance Programme. **Role Responsibilities;** - Identify regulatory compliance risks and implement systems and processes to deliver effective compliance...

Position OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...

AJ FOX COMPLIANCE is a prestigious law firm in the UK, currently looking for a Regulatory Compliance Specialist to join our team. This position is crucial in upholding the firm's ethical standards and ensuring compliance with various regulations, including SRA, ICO, and Lexcel.Key Responsibilities:Assist legal professionals with inquiries regarding...

COMPANY OVERVIEW: Our client is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the comprehensive onboarding process for clients, which includes regulated entities, private corporations, and investment funds.Conduct Customer Due Diligence (CDD) and...

**This is where you save and sustain lives** At Baxter, we are deeply connected by our mission. No matter your role at Baxter, your work makes a positive impact on people around the world. You'll feel a sense of purpose throughout the organization, as we know our work improves outcomes for millions of patients. Baxter's products and therapies are found in...

Job SummaryWe are seeking a highly skilled Validation and Compliance Specialist to join our team at the British Compliance Institute. As a key member of our team, you will be responsible for ensuring regulatory compliance through validation and qualification.Key ResponsibilitiesDevelop and implement a risk-based approach to determine processes requiring...

Job SummaryWe are seeking a highly skilled Trade Compliance Manager to join our team at Pod Talent. As a key member of our organization, you will be responsible for developing and executing a standardized global trade compliance program, focusing on the UK and Europe.Key ResponsibilitiesLead Trade Compliance Program: Develop and implement a comprehensive...