Compliance Manager
3 days ago
You will contribute to the achievement of the Group's business goals in what continues to be a rapidly changing conduct regulatory environment by delivering practical and clear guidance on how to effectively meet new and existing conduct regulatory requirements.You will proactively help to ensure that the business implements effective systems and controls.
Your responsibilities will include
- Providing advice and proactive challenge to ensure regulatory and conduct compliance
- Overseeing the process for managing potential conflicts of interests, including; reviewing, reporting and tracking associated management actions arising from declarations
- Writing and presenting compliance reports including summaries of appropriate papers issued by the regulator which identify potential impact on the business
- Support the development of the compliance culture of the organisation by ensuring the company platforms, policies, processes, systems and controls
- Being a professional source of knowledge in the regulatory and conduct environment
This role will involve occasional travel between the Group's Chatham, London and subsidiary offices
We are looking for talented individuals who have the experience/knowledge and qualifications set out below:
- Previous experience as below:
- In a compliance or conduct risk role within the financial services industry
- Liaising with senior stakeholders in respect of regulatory change or advice
- Writing and presenting reports and papers
We also believe that your career and how you progress is as unique as your individual personality. We continually support our people so they can become the best version of themselves.
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