Compliance Officer 12 Month Contract

1 month ago


London, United Kingdom eFinancialCareers Full time

**Role**:Compliance Officer (12 Month Contract)

**Location**: London, UK

**Reporting To**: CCO, London

We are currently representing a European MTF who is seeking a compliance officer, to sit within their compliance advisory team in London. Our client trade across a number of financial instruments in Europe such as cash bonds, repos, credit default swaps andinterest rate swaps. If you are seeking an opportunity within a European MTF who are organically growing across Europe, do not hesitate to look further
- 3+ years of compliance and financial markets experience
- Strong knowledge of MIFID, MAR, EMIR etc
- Strong organizational and presentation skills
- Analytical and problem-solving skills
- Excellent written and verbal communication skills
- Ability to work independently and in a team
- Fluency in English

**The Role**:

- Provide regulatory advice to the and guidance to the business
- Implement controls relating to regulatory rules and requirements
- Assisting the business in further developing regulatory solutions
- Providing guidance on the MTF and rulebook
- Assisting with MIFID II reporting
- Implement policies and procedures, and developing existing compliance processes
- Leading training sessions internally for relevant stakeholders
- Working closely with other control functions


  • Compliance Officer

    4 weeks ago


    London, United Kingdom Oliver James Associates Full time

    I am currently recruiting for a Compliance Officer on a 12 month fixed term basis (possible extension/perm). The role will include supporting the Compliance Manager, oversee and control recording of Complaints, Conduct Risk, Financial Promotions, Horizon Scanning and more. Business partnering / stakeholder relationship & management essential. London /...

  • Compliance Manager

    4 weeks ago


    London, United Kingdom Carnegie Consulting Ltd Full time

    **Compliance Manager - Private Equity (12 month Mat Cover)** My client is one of London's most impressive funds which leads the way in their particular niche. This is a 12 month maternity cover contract which can start in February or March allowing for a month or so hand over. In this time you'll be supporting the Chief Compliance Officer (who has the...

  • Compliance Manager

    1 month ago


    London, United Kingdom eFinancialCareers Full time

    **Compliance Manager - Private Equity (12 month Mat Cover)** My client is one of London's most impressive funds which leads the way in their particular niche. This is a 12 month maternity cover contract which can start in February or March allowing for a month or so hand over. In this time you'll be supporting the Chief Compliance Officer (who has the...

  • Compliance Officer

    4 days ago


    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. THE RESPONSIBILITIES: Performing Compliance Risk Assessments Second line oversight of the Bank’s compliance with the applicable law, regulations and internal policies Developing and implementing a...


  • London, United Kingdom Compliance Professionals Full time

    Compliance Officer- Generalist (3 months temp) THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry...


  • London, United Kingdom Crédit Agricole CIB Full time

    Job description Business type Types of Jobs - Compliance / Financial Security Job title 12 Month Internship - Central Compliance Contract type Internship/Trainee Term (in months) 12 Months Job summary Summary The Central Compliance team is responsible for transversal compliance and regulatory matters. The remit of...

  • Compliance Officer

    4 weeks ago


    London, United Kingdom Cameron Kennedy Full time

    CONTRACT TYPE: - Temporary- LOCATION: - London- INDUSTRY: - Compliance & Legal- Financial Services- SALARY: - £50000 - £55000 per annum- START DATE: - ASAP- DURATION: - 12 months- REF: - TK52004_1692037643- JOB PUBLISHED: - 19 minutes ago**Compliance Officer** £50000 - £55000 + benefits. 6 Months Maternity Cover Hybrid working - Central London **THE...

  • Office Manager

    4 days ago


    London, United Kingdom Centre People Full time

    Office Manager (12-month FTC) - Centre People Appointments Jobs London Office Manager (12-month FTC) Ref: TY45390 Office Manager (12-month FTC) Sector Administration/PA Type Full-time, Temp/Contract/Project Location London Salary (Annual) £ ~ 55,000 / Year Benefits Competitive Package A well-established global trading house based in central London is...


  • London, United Kingdom Harrison Holgate Full time

    **A leading Global and Lloyd's Market Insurer and Re-insurer is currently recruiting for a Conduct Risk Officer (12 Month Fixed Term Contract) for their London office. Job Summary**: Assist in the provision of conduct risk guidance to the Insurance business, supporting the Conduct Risk Manager in the effective and efficient delivery of the conduct risk...


  • London, United Kingdom Charity People Full time

    Data Integration Officer, 12 Month Contract Children’s Charity, Central London Salary - £39,000(Hybrid working offered, 2 days a week in the office) Charity People are delighted to be working with a world-famous Children’s Charity in Central London to recruit a Data Integration Officer to work on a 12-month contract. The Charity uses Salesforce as...


  • London, United Kingdom Charity People Full time

    Job Description Data Integration Officer, 12 Month Contract Children’s Charity, Central London Salary - £39,000(Hybrid working offered, 2 days a week in the office) Charity People are delighted to be working with a world-famous Children’s Charity in Central London to recruit a Data Integration Officer to work on a 12-month contract. The Charity...


  • London, United Kingdom Charity People Full time

    Data Integration Officer, 12 Month Contract Children’s Charity, Central London Salary - £39,000(Hybrid working offered, 2 days a week in the office) Charity People are delighted to be working with a world-famous Children’s Charity in Central London to recruit a Data Integration Officer to work on a 12-month contract. The Charity uses Salesforce as...

  • Compliance Officer

    4 weeks ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation...


  • London, United Kingdom Charity People Remote Work Freelance Full time

    Data Integration Officer, 12 Month ContractChildren's Charity, Central London (Hybrid working offered, 2 days a week in the office)Salary - £39,000Charity People are delighted to be working with a world-famous Children's Charity in Central London to recruit a Data Integration Officer to work on a 12-month contract.The Charity uses Salesforce as its main CRM...


  • London, United Kingdom Charity People Full time

    Job DescriptionData Integration Officer, 12 Month ContractChildren’s Charity, Central LondonSalary - £39,000(Hybrid working offered, 2 days a week in the office)Charity People are delighted to be working with a world-famous Children’s Charity in Central London to recruit a Data Integration Officer to work on a 12-month contract.The Charity uses...


  • London, United Kingdom Charity People Full time

    Data Integration Officer, 12 Month ContractChildren’s Charity, Central LondonSalary - £39,000(Hybrid working offered, 2 days a week in the office)Charity People are delighted to be working with a world-famous Children’s Charity in Central London to recruit a Data Integration Officer to work on a 12-month contract.The Charity uses Salesforce as its main...


  • London, United Kingdom Page Personnel Full time

    Training Contract Holders (6 - 12 month contracts) - Magic Circle, Silver Circle and US Law Firms **About Our Client**: The clients are the top in the legal industry here in London. They are all looking for Training Contract Holders (6 - 12 month contracts) The vacancy Training Contract Holders (6 - 12 month contracts) are with multiple different firms so...

  • KYC Officer

    3 weeks ago


    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are assisting on the search for a KYC Officer to join the team of a well-known European bank. The role is a 1 year contract. THE RESPONSIBILITIES: Responsible for supporting the KYC Team with fulfilling all aspects of the onboarding and periodic client file reviews Liaising with the relevant stakeholders to complete the KYC / AML...

  • Proposal Executive

    2 days ago


    London, United Kingdom Meredith Brown Associates Full time

    -Our client, one of the leading UK Fund Managers, is seeking a Proposal Executive to join their Marketing team on a 12-month contract. The role may become permanent at the end of the contract. Our client provides individual investment and wealth management services for private clients, charities, trustees and professional partners. The role is City of London...