Compliance Officer- Generalist
3 weeks ago
THE COMPANY:
Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.
THE RESPONSIBILITIES:
- Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.
- Keep abreast of developments in relevant laws, regulations and guidelines.
- Provide advice to staff on compliance issues which arise on a day-to-day basis.
- To keep abreast of new regulations for the timely review and adoption of relevant changes considered necessary within the firm.
- Carry out quality assurance monitoring of First-Line review activities
- Check Compliance with the Bank’s AML due diligence procedures for Account Opening, Trade Finance, Periodic Reviews and Transaction Monitoring.
- Investigate fully reports from staff concerning money laundering suspicions and actual or attempted fraud.
- Assist with preparation disclosure reports to NCA, as and when required.
- Assist to respond to requests for documentation and other requirements contained in court orders.
- Assist in preparing and arranging delivery of Compliance and Anti-Money Laundering training to staff in conjunction with the MLRO.
- Assist in reviewing Conduct of Business Regulatory Compliance activities as directed by the Head of Compliance.
- Arranging formal training for members of staff on money laundering controls and other relevant regulatory matters as appropriate to their job functions.
EXPERIENCE REQUIRED:
- Compliance Generalist with Merchant Banking or Trade Finance experience. Please note that this is NOT a pure AML or KYC position.
- Experience gained in a financial services/banking environment.
- Technical ability and knowledge of relevant legislation and the FSA regulatory environment.
- Experience of compliance with UK Money Laundering regulations and guidance.
For further information please contact Natalie Eshelby
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