Quality Compliance Administrator
3 weeks ago
Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.
Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.
Keep abreast of developments in relevant laws, regulations and guidelines.
Provide advice to staff on compliance issues which arise on a day-to-day basis.
Carry out quality assurance monitoring of First-Line review activities
Check Compliance with the Bank’s AML due diligence procedures for Account Opening, Trade Finance, Periodic Reviews and Transaction Monitoring.
Investigate fully reports from staff concerning money laundering suspicions and actual or attempted fraud.
Assist in preparing and arranging delivery of Compliance and Anti-Money Laundering training to staff in conjunction with the MLRO.
Assist in reviewing Conduct of Business Regulatory Compliance activities as directed by the Head of Compliance.
Arranging formal training for members of staff on money laundering controls and other relevant regulatory matters as appropriate to their job functions.
Compliance Generalist with Merchant Banking or Trade Finance experience. Please note that this is NOT a pure AML or KYC position.
Experience gained in a financial services/banking environment.
Technical ability and knowledge of relevant legislation and the FSA regulatory environment.
Experience of compliance with UK Money Laundering regulations and guidance.
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Quality Compliance Administrator
2 weeks ago
London, United Kingdom Compliance Professionals Full timeCompliance Officer- Generalist (3 months temp) Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...
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Quality and Compliance Administrator
1 day ago
London, United Kingdom The Priory Full timePriory Hospital Woking, Chobham Road, Knaphill, Surrey, GU21 2QF Priory Group Division Hours 37.5 Vacancy Type Permanent - Full Time Priory Woking provides private acute mental health and addiction services (inpatients and day patients), and run extensive private outpatient clinics. We are looking for an organised, motivated and friendly individual to...
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Aml Compliance Administrator
1 month ago
London, United Kingdom AJ Fox Compliance Full timeOur client is an independent UK law firm seeking to hire an AML Compliance Administrator to join their team in London. The purpose of this role is to support the team with compliance checks on new matters. This is a fantastic opportunity to join a supportiveand encouraging team and have the ability to have a real impact on the firm. Key roles and...
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London, United Kingdom Vector Recruitment Full timeCompliance / Quality Administrator Medical Devices We are looking for a Compliance / Quality Administrator to join a dynamic company developing an array of products for the medical and healthcare industry. The company is growing and offering many opportunities for personal career development in addition to a wide variety of new projects to work on. As the...
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Compliance Officer
1 month ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...
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Regulatory Compliance Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
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Compliance Administrator
1 month ago
London, United Kingdom Philosophy Education Full timeCompliance Administrator - London Bridge - Full-time (40 hours) - Temp to Perm contract - Immediate start Philosophy Education is an Education Recruitment company built on experience and the highest levels of service for our teachers, support staff and schools. We are currently looking for a Compliance Administrator to join our team to ensure staff are...
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Compliance Distribution Specialist
1 month ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
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Compliance Administrator
1 month ago
London, United Kingdom WE Talent Full time**WE Talent** are working with a Legal regulator in the City of London who are recruiting for a **Compliance Administrator** to join their team. **Responsibilities** - Monitor, delegate and respond to the team inboxes - Write responses to queries and check information when required - Assist to project manage the annual licence renewal process - Maintain and...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...
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Compliance Associate
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing...
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Junior Risk
1 month ago
London, United Kingdom AJ Fox Compliance Full time**Are you an NQ Lawyer wanting to start your career in Risk & Compliance? Perhaps you have been working in another area of law and you're thinking of transitioning to Risk & Compliance.** If any of this resonates with you, then we'd love to have a chat! We're working with a top 100 UK law firm in South West London who would like to recruit someone for...
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Senior Compliance Officer
1 month ago
London, United Kingdom Compliance Professionals Full timeThey are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...
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Temporary Compliance Administrator
1 month ago
London, United Kingdom Office Angels Full timeOur client, a recognised international security company, is seeking an experienced administrator to join them on an ongoing temporary basis! This is a rewarding opportunity to be an integral member of the team and utilise your administrative skills. **Type of Role**: Temporary ongoing **Role**:Administrator **Company Type/Industry**: Security **Schedule:...
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Compliance Distribution Specialist
7 days ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures....
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due...
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Compliance Distribution Specialist
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...