Junior Risk

2 weeks ago


London, United Kingdom AJ Fox Compliance Full time

**Are you an NQ Lawyer wanting to start your career in Risk & Compliance? Perhaps you have been working in another area of law and you're thinking of transitioning to Risk & Compliance.**

If any of this resonates with you, then we'd love to have a chat

We're working with a top 100 UK law firm in South West London who would like to recruit someone for their Risk & Compliance team. You would be working closely with two Senior Risk & Compliance Lawyers.

The compliance team is responsible for developing the firm’s policies and procedures and ensuring they are implemented across the firm, and providing advice and training on all regulatory and compliance issues.

You will need to be able to demonstrate teamwork, communication, and IT skills, as well as a good understanding of risk and compliance. This role would suit a qualified solicitor who wants to work in Risk & Compliance.

Key responsibilities will include:

- Assisting in professional indemnity claims to determine if there is a reportable incident, liaising with the insurer when needed
- Managing relationships with panel solicitors when instructed
- Assisting with dealing with complaints from clients
- Monitoring compliance of AML and CDD procedures for new clients
- Conducting searches and carrying out AML checks
- Updating risk registers, conflicts, breaches, complaints, etc
- Assisting with carrying out conflicts searches and advising fee earners and other staff members
- Administering the file review process and ensuring non-compliance issues are rectified
- Assisting with the CQS scheme and training
- Assisting with the administration of risk and compliance training
- Preparing for the annual Lexcel assessment
- Assisting with preparing reports


  • Junior Risk Officer

    7 days ago


    London, United Kingdom Resource Solutions. Full time

    **Job Title**: Junior Risk Oversight & Control Officer **Location**: London (hybrid) **Scope and Purpose of the Role**: The Junior Risk Oversight & Control Officer will work in a small team of 1LoD risk specialists to implement the risk framework across all business lines in the UK, including the Asset Based Finance subsidiary. They will report into the...

  • Junior Risk Analyst

    6 days ago


    London, United Kingdom Insight Full time

    Junior Risk Analyst Salary - £80,000 - £90,000 The role will be part of the Global Risk Team which is based in London and throughout Europe. As the team is global the role may involve some travel as required. Key Responsibilities: - Daily position management by working closely with IT and business teams to ensure that the market risk reports reflect...

  • Internal & Audit Risk Manager - 30% International Travel

    Found in: beBee jobs GB - 2 weeks ago


    London, Greater London, United Kingdom Audit and Risk Recruitment Full time

    Audit & Risk Recruitment are delighted to be recruiting for an Internal Audit & Risk Manager to join a high performing team within this innovative and fast growing business based in London. You will be joining a company that really lives their values and are the global leader in their field. As the successful candidate you will be reporting into the Senior...


  • London, United Kingdom Hiring People Full time

    _**Are you looking for an exciting new opportunity in fire risk assessment? We have a great new role that could be perfect for you!**_ We are looking for an ambitious **Junior Fire Risk Assessor** to join our team. This role offers the chance to receive our proven fire risk assessor training programme, which will provide training on the job and the...

  • Junior Risk

    2 weeks ago


    London, United Kingdom Career Legal Full time

    In-House Regulation & Conduct Lawyer (Compliance Lawyer) Magic Circle Law Firm London, 3 Days in London Per Week My client, a magic circle law firm, is actively recruiting for an experience Compliance/Risk & Compliance Lawyer to join the firm on a permanent basis in their London office - working as their new In-House Regulation & Conduct Lawyer. The...

  • Junior Risk

    Found in: Jooble UK C2 - 2 weeks ago


    London, United Kingdom Career Legal Full time

    In-House Regulation & Conduct Lawyer (Compliance Lawyer) Magic Circle Law Firm London, 3 Days in London Per Week My client, a magic circle law firm, is actively recruiting for an experience Compliance/Risk & Compliance Lawyer to join the firm on a permanent basis in their London office - working as their new In-House Regulation & Conduct Lawyer. The...

  • Junior Risk

    3 weeks ago


    London, United Kingdom AJ Fox Compliance Full time

    An international law firm is hiring an in-house Data Privacy Lawyer to work in their compliance team in London. This is an exciting opportunity to join a firm with a strong compliance culture and senior stakeholders who take a keen interest in compliance issues. To apply for this role, you will need to be a qualified lawyer with experience advising on UK...

  • Junior Risk

    2 days ago


    London, United Kingdom AJ Fox Compliance Full time

    A UK full-service law firm is seeking to hire a Junior Risk & Compliance Manager to join their team in London. You will be working as a part of a small team and working alongside partners, fee earning and the senior management team. Key roles and responsibilities will include: - Answering day-to-day AML queries from fee earners - Assessing CDD and running...


  • Wembley, Greater London, United Kingdom Rise Technical Recruitment Limited Full time

    Junior Fire Risk Assessor - Training to Level 4 £30,000 to £35,000 + Bonus + Travel paid for + Training + Salary Progression + Benefits Remote based, London (Could be based: Are you a Level 2 / 3 Risk Assessor, looking to join a leading company, where you work in state of the art facilities and get put through your qualifications to become a level...


  • Wembley, Greater London, United Kingdom Rise Technical Recruitment Full time

    Junior Fire Risk Assessor - Training to Level 4 £30,000 to £35,000 + Bonus + Travel paid for + Training + Salary Progression + Benefits Remote based, London (Could be based: Are you a Level 2 / 3 Risk Assessor, looking to join a leading company, where you work in state of the art facilities and get put through your qualifications to become a level 4...


  • Wembley, Greater London, United Kingdom Rise Technical Recruitment Ltd Full time

    Junior Fire Risk Assessor - Training to Level 4 Junior Fire Risk Assessor - Training to Level 4£30,000 to £35,000 + Bonus + Travel paid for + Training + Salary Progression + Benefits Remote based, London (Could be based: Watford, Wembley, Stratford, Luton, Southend-On-Sea, Greater London) Are you a Level 2 / 3 Risk Assessor, looking to join a leading...

  • Junior Risk

    3 weeks ago


    London, United Kingdom Bruin Full time

    Senior OTC Markets Lawyer: Investments Team Pension Provider Based in the Investments & Markets Legal Team to provide legal advice and risk management support with respect to the firm’s clients in connection with trading activities and related issues (including OTC derivatives (equity and fixed income), repo, custodial relationships, regulatory...


  • London, United Kingdom Audit and Risk Recruitment Full time

    **The Audit & Risk Recruitment Company (ARRC) **has been mandated to a top 10 firm to recruit for an Internal Audit Senior to join their London team. It is a new opportunity which has arisen due to growth and expansion of the audit and risk services within the firm. In this role you will report to the respective Manager/Senior Manager. As a Senior, you will...

  • Junior Quant – Cross Asset Risk

    Found in: Talent UK C2 - 2 weeks ago


    London, United Kingdom Fourier Full time

    Required skills Quant analytics, trading, financial mathematics, financial modelling, pricing, risk, derivatives, frontoffice, library development, model development, volatility modelling, fx, rates, credit, derivatives,equities. The team is responsible for supporting the buying and selling of financial products on exchanges allover the world. This involves...


  • London, United Kingdom eFinancialCareers Full time

    **Junior Financial Risk Management Consultant** **Tasks**: - You will join an experienced team in London working with diverse clients (retail banks, investment banks, custodians, central counterparties, brokers) on risk management, asset and liability management (ALM), and regulatory change - As a member of Avantage Reply UK, you will work within our teams...

  • Risk Manager

    6 days ago


    London, United Kingdom BCT Resourcing Full time

    Risk Manager London Company client partnered with a leading Lloyd's Managing Agent in their search for a Risk Manager. This role will report to the Chief Risk Officer and will also involve management of a junior in the team. Responsibilities include; - Supporting CRO with the ORSA framework - Working on ESG/ Sustainability initiatives - Responsibilities with...

  • Financial Risk

    2 weeks ago


    London, United Kingdom Careers In Group Full time

    IAC are partnered with a FTSE100 FMCG organisation, which is established and loved worldwide. We are in search of a Financial Risk and Controls Junior Manager to join the team. Working on primarily project based controls, you will be reporting to a Senior Manager within the team whilst also managing a graduate. Focusing on SOX and controls, we are looking...


  • London, United Kingdom CMC Markets Full time

    CMC Markets requires a Junior Quantitative Trader to join the Derivatives trading team. This will be hybrid Trading / Quantitative Analysis role, primarily focusing on Equity Index Derivatives. This will be a varied and fast paced role within one of the core strategic initiatives of the business. Over time, the Junior Quantitative Trader will be required to...

  • Testing Consultant

    3 weeks ago


    London, United Kingdom Risk Crew Full time

    Location: London, UK | Employment Type: Permanent, Full Time Why should you come and join the team at Risk Crew? You like the idea of working alongside a friendly and supportive team in an industry that has a strong purpose. You share our passion to help organisations strengthen their defences against cyber threats and want the opportunity to use...

  • Risk Manager

    Found in: beBee S GB - 4 days ago


    London, United Kingdom Nashrock Insurance Recruitment Full time

    Risk Manager - Insurance Market backgroundc£95,000 + benefitsCity of London, hybrid workingAll candidates should make sure to read the following job description and information carefully before applying.A Risk Manager is required with strong understanding of the insurance market and risk, ideally understands the operations of a Lloyd’s syndicate and...