Junior Risk

2 weeks ago


London, United Kingdom AJ Fox Compliance Full time

A UK full-service law firm is seeking to hire a Junior Risk & Compliance Manager to join their team in London. You will be working as a part of a small team and working alongside partners, fee earning and the senior management team.

Key roles and responsibilities will include:

- Answering day-to-day AML queries from fee earners
- Assessing CDD and running background compliance checks for client onboarding
- Performing CDD on new matters
- carrying out file spot checks to ensure compliance with all policies and procedures
- Performing sanctions checks
- Handling conflicts checks
- Assessing and resolving commercial conflicts
- Answering key engagement terms queries
- Ensuring compliance with the SRA rules and the Modern Slavery Act



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