Compliance/conduct Risk Officer 12 Month Ftc

2 weeks ago

London, United Kingdom Harrison Holgate Full time

**A leading Global and Lloyd's Market Insurer and Re-insurer is currently recruiting for a Conduct Risk Officer (12 Month Fixed Term Contract) for their London office.
Job Summary**:
Assist in the provision of conduct risk guidance to the Insurance business, supporting the Conduct Risk Manager in the effective and efficient delivery of the conduct risk framework. A key aspect of this role is building and maintaining effective relationshipswith the Underwriting, Claims, Complaints, Bordereaux and Compliance teams to ensure ongoing engagement and collaboration.
**Key Responsibilities**:

- Support the Conduct Risk Manager and the Insurance business in driving forward good conduct to deliver the best outcomes for customers/policyholders and ensuring that all regulatory requirements are met.
- Help support the operation of the firm's wider conduct risk management framework through the maintenance, development and enhancement of procedures in relation to the management of conduct risk.
- Undertake conduct risk assessments on individual underwriting arrangements providing constructive feedback to the business on changes needed and ensuring that all actions from the conduct risk assessments are completed in a complete and timely manner.
- Work with the Underwriting teams to prepare information for the Conduct Risk Group, minuting these meetings and ensuring that actions are closed.
- Monitor and analyse Conduct MI, identifying any trends or issues and ensuring they are appropriately communicated and actioned within the business.
- Work with the Underwriting units to undertake reviews of Axis's insurance products, collaborating with the Claims, Complaints and Compliance functions and factoring in relevant MI.
- Assist in the operation of the Product Working Group, preparing relevant MI, contributing to meetings and helping to drive product improvements.
- Support the Conduct Risk Manager in the effective functioning of the Conduct Oversight Group, assisting in the preparation of meeting packs, minuting meetings and helping to drive completion of the actions.
- Act as an advocate for the need and value of a strong conduct culture and help strengthen this throughout interactions with the wider business.
- Communicate the conduct framework requirements, policies and procedures to relevant business teams and assist in the training of new underwriting staff in conduct matters.
- Perform other job-related duties as assigned relevant to the Conduct department

**Required Qualifications and Experience**:

- Compliance / Conduct risk experience within the Lloyd's/London insurance market or General Insurance
- Working knowledge of insurance industry practices and the current FCA regulatory requirements
- Knowledge of the London/Lloyd's market desirable but not essential
- Knowledge and experience of implementing appropriate conduct regulations relating to consumer and small business insurance products

  • Compliance Consultant

    4 days ago

    London, United Kingdom Barclay Simpson Full time

    **Compliance Consultant - 12 Month FTC**: - London - £65,000 - £70,000 - Job type: Contract - Sector: Financial Services - Job reference: MPC41194 We’re working with a leading consultancy group, who are looking to hire for a regulatory compliance consultant on a 12 month contract. Depending on performance, this role may become permanent. This role...

  • Operational & Regulatory Support Team Officer- 12 month FTC - 18872

    Found in: Talent UK 2A C2 - 2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC.THE RESPONSIBILITIES:To lead, develop and manage the operational & regulatory support team.To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of...

  • Operational & Regulatory Support Team Officer- 12 month FTC - 18872

    Found in: Appcast UK C C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC.THE RESPONSIBILITIES:To lead, develop and manage the operational & regulatory support team.To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of...

  • Operational & Regulatory Support Team Officer- 12 month FTC - 18872

    Found in: Appcast Linkedin GBL C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC.THE RESPONSIBILITIES:To lead, develop and manage the operational & regulatory support team.To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of...

  • Operational & Regulatory Support Team Officer- 12 month FTC - 18872

    Found in: Whatjobs ES C2 - 5 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of...

  • Operational & Regulatory Support Team Officer- 12 month FTC - 18872

    Found in: Appcast UK C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC.THE RESPONSIBILITIES:To lead, develop and manage the operational & regulatory support team.To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of...

  • Conduct Risk

    Found in: Talent UK 2A C2 - 2 weeks ago

    London, United Kingdom Danos Group Full time

    Our client, a Lloyd's of London Insurance firm are looking for a Conduct Risk Consultant to join their London team. This role is ideal for someone from a strong insurance background with a history in conduct risk and compliance. This is a 12-month fixed term contract, looking to start in a month and is paying around £95,000 (+benefits). Key...

  • Conduct Risk

    2 weeks ago

    London, United Kingdom Danos Group Full time

    Our client, a Lloyd's of London Insurance firm are looking for a Conduct Risk Consultant to join their London team. This role is ideal for someone from a strong insurance background with a history in conduct risk and compliance. This is a 12-month fixed term contract, looking to start in a month and is paying around £95,000 (+benefits). Key...

  • Conduct Risk

    2 weeks ago

    London, United Kingdom Danos Group Full time

    Job Description Our client, a Lloyd's of London Insurance firm are looking for a Conduct Risk Consultant to join their London team. This role is ideal for someone from a strong insurance background with a history in conduct risk and compliance. This is a 12-month fixed term contract, looking to start in a month and is paying around £95,000...

  • Conduct Risk

    Found in: Appcast UK C C2 - 1 week ago

    London Area, United Kingdom Danos Group Full time

    Our client, a Lloyd's of London Insurance firm are looking for a Conduct Risk Consultant to join their London team. This role is ideal for someone from a strong insurance background with a history in conduct risk and compliance. This is a 12-month fixed term contract, looking to start in a month and is paying around £95,000 (+benefits). Key...

  • Conduct Risk

    Found in: Appcast Linkedin GBL C2 - 2 weeks ago

    London Area, United Kingdom Danos Group Full time

    Our client, a Lloyd's of London Insurance firm are looking for a Conduct Risk Consultant to join their London team. This role is ideal for someone from a strong insurance background with a history in conduct risk and compliance. This is a 12-month fixed term contract, looking to start in a month and is paying around £95,000 (+benefits). Key...

  • Conduct Risk

    Found in: Appcast UK C2 - 1 week ago

    London Area, United Kingdom Danos Group Full time

    Our client, a Lloyd's of London Insurance firm are looking for a Conduct Risk Consultant to join their London team. This role is ideal for someone from a strong insurance background with a history in conduct risk and compliance. This is a 12-month fixed term contract, looking to start in a month and is paying around £95,000 (+benefits). Key...

  • Financial Crime Analyst

    7 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international banking organisation based in the City. They are looking for a Financial Crime Analyst to join the Business on a 12 month FTC basis initially. THE RESPONSIBILITIES: Carry out AML/KYC analysis on customer files; Monitor new and existing customer accounts, in accordance with the Financial Crime Monitoring...

  • Conduct Risk Officer

    7 days ago

    London, United Kingdom AXIS Insurance Full time

    This is your opportunity to join AXIS Capital - a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a member of AXIS,...

  • Pr Manager- 12 Month Ftc

    4 days ago

    London, United Kingdom Carter Murray Full time

    This PR Manager - 12 month FTC sits within a leading inclusive accountancy firm and will take a lead on the press offices communications strategy and initiatives including ESG campaigns and broader firm wide communications. The PR Manager - 12 month FTC role will work in a team of collaborative communications professionals to drive the overall...

  • Cop Ops control and Regulatory Support

    2 weeks ago

    London, United Kingdom Barbara Houghton Associates Full time

    Our client is seeking a Cop Ops control and Regulatory Support to join their team on a 12-month FTC basis. You will be required to work from the Office 5 days per week. The successful candidate will be responsible for assisting the Department Head to ensure the department meets the regulatory requirements and internal policies. To lead, develop and manage...

  • Financial Crime Compliance Manager

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. THE RESPONSIBILITIES: To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks...

  • Senior Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London. Candidates will ideally have FX Broker generalist experience. THE RESPONSIBILITIES: Preparation and review of documentation for high-risk clients, escalating to the MLRO as required;...

  • Head of Risk Management

    6 days ago

    London, United Kingdom Jobleads-UK Full time

    Head of Risk Management - 12 Month FTC page is loaded Head of Risk Management - 12 Month FTC Apply locations London time type Full time posted on Posted 9 Days Ago job requisition id JR2401175 Join us as a Head of Risk Management on a 12 month maternity contract to take your career to the next level with a global market...

  • Head of Risk Management

    5 days ago

    London, United Kingdom American International Group Full time

    Head of Risk Management - 12 Month FTC page is loaded Head of Risk Management - 12 Month FTC Apply locations London time type Full time posted on Posted 9 Days Ago job requisition id JR2401175 Join us as a Head of Risk Management on a 12 month maternity contract to take your career to the next level with a global market leader. Make your mark in...