Conduct Risk Officer

3 weeks ago

London, United Kingdom AXIS Insurance Full time

This is your opportunity to join AXIS Capital - a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a member of AXIS, you join a team that is among the best in the industry.

At AXIS, we believe that we are only as strong as our people. We strive to create an inclusive and welcoming culture where employees of all backgrounds and from all walks of life feel comfortable and empowered to be themselves. This means that we bring our whole selves to work.

12 month Fixed Term Contract

Job Summary:
Assist in the provision of conduct risk guidance to the AXIS International Insurance business, supporting the Conduct Risk Manager in the effective and efficient delivery of the conduct risk framework. A key aspect of this role is building and maintaining effective relationships with the Underwriting, Claims, Complaints, Bordereaux and Compliance teams to ensure ongoing engagement and collaboration.

Key Responsibilities:

- Support the Conduct Risk Manager and the Insurance business in driving forward good conduct to deliver the best outcomes for customers/policyholders and ensuring that all regulatory requirements are met.
- Help support the operation of the firm’s wider conduct risk management framework through the maintenance, development and enhancement of procedures in relation to the management of conduct risk.
- Undertake conduct risk assessments on individual underwriting arrangements providing constructive feedback to the business on changes needed and ensuring that all actions from the conduct risk assessments are completed in a complete and timely manner.
- Work with the Underwriting teams to prepare information for the Conduct Risk Group, minuting these meetings and ensuring that actions are closed.
- Monitor and analyse Conduct MI, identifying any trends or issues and ensuring they are appropriately communicated and actioned within the business.
- Work with the Underwriting units to undertake reviews of Axis’s insurance products, collaborating with the Claims, Complaints and Compliance functions and factoring in relevant MI.
- Assist in the operation of the Product Working Group, preparing relevant MI, contributing to meetings and helping to drive product improvements.
- Liaising with the AXIS Compliance team to provide a unified response to the business in respect of regulatory requirements
- To produce and present conduct related management information that facilitates oversight of the firms products and underwriting arrangements.
- Support the Conduct Risk Manager in the effective functioning of the Conduct Oversight Group, assisting in the preparation of meeting packs, minuting meetings and helping to drive completion of the actions.
- Act as an advocate for the need and value of a strong conduct culture and help strengthen this throughout interactions with the wider business.
- Communicate the conduct framework requirements, policies and procedures to relevant business teams and assist in the training of new underwriting staff in conduct matters.
- Perform other job-related duties as assigned relevant to the Conduct department

Required Qualifications and Experience:

- Conduct risk experience within the Lloyd’s/London insurance market or General Insurance
- Working knowledge of insurance industry practices and the current FCA regulatory requirements
- Knowledge of the London/Lloyd’s market desirable but not essential
- Knowledge and experience of implementing appropriate conduct regulations relating to consumer and small business insurance products

Other Desired Skills & Characteristics:

- Strong communication skills
- Excellent interpersonal skills
- Ability to build trust by operating with integrity and professionalism
- Ability to multitask and manage conflicting priorities
- Report writing skills
- Ability to analyse and interpret data
- Using initiative and being proactive
- Development of effective relationships with internal and external stakeholders

Key Performance Indicators:

- Meeting deadlines
- Accuracy
- Flexibility
- Willingness to assist colleagues
- Willingness to train others in regard to conduct risk

  • Senior Conduct Risk Officer

    1 month ago

    London, Greater London, United Kingdom Eames Consulting Full time

    Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct and handle Complaints in line with regulatory expectations. Their main responsibilities will include completing fair value...

  • Conduct Risk Analyst

    4 weeks ago

    London, Greater London, United Kingdom Tokio Marine HCC Full time

    Job Title: Conduct Risk Analyst Reporting to: Compliance Officer - Conduct Risk Location: Aldgate, London Position type: 35 hours p/w (3 days in the office, 2 days working from home) Overview: Why Tokio Marine HCC? Standing still is not an option in the current world of Insurance. TMHCC are one of the world's leading Specialty Insurers. With deep expertise...

  • Senior Conduct Risk Officer

    4 weeks ago

    London, United Kingdom Eames Consulting Full time

    **Job Details**: **Sector**: General Insurance, Insurance, Compliance, Compliance- **Location**: City of London- **Job Ref**: JN -032024-84298_1713345634- **Job Type**: Permanent- **Salary**: Negotiable- **Contact**: Aysima AhmadliEames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support the Conduct...

  • Conduct Risk Analyst

    1 month ago

    London, Greater London, United Kingdom HCC Life Insurance Full time

    Job Title: Conduct Risk Analyst Reporting to: Compliance Officer - Conduct RiskLocation: Aldgate, London Position type: 35 hours p/w (3 days in the office, 2 days working from home) Overview: Why Tokio Marine HCC? Standing still is not an option in the current world of Insurance. TMHCC are one of the world's leading Specialty Insurers. With deep expertise in...

  • Conduct Risk Officer

    4 weeks ago

    London, United Kingdom AmTrust International Full time

    AmTrust International are currently looking for a Senior Conduct Risk Officer to join our team based out of our London office for a 12 mth FTC. The role is a first line of defence role reporting to the Conduct Risk Manager and working closely with relevant stakeholders in the business (as appropriate). The role is focused on overseeing and driving the...

  • Conduct Risk Officer

    4 weeks ago

    London, United Kingdom Oliver James Associates Full time

    I am currently recruiting for an experienced Conduct Risk individual for a well established insurance client in London on a hybrid basis. The role requires someone who has completed value assessments, looked at GLR's, consumer duty, GAP analysis etc The role is a great opportunity to join a growing team at a successful business with great benefits

  • Conduct Risk Officer

    4 weeks ago

    London, United Kingdom BCT Resourcing Full time

    I am currently recruiting for an experienced Conduct Risk individual for a well established insurance client in London on a hybrid basis. The role requires someone who has completed value assessments, looked at GLR's, consumer duty, GAP analysis etc The role is a great opportunity to join a growing team at a successful business with great benefits INDMP

  • Director of Conduct Risk

    7 days ago

    London, United Kingdom Sanderson Full time

    Rolling contract Mostly remote with occasional travel to London **Responsibilities**: - Leadership of UK GI Conduct and Compliance Team - Financial ownership for UKGI Conduct risk function budget - Approval of material decisions with a significant conduct or regulatory impact, including but not limited to: launch of new products/propositions, new...

  • Conduct Risk Officer

    4 weeks ago

    London, United Kingdom Eames Consulting Full time

    Great opportunity to join the established Conduct team for this global speciality re/insurer. Providing conduct risk guidance to to our International Insurance business, you will supporting the Conduct Risk Manager in the effective and efficient delivery of the conduct risk framework. A key aspect of this role is building and maintaining...

  • Compliance and Conduct Risk Analyst

    4 weeks ago

    London, United Kingdom Arthur Recruitment Full time

    We are working with an exciting and growing London Insurance Market MGA who are seeking to a Compliance and Conduct Risk Analyst to join their Compliance team and be part of the development of the function. Working closely with the Senior Compliance Officer, you will be involved in a broad range of responsibilities including: Conduct Risk strategy and...

  • Compliance and Conduct Risk Analyst

    4 weeks ago

    London, United Kingdom Arthur Recruitment Full time

    We are working with an exciting and growing London Insurance Market MGA who are seeking to a Compliance and Conduct Risk Analyst to join their Compliance team and be part of the development of the function. Working closely with the Senior Compliance Officer, you will be involved in a broad range of responsibilities including: Conduct Risk strategy and...

  • Conduct Risk Analyst

    4 weeks ago

    London, United Kingdom Arthur Recruitment Full time

    This well-established London Market Insurer and Lloyd's Syndicate are seeking a Conduct Risk Analyst to join their collaborative Compliance function.Working closely with senior individuals, your focus will be on Complaints management to ensure it meets the firms' company and regulatory expectations, as well as Conduct Risk in relation to Lloyd's and...

  • Compliance and Conduct Risk Analyst

    1 week ago

    London, United Kingdom Arthur Recruitment Full time

    Job DescriptionWe are working with an exciting and growing London Insurance Market MGA who are seeking to a Compliance and Conduct Risk Analyst to join their Compliance team and be part of the development of the function.Working closely with the Senior Compliance Officer, you will be involved in a broad range of responsibilities including:Conduct Risk...

  • Compliance and Conduct Risk Analyst

    4 weeks ago

    London, United Kingdom Arthur Recruitment Full time

    We are working with an exciting and growing London Insurance Market MGA who are seeking to a Compliance and Conduct Risk Analyst to join their Compliance team and be part of the development of the function.Working closely with the Senior Compliance Officer, you will be involved in a broad range of responsibilities including:Conduct Risk strategy and...

  • Compliance and Conduct Risk Analyst

    2 hours ago

    London, United Kingdom Arthur Recruitment Full time

    Job Description We are working with an exciting and growing London Insurance Market MGA who are seeking to a Compliance and Conduct Risk Analyst to join their Compliance team and be part of the development of the function. Working closely with the Senior Compliance Officer, you will be involved in a broad range of responsibilities including: Conduct Risk...

  • Conduct Risk Analyst

    1 week ago

    London, United Kingdom Arthur Recruitment Full time

    Job DescriptionThis well-established London Market Insurer and Lloyd's Syndicate are seeking a Conduct Risk Analyst to join their collaborative Compliance function.Working closely with senior individuals, your focus will be on Complaints management to ensure it meets the firms' company and regulatory expectations, as well as Conduct Risk in relation to...

  • Conduct Risk Analyst

    4 weeks ago

    London, United Kingdom Arthur Recruitment Full time

    This well-established London Market Insurer and Lloyd's Syndicate are seeking a Conduct Risk Analyst to join their collaborative Compliance function. Working closely with senior individuals, your focus will be on Complaints management to ensure it meets the firms' company and regulatory expectations, as well as Conduct Risk in relation to...

  • Conduct Risk Analyst

    4 weeks ago

    London, United Kingdom Arthur Recruitment Full time

    This well-established London Market Insurer and Lloyd's Syndicate are seeking a Conduct Risk Analyst to join their collaborative Compliance function. Working closely with senior individuals, your focus will be on Complaints management to ensure it meets the firms' company and regulatory expectations, as well as Conduct Risk in relation to...

  • Conduct Risk Analyst

    2 hours ago

    London, United Kingdom Arthur Recruitment Full time

    Job Description This well-established London Market Insurer and Lloyd's Syndicate are seeking a Conduct Risk Analyst to join their collaborative Compliance function. Working closely with senior individuals, your focus will be on Complaints management to ensure it meets the firms' company and regulatory expectations, as well as Conduct Risk in...

  • Compliance/conduct Risk Officer 12 Month Ftc

    4 weeks ago

    London, United Kingdom Harrison Holgate Full time

    **A leading Global and Lloyd's Market Insurer and Re-insurer is currently recruiting for a Conduct Risk Officer (12 Month Fixed Term Contract) for their London office. Job Summary**: Assist in the provision of conduct risk guidance to the Insurance business, supporting the Conduct Risk Manager in the effective and efficient delivery of the conduct risk...