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Compliance Manager

5 months ago

London, United Kingdom Carnegie Consulting Ltd Full time

**Compliance Manager - Private Equity (12 month Mat Cover)**

My client is one of London's most impressive funds which leads the way in their particular niche.

This is a 12 month maternity cover contract which can start in February or March allowing for a month or so hand over.

In this time you'll be supporting the Chief Compliance Officer (who has the responsibility but concentrates on his primary title) and one of the Senior Directors therefore will provide board level exposure.

This is a challenging but rewarding position. Challenging because you will be the compliance specialist in a demanding firm, rewarding for the same reason as well as financially.

**The Role**

The prime emphasis of this role will be Compliance Monitoring. AML experience will count for very little. This is _not_ and AML / Financial Crime position.

Compliance Monitoring:

- Market Conduct
- Personal Account Dealing
- Conflicts
- Breaches
- Complaints
- Information Barriers
- Restricted Lists

Generalist Compliance:

- Regulatory filings for FCA and CSSF
- MNPI / MAR procedures
- Reviewing and revising policies and procedures
- Responding to investor due diligence questions on compliance
- Reviewing non-disclosure agreements
- Manager Level compliance experience with at least 4 years of these being in a highly regarded FCA regulated Buy Side firm (Asset Management, investment Management, Private Equity etc). Brokerages might also work.
- High attention to detail
- Concise written style (please demonstrate with a 2 page CV)
- Strong academics, ideally with relevant compliance qualifications

This role is 3 days in the office, 2 days working from home.