Compliance File Checker

We are pleased to be working with one of the most progressive insurance networks operating in the UK today. They have created 2 new File Auditors roles where you will based in their regional office in Newcastle/Gateshead. SUMMARY OF THE ROLE This would be working closely with the Audit & Compliance Manager. The File Auditor’s primary focus is to make sure...

**About The Role**: We are recruiting for a QC Checker to join our expanding Quality team based at our Head Office site in Barton-upon-Humber. **Main responsibilities**: - To ensure every unit is checked 100% before packaging is applied - Be able to identify different manufactured pieces and designs - Monitor and report any quality issues to the Quality...

**About Us** HSL Compliance are one of the leading companies in the compliance market, providing services throughout the UK. We are looking for an Account Co-ordinator to join our enthusiastic team. As a committed people company we strive to help hard working employees to build a career. **Job Role** Reporting to the Operations Support Manager, your role...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

About The CompanyWren Kitchens are not only passionate about kitchens, we are passionate about our people! We have achieved incredible milestones over the years; opening over 100 showrooms, launching in the USA, and winning multiple awards including the UK's Number 1 place to work! This is thanks to our team, the Wren family who have inspired us to push...

{"title": "Quality and Compliance Specialist", "content": "Job SummaryG2 Legal Limited is seeking an experienced Quality and Compliance Specialist to join our team. As a key member of our risk management function, you will play a crucial role in ensuring the firm's ongoing compliance with external certifications, including ISO9001, ISO14001, and ISO27001.Key...

{"title": "Quality and Compliance Specialist", "content": "Job SummaryG2 Legal Limited is seeking an experienced Quality and Compliance Specialist to join our team. As a key member of our risk management function, you will play a crucial role in ensuring the firm's ongoing compliance with external certifications, including ISO9001, ISO14001, and ISO27001.Key...

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors. We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded. By using technology to...

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors. We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded. By using technology to...

A UK top 100 law firm with a fantastic reputation within the legal field is currently looking to recruit an experienced Quality & Compliance Auditor to play a key role in the ongoing development and implementation of the firm’s comprehensive internal audit function.You will be required to have proven experience in audit and file reviews within a legal or...

A UK top 100 law firm with a fantastic reputation within the legal field is currently looking to recruit an experienced Quality & Compliance Auditor to play a key role in the ongoing development and implementation of the firm’s comprehensive internal audit function. You will be required to have proven experience in audit and file reviews within a legal...

A UK top 100 law firm with a fantastic reputation within the legal field is currently looking to recruit an experienced Quality & Compliance Auditor to play a key role in the ongoing development and implementation of the firm’s comprehensive internal audit function.You will be required to have proven experience in audit and file reviews within a legal or...

A UK top 100 law firm with a fantastic reputation within the legal field is currently looking to recruit an experienced Quality & Compliance Auditor to play a key role in the ongoing development and implementation of the firm’s comprehensive internal audit function.You will be required to have proven experience in audit and file reviews within a legal or...

Working hours: 35 hours per week, Monday to FridayDuration: Permanent  Location: Newcastle (office based initially before moving to hybrid working of 3 days a week in the office) About the role Lycetts Insurance Brokers, who are proudly part of Benefact Group, are looking for a Compliance Officer to join our Newcastle office. As a Compliance...

**Salary is up to £26,000 p.a. + £500 bonus per month**: - **Free Parking**: - **Hybrid working** **JOB DESCRIPTION**: - Proactively monitor and review regulatory developments on a weekly basis, making initial assessments and producing summaries. - Provide technical advice and guidance on compliance matters. - Maintain a detailed regulatory change road...

About the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our Risk & Compliance department. As a key member of our team, you will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit...

About the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our Risk & Compliance department. As a key member of our team, you will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

Our client is a leading law firm with offices across the UK.    BackgroundThis role is the ideal career opportunity for an auditor who is looking for a new challenge. The role is full time and hybrid working is available.  Duties & Responsibilities Create and maintain the annual audit schedule.Prepare and perform internal audits including departmental...