We have other current jobs related to this field that you can find below

  • Trade Surveillance

    3 months ago

    London, United Kingdom Barclay Simpson Full time

    **Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...

  • Trade Surveillance

    2 months ago

    London, United Kingdom BRUIN Financial Full time

    Permanent - London, **Ref**: 36313 **TRADE SURVEILLANCE SPECIALIST REQUIRED** I am looking for Senior level Trade Surveillance specialists, focused in one of the following: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading. Competitive Salary Get in touch for more details and a confidential...

  • Trade Surveillance Manager

    21 hours ago

    London, United Kingdom Britannia Global Markets Limited Full time

    Company overview:Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around...

  • Trade Surveillance Manager

    21 hours ago

    London, United Kingdom Britannia Global Markets Limited Full time

    Company overview:Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around...

  • Trade Surveillance Associate

    1 week ago

    London, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United KingdomAngove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in LondonAbout the Role: The role of the Market Surveillance team...

  • Trade Surveillance Associate

    7 days ago

    London, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United Kingdom Angove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in London About the Role : The role of the Market Surveillance...

  • Trade Surveillance Consultant

    3 weeks ago

    London, United Kingdom Danos Group Full time

    My client, a global well-known Fintech are looking for a highly skilled Trade Surveillance Consultant to join their team as soon as possible. This role requires a deep understanding of financial markets, regulatory requirements, and advanced surveillance technologies. The ideal candidate will have hands-on experience with industry-leading surveillance...

  • Head of Trade Surveillance

    2 months ago

    London, United Kingdom MERJE Ltd Full time

    MERJE are working exclusively with a leading Energy trading company in their search for a Head of Trade Surveillance to join their team in London.This company is a leading Energy & Commodities trading firm and parent company of several well-known brands. They are committed to providing innovative and sustainable solutions to their customers and are...

  • Trade Surveillance Manager

    16 hours ago

    London Area, United Kingdom Britannia Global Markets Limited Full time

    Company overview:Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around...

  • Head of Trade Surveillance

    1 month ago

    London, United Kingdom MERJE Full time

    MERJE are working exclusively with a leading Energy trading company in their search for a Head of Trade Surveillance to join their team in London.This company is a leading Energy & Commodities trading firm and parent company of several well-known brands. They are committed to providing innovative and sustainable solutions to their customers and are...

  • Trade Surveillance Consultant

    4 weeks ago

    London, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay...

  • Trade Surveillance Consultant

    4 weeks ago

    London, UK, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay up-to-date...

  • Trade Surveillance Consultant

    4 weeks ago

    London, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay up-to-date...

  • Trade and Comms Surveillance

    5 months ago

    London, United Kingdom LHH Recruitment Solutions Full time

    Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies. Perform periodic reviews on the effectiveness of market...

  • Trade Surveillance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Adecco Full time

    Position OverviewWe are seeking a knowledgeable Trade Surveillance Specialist to contribute to our ongoing project focused on the implementation of advanced surveillance systems. This role involves the meticulous testing and calibration of rules and controls to ensure compliance and risk management.Key ResponsibilitiesAct as a Subject Matter Expert (SME) in...

  • Trade Surveillance Associate

    1 week ago

    London Area, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United KingdomAngove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in LondonAbout the Role: The role of the Market Surveillance team...

  • Trade Surveillance Associate

    7 days ago

    London Area, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United KingdomAngove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in LondonAbout the Role: The role of the Market Surveillance team...

  • Trade Surveillance Associate

    3 days ago

    London, United Kingdom Gresham Hunt Full time €55,000

    Trade Surveillance Associate Commodities Broker London – Up to £55,000 + benefits Gresham Hunt has partnered with a leading Commodities Broker to find a new Trade Surveillance Associate. Our client is a leading Commodities Broker that has seen lots of recent growth, and they are looking to grow their Compliance Team. They are looking for an...

  • Trade Surveillance Associate

    3 days ago

    London, United Kingdom Gresham Hunt Full time

    Trade Surveillance AssociateCommodities BrokerLondon – Up to £55,000 + benefitsGresham Hunt has partnered with a leading Commodities Broker to find a new Trade Surveillance Associate.Our client is a leading Commodities Broker that has seen lots of recent growth, and they are looking to grow their Compliance Team. They are looking for an experienced Trade...

  • Trade Surveillance Associate

    4 days ago

    London, United Kingdom Gresham Hunt Full time

    Trade Surveillance AssociateCommodities BrokerLondon – Up to £55,000 + benefitsGresham Hunt has partnered with a leading Commodities Broker to find a new Trade Surveillance Associate.Our client is a leading Commodities Broker that has seen lots of recent growth, and they are looking to grow their Compliance Team. They are looking for an experienced Trade...

Trade Surveillance

3 months ago

London, United Kingdom Bloomberg Full time

Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various businesses. Our team is made up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. Diversity and inclusion are essential to our success, and we strive to maintain an environment where our employees are empowered to make an impact. We also recognize the value of diversity and inclusion in cultivating a supportive workplace and the importance of giving back to our communities as evidenced by our award-winning pro bono program.

The global Compliance team within Bloomberg's Legal Department provides coverage of Bloomberg's regulated entities and products including support for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We are looking for an experienced person to join the EMEA Compliance team in London, covering trade surveillance of Bloomberg's EMEA Multilateral Trading Facilities (MTFs).

**What's the Role?**
Within the EMEA Compliance function, you will work as part of the Compliance team in London focused on the trade surveillance programme for Bloomberg's European trading venues, i.e. Multilateral Trading Facilities (MTFs). The team also plays a role with Bloomberg's global trade surveillance programs, providing support for the programs in other regions, as well as global developments and enhancements. Bloomberg operates MTFs that facilitate trading in a wide range of asset classes, including Fixed Income, IRS, CDS, FX and ETFs. The trade surveillance program is designed to meet regulatory requirements to identify and investigate potential market abuse conducted on the trading venues, as well as detecting Rulebook violations and market oversight of the trading venue.

We are looking for a forward thinking, proactive individual with an interest in technology, coupled with good communication and interpersonal skills, who can work as part of a team with a real drive to add value to the firm.

**We'll trust you to**:

- Conduct real-time market supervision, including surveillance of trading activity on the MTF's, and collaborate on ongoing effectiveness improvements of the surveillance program.
- Surveillance alert review and ownership.
- Adhere to "STOR" reporting procedures, including escalating potentially suspicious activity.
- Assist with developing the EMEA trade surveillance programme to identify and mitigate any emerging risks (e.g. in response to market conditions or new products).
- Analyse the impact of regulatory change, especially in terms of trade surveillance requirements (including updates to policies and procedures).
- Stay ahead of jurisdictional changes and challenges, working closely with Legal.
- Work with Engineering to enhance the trade surveillance system where necessary, conducting testing to ensure requirements have been met.
- Conduct continuing education for Sales and Product.
- Prepare statistics and reports to provide management information, as well as further develop such reporting.

**You'll need to have**:

- Minimum of 2 years* experience in a trade surveillance role.
- Relevant experience in terms of trade surveillance programs, systems, and arrangements.
- In-depth knowledge of MiFIDII / MiFIR/ MAR, and the regulatory operations of trading venues.
- Strong data analysis skills in order to facilitate calibration reviews, MI production and ad hoc data requests.
- Involvement in system enhancement testing.
- Good understanding of one or more of the following asset classes: Fixed Income, IRS, CDS, FX and ETFs.
- Strong familiarity with the financial markets, electronic trading, and UK and EU applicable regulations.
- Experience dealing with responding to regulatory enquiries.
- An analytical mind, the ability to solve complex problems and streamline processes.
- A desire to be part of a team in a dynamic and fast-paced organisation.

**We'd love to see**:

- A real passion for being part of a global in-house team and contributing to team knowledge.
- Track record of operating successfully.
- Proactive and positive attitude, and the ability to collaborate with a wide network of stakeholders.

**Does this sound like you?**

Bloomberg is committed to diversity. It drives our innovation. At Bloomberg, you'll have the opportunity to go above and beyond and to take risks. You'll be a part of an organisation that is entering new markets, launching new ventures, and pushing boundaries. Our ever-expanding array of technology, data, news, and media services champions innovation and empowers clients - and offers nearly limitless opportunities for career growth.

Bloomberg is an equa