Aml/kyc

2 weeks ago

London, United Kingdom ITI Capital Limited Full time

**AML/ KYC**

ITI Capital Limited is a financial technology business focusing on global brokerage, asset management, fintech investments & technology transfer globally. It is authorized and regulated by the FCA.

The Head office is in the City of London - UK

As part of our commitment to maintaining the highest standards of Anti-Money Laundering (AML) compliance, we are seeking a highly motivated and talented Compliance Officer to join our team.

As a Compliance Officer, you will play a crucial role in the implementation and maintenance of our AML and Regulatory framework, ensuring compliance with standards and regulations, including AML, applicable to investment and brokerage firms operating in the UK. You will be responsible for conducting due diligence reviews, enhancing client onboarding processes, and conducting ongoing KYC monitoring.

**AML Responsibilities**
- Conduct thorough and accurate due diligence on new and existing clients to assess their risk profile and compliance with AML regulations.
- Identify, investigate, and escalate any suspicious activities or transactions that may be indicative of money laundering, terrorist financing, or other illegal activities.
- Perform periodic reviews of existing client accounts to ensure ongoing compliance with AML regulations and internal policies.
- Collaborate with internal stakeholders, including relationship managers, compliance officers, and legal teams, to ensure effective implementation of KYC procedures.
- Work closely with the Compliance team to keep abreast of regulatory changes and ensure prompt implementation of necessary updates to policies and procedures.
- Assist in the development and enhancement of KYC processes and systems to improve efficiency and effectiveness.
- Conduct KYC remediation projects to address any existing gaps or deficiencies in the client database and ensure accuracy and completeness of client information.
- Maintain accurate and up-to-date documentation of all KYC activities and decisions, adhering to data privacy and confidentiality guidelines.
- Provide support and guidance to junior team members, sharing knowledge and best practices to foster a culture of continuous learning and development.

**Requirements**:

- Bachelor's degree in Finance, Economics, Business Administration, or a related field.
- Minimum 2 years of experience in AML and KYC operations within the investment or brokerage industry.
- Sound understanding of AML regulations applicable to investment and brokerage firms operating in the UK, including the Money Laundering Regulations and FCA guidelines.
- Strong analytical skills with the ability to identify potential risks and exercise independent judgment in making decisions.
- Excellent problem-solving skills, with a proactive and solutions-oriented approach.
- Ability to work independently, manage multiple priorities, and meet deadlines in a fast-paced and dynamic environment.
- Exceptional attention to detail and a high level of accuracy in all work performed.
- Excellent communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams and build strong relationships with stakeholders.
- Professional certifications such as ACAMS (Association of Certified Anti-Money Laundering Specialists) or equivalent are highly desirable.
- Flexibility to adapt to changes in regulatory requirements and business needs.

**Job Types**: Full-time, Permanent

**Salary**: £35,000.00-£40,000.00 per year

Schedule:

- Monday to Friday

Work Location: In person

Reference ID: Compliance officer

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