Head of Conduct

Purpose To support the Head of Underwriting Governance and Controls in the governance and oversight of achieving fair customer outcomes. The role will directly oversee the complaints department and product oversight, and work closely with underwriters, delegated authority, claims and compliance teams. Principle Accountabilities. Product Oversight - Lead...

**Head of Conduct and Consumer Duty** Main focus points on Horizon scanning and metrics - This will be consumer focused. Team of 7 reporting into the successful applicant - Good sense of conduct risk required - Consumer duty experience - Risk Mapping Ideally from a Conduct/regulatory background. Please reach out for more information on this and other Senior...

Exciting opportunity alert! Our esteemed client is seeking a Head of Professional Conduct for their engineer-focused membership organisation, leading the charge into a future defined by precision and excellence! Take the help in overseeing all committee functions and become an influential force in shaping the path towards engineering excellence! Role: Head...

At the FCA, we’re creating a fair and more resilient financial system. We’re establishing more transparent relationships between financial services and customers, building trust in financial markets and protecting vulnerable consumers. We’re currently on an exciting journey as we drive forward significant organisational, people, process, and...

Job Description About Us The King’s community is dedicated to the service of society. King’s Strategic Vision 2029 sets out our vision for the future, shaped around five priority areas: educate to inspire and improve; research to inform and innovate; serve to shape and transform; a civic university at the heart of London; and an international community...

Head of Conduct Oversight and Reputational Risk | S4 | SLB |Triton Square Country: United Kingdom **WHAT YOU WILL BE DOING** **Join our community.** The Head of Conduct Oversight and Reputational Risk reports to the Head of Corporate Defence Compliance and is responsible for the oversight of the Conduct and Reputational Risk Framework in Santander...

Poste et missionsOverall purpose of the role:  Assist the Head of Conduct & Culture EMEA at Natixis UK with research, present and preparation of presentation papers and support, and in day-to-day activities Contribute, coordinate, or lead key firm initiatives within conduct & culture Coordinate and Document Key Conduct Committees Main responsibilities of...

Poste et missions Overall purpose of the role:  Assist the Head of Conduct & Culture EMEA at Natixis UK with research, present and preparation of presentation papers and support, and in day-to-day activities Contribute, coordinate, or lead key firm initiatives within conduct & culture Coordinate and Document Key Conduct Committees Main...

The Greenwich Business School are seeking to recruit a Standards and Conducts Officer to join our Faculty Standards and Partnerships Office.   The Standards and Conducts Officer’s role is to facilitate strong and productive relationships between academic staff and the regulations that need to be upheld. The role holder will be able to advise on key...

Job id: 083706. Salary: £51,974 - £61,021 per annum, including London Weighting Allowance. Posted: 01 February 2024. Closing date: 18 February 2024. Business unit: Students & Education. Department: Student Conduct & Appeals. Location: Strand Campus. Category: Professional & Support Services. Back to job search About Us The King’s community is...

About the Financial Conduct Authority (FCA) - Are you an experienced learning or capability professional looking to work in an organisation with an intense sense of purpose, a systems leadership role, and a big transformation agenda? This is a wonderful opportunity to work as an integral part of a senior leadership team, leading a talented team of to build...

**About this role**: **In this role, you will be responsible for**: - Escalating (and resolving) any differences between Enterprise / Corporate Investment Banking / Commercial Banking / EMEA Regulatory conduct requirements. - Setting out, agreeing and driving through the EMEA Compliance Program relevant to Conduct Risk (which must meet Enterprise and local...

HOURS: Full time Hybrid, 40% (or two days) in our Edinburgh or London office We have an opportunity for an experienced Senior Finance Professional to join us as Head of Group Cost and Conduct. This exciting role offers the opportunity to be at the heart of the finance community providing analysis, insight and strategic direction to a range of senior...

HOURS: Full time Hybrid, 40% (or two days) in our Edinburgh or London office We have an opportunity for an experienced Senior Finance Professional to join us as Head of Group Cost and Conduct. This exciting role offers the opportunity to be at the heart of the finance community providing analysis, insight and strategic direction to a range of senior...

Location: Greenwich Campus Closing Date: Friday 14 June 2024 Interview Date: To be confirmed The Greenwich Business School are seeking to recruit a Standards and Conducts Officer to join our Faculty Standards and Partnerships Office.  The Standards and Conducts Officer’s role is to facilitate strong and productive relationships between academic staff...

Head of Digital Systems About the FCA The FCA regulates the conduct of nearly 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. We do this to make sure markets work well for individuals, businesses and the economy as a whole. For more information on what we do, our three-year strategy can be found here.  At the...

PA to Head of Department in Authorisations (12 Month FTC) We are looking for an experienced PA to support and represent the Head of Department of our Approved Persons & Mutuals (APM) Department in Authorisations. APM is responsible for the assessment and approval of Non-executives and Senior Executives in Financial Services firms. We are committed to...

Head of Department: Strategy and Architecture (S&A) Technology Division Data Technology & Innovation (DTI) The Role We have an exciting opportunity for a Head of Department, Strategy and Architecture. The FCA is undertaking a significant transformation to become a data-led regulator. The FCA directly regulates over 50,000 firms in sectors including...

**Role Responsibilities Purpose** This is a newly created role in 2023 for an Executive Director within Conduct, Financial Crime and Compliance (CFCC) overseeing the Framework and Policies informing Market Conduct and Client Conduct Compliance Risk Subtypes (CRST). This role will report tothe Global Head CFCC Advisory Client Coverage (Client Conduct CRST...

About usIQUW is a speciality (re)insurer at Lloyd's (Syndicate 1856) underwriting a diverse range of Property, Commercial and Speciality (re)insurance products from Cargo and Marine to Political Violence, Terror and War. We combine data, intelligent automation and human expertise to make smart decisions, fast. ERS is the UK's largest specialist motor insurer...