Current jobs related to Compliance Associate - Leeds - MUFG Pension & Market Services

  • Compliance Associate

    5 months ago

    Leeds, United Kingdom Link Group Full time

    **Overview**: We’re looking for a **Compliance Associate **to join the team, reporting to a Compliance Manager and working on a **hybrid basis from our stunning city centre office in Leeds **, so you’ll need to be within a commutable distance for the days you’re in the office. You’ll need to add value from day one, learning from the team and wanting...

  • Compliance Associate

    1 month ago

    Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full time

    About the RoleMUFG Pension & Market Services is seeking a highly skilled Compliance Associate to join our team on a 12-month fixed-term contract. As a Compliance Associate, you will play a critical role in ensuring the company's compliance with regulatory requirements and internal policies.Key ResponsibilitiesPerform compliance monitoring reviews in...

  • Compliance Associate

    2 weeks ago

    Leeds, Leeds, United Kingdom Age Partnership Full time

    About the RoleWe are seeking a highly organized and approachable individual to join our Compliance team as a Compliance Associate. This is an exciting opportunity to work in a regulated environment and contribute to the success of our business.Key ResponsibilitiesSupport the business in ensuring compliance with regulatory bodies such as the FCA and...

  • Compliance Associate

    4 months ago

    Leeds, United Kingdom Yorkshire Building Society Full time

    Are you looking for a new challenge with a team that is an integral part of YBS’s Risk function? Are you looking to develop your knowledge and skills and support YBS in making real life happen? If so, the Compliance Associate role may be right for you. We are looking for talented compliance professionals to join our team of monitoring and advice...

  • Compliance Associate

    3 weeks ago

    Leeds, Leeds, United Kingdom Age Partnership Full time

    About the RoleWe are seeking a highly organized and approachable individual to join our Compliance team as a Compliance Associate. In this role, you will be responsible for supporting the business in ensuring compliance with regulatory bodies such as the FCA and ICO.Key ResponsibilitiesUndertake elements of the compliance monitoring plan across all areas of...

  • Compliance Associate

    4 weeks ago

    Leeds, Leeds, United Kingdom Age Partnership Full time

    About the RoleWe are seeking a highly organized and approachable individual to join our Compliance team as a Compliance Associate. In this role, you will be responsible for supporting the business in ensuring compliance with regulatory bodies such as the FCA and ICO.Key ResponsibilitiesUndertake elements of the compliance monitoring plan across all areas of...

  • Compliance Associate

    1 month ago

    Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full time

    About the RoleThe Compliance Associate will play a crucial role in ensuring the compliance of MUFG Pension & Market Services with regulatory requirements. This is a 12-month fixed-term contract, working on a hybrid basis from our city centre office in Leeds. You will need to be within a commutable distance for the days you're in the office.Key...

  • Compliance Associate

    4 weeks ago

    Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full time

    OverviewThe Compliance Associate will play a crucial role in MUFG Pension & Market Services, working on a 12-month fixed-term contract. This hybrid role requires you to be based in our city centre office in Leeds, with a minimum of two days a week spent in the office. You will report to the Compliance Oversight Manager, who will provide guidance and support...

  • Compliance Associate

    4 weeks ago

    Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full time

    OverviewThe Compliance Associate will play a crucial role in MUFG Pension & Market Services, working on a 12-month fixed-term contract. This hybrid role requires you to be based in our city centre office in Leeds, with a minimum of two days a week spent in the office. You will report to the Compliance Oversight Manager, who will provide guidance and support...

  • Compliance Associate

    5 months ago

    Leeds, United Kingdom Age Partnership Full time

    **Reports to**: Compliance Manager (Operations) **Location**: Leeds **Package**: From £20,319 - £23,500 and comprehensive benefits package. **Hours of work**: 37.5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully...

  • Compliance Associate

    4 months ago

    Leeds, United Kingdom Age Partnership Full time

    Package Circa £23,500 and comprehensive benefits package. Hours of work 37.5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully discharge the duties of the role). The role Overview To support the...

  • Compliance Officer

    3 weeks ago

    Leeds, Leeds, United Kingdom Age Partnership Full time

    About the RoleWe are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a crucial role in ensuring that our business operates in compliance with regulatory requirements.Key ResponsibilitiesConduct compliance monitoring activities across all areas of the business,...

  • Compliance Officer

    3 weeks ago

    Leeds, Leeds, United Kingdom Age Partnership Full time

    About the RoleWe are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a crucial role in ensuring that our business operates in compliance with regulatory requirements.Key ResponsibilitiesConduct compliance monitoring activities across all areas of the business,...

  • Compliance Officer

    7 days ago

    Leeds, Leeds, United Kingdom Age Partnership Full time

    About the Role:We are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a key role in ensuring that our business operates in compliance with regulatory requirements.Key Responsibilities:Support the Compliance team in monitoring and reporting on compliance risks...

  • Compliance Specialist

    1 month ago

    Leeds, Leeds, United Kingdom Michael Page (UK) Full time

    Michael Page (UK) is seeking a Compliance Associate to join their team in Leeds. The successful candidate will have a strong understanding of compliance regulations and standards in the property sector. Key responsibilities include ensuring compliance with relevant laws and regulations, providing advice and guidance to the team, and developing and...

  • Compliance Specialist

    1 month ago

    Leeds, Leeds, United Kingdom Michael Page (UK) Full time

    Michael Page (UK) is seeking a Compliance Associate to join their team in Leeds. The successful candidate will have a strong understanding of compliance regulations and standards in the property sector. Key responsibilities include ensuring compliance with relevant laws and regulations, providing advice and guidance to the team, and developing and...

  • Compliance Officer

    1 month ago

    Leeds, Leeds, United Kingdom Age Partnership Full time

    About the RoleWe are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a crucial role in ensuring our business operates in compliance with regulatory requirements.Key ResponsibilitiesConduct compliance monitoring activities across all areas of the business,...

  • Compliance Officer

    4 weeks ago

    Leeds, Leeds, United Kingdom Age Partnership Full time

    About the RoleWe are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a crucial role in ensuring our business operates in compliance with regulatory requirements.Key ResponsibilitiesConduct compliance monitoring activities across all areas of the business,...

  • Compliance Operations Associate

    2 months ago

    Leeds, Leeds, United Kingdom Rotork plc Full time

    Job Summary:This is a key role to ensure continuous improvement is made within the Global Trade Compliance function, Customs and Export Control related topics. As a Business Compliance Specialist at Rotork plc, you will support multiple complex operations and projects within the Global Trade Compliance Team.In this role, you will be exposed to all aspects of...

  • Compliance Operations Associate

    4 weeks ago

    Leeds, Leeds, United Kingdom Rotork plc Full time

    Job Summary:This is a key role to ensure continuous improvement is made within the Global Trade Compliance function, Customs and Export Control related topics. As a Business Compliance Specialist at Rotork plc, you will support multiple complex operations and projects within the Global Trade Compliance Team.In this role, you will be exposed to all aspects of...

Compliance Associate

2 months ago

Leeds, United Kingdom MUFG Pension & Market Services Full time

Overview:

The Compliance Associate will join MUFG Pension & Market Services on a 12-month fixed term contract.  You will work on a hybrid basis from our city centre office in Leeds, meaning you will be in with the team at least a couple of days a week, so you’ll need to be within a commutable distance for the days you’re in the office.

You will report to the Compliance Oversight Manager who will be there to support, guide and develop you, but you will need to add value from day one, learning about MUFG Pension & Market Services from the team. You’ll need to enthusiastically develop your knowledge and impart your existing compliance expertise to assist with team development.

You will need to be solutions-orientated, enabling you to contribute successfully to the compliance monitoring plan and associated oversight work, collaborating effectively with key stakeholders to ensure that the business is operating in a compliant manner.

You will be joining a network of experienced, innovative and dedicated individuals across multiple teams and countries.  There are countless opportunities to learn new skills and develop in your career and we’ll provide the support you need to do just that.

Benefits:

26 days annual leave, plus a wellbeing day, a volunteer day, bank holidays and the opportunity to buy up to 5 days’ extra each year

Health, wellbeing and lifestyle rewards that can be tailored to support you and your family.  Everything from: Employee Assistance Programme; Discounts on retail and socialising; Travel and technology; cycle2work scheme; A host of gym and fitness subscriptions; Car Salary Sacrifice scheme

Appreciate programme: Employee recognition programme

Company Pension Scheme

Life Assurance

Medical Insurance 

Paid Maternity, Paternity, Adoption Leave, Shared Parental Leave

What you need:

As with any role, we want to find the right person and we want to make sure you know it’s the right role for you too, so you must have:

•    A minimum of 3 years’ experience within a compliance role in the Financial Services industry

•    Demonstrable knowledge of regulatory requirements, especially but not limited to, the Financial Conduct Authority or other regulators

•    Exceptional written and verbal communication skills with the ability to interact with stakeholders of all levels internally

•    Excellent attention to detail and well organised, with the ability to work as an integral member of the team

•    The energy, drive and desire to work hard within a team, working collaboratively with the business you are supporting, developing their skills and understanding of compliance monitoring

•    The ability to build and maintain strong working relationships and support others within the team and wider business

•    Good report writing and presentation skills, in addition to excellent time management skills

•    An ability to exercise independent judgement and discretion whilst performing your duties

•    A strong background in computer literacy and working knowledge of Microsoft Word and Excel

Day to Day:

You will be…

•    Performing compliance monitoring reviews in accordance with the annual compliance monitoring programme

•    Providing real-time compliance advice to the business with regards to the rules, regulations and internal policies that govern their part of the business for both new and existing products and services

•    Managing the review and associated administration of externally issued materials, including client presentations, social media postings, website content and financial promotions to ensure compliance with relevant regulatory standards

•    Reviewing and providing feedback to the business on any breaches and incidents

•    Preparing compliance related Management Information for presentation and dissemination

•    Supporting the review, maintenance and organisation of related compliance policies, in addition to supporting any compliance-related projects

•    Ensuring you comply with the FCA Conduct Rules applicable to all financial services employees

•    Supporting the ongoing review and assessment of applicable regulatory and industry developments