Compliance Operations Coordinator

1 week ago


City of London, United Kingdom Office Angels Full time

Compliance Operations Coordinator
£40,000 - £45,000 *DOE
Full Time, Permanent

9am - 5:30, Office Based

City of London, Near Liverpool Street Station

Are you looking for an exciting opportunity to join a leading global underwriter in the insurance industry? Our client, a privately-owned organisation, is currently seeking a motivated and ambitious Compliance Operations Coordinator to join their dynamic team. If you have a background in compliance and a passion for delivering outstanding market returns, then this role could be perfect for you

As a Compliance Operations Coordinator, you will play a key role in ensuring regulatory compliance within the organisation. You will be responsible for tasks such as regulatory reporting, conducting due diligence checks, and supporting regulatory approvals. This is a fantastic opportunity to contribute to a growing organisation at an exciting time.

Why work for this company?

Stunning offices based in the heart of the City with a great company culture and team environment.
Our client is highly regarded in their field, offering huge scope to build on your skills and develop.
Opportunity to work closely with the team and input your ideas
Join a hardworking, supportive, and collaborative team, who are high performing and driven to succeed who also enjoy the social side of working in the City

Duties:

Lead on Terms of Business Agreements (TOBAs) and perform continuous monitoring.
Coordinate due diligence enquiries from third parties.
Ensure completion of Regulatory Returns by engaging key business stakeholders.
Handle regulatory correspondence and actions.
Maintain and review Conflicts of Interest log.
Manage the Gifts and Hospitality log.
Support the production of Compliance Management Information.
Assist in the production of Board/Committee papers.
Coordinate and take minutes at committee and other meetings.
Provide support for regulatory approvals in the UK & Belgium.
Assist in compliance monitoring activities.
Coordinate Compliance training and oversee Continuous Professional Development requirements.

Requirements:

Ideally, possess a Degree in Law, Finance, Business, or a related field.
Strong Administration experience with knowledge of compliance/operations is also considerable.
Good understanding of the regulatory requirements in the UK insurance industry.
Knowledge of the FCA rule books.
Excellent analytical and problem-solving skills.
Effective communication and interpersonal skills.
Ability to work independently and collaboratively in a fast-paced environment.
Attention to detail and commitment to upholding ethical standards.

If you are ready to take the next step in your compliance career and be part of a team that makes a difference while being different, then apply now Join our client and embark on a rewarding journey with endless possibilities.

Office Angels is an employment agency. We are an equal opportunities employer who put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, abilities and more. We do this by showcasing their talents, skills and unique experience in an inclusive environment that helps them thrive. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.

Office Angels acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. Office Angels UK is an Equal Opportunities Employer.

By applying for this role your details will be submitted to Office Angels. Our Candidate Privacy Information Statement explaining how we will use your information is available on our website


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