Senior Compliance Analyst
3 weeks ago
My client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations.
Identifying changes in legislation / compliance that will affect the business and putting in place processes to ensure adherence.
Assist with the supplier verification process including CDD / KYC, PEP process, high risk jurisdictions, and refresher checks and be the first point of contact for queries relating to supplier compliance
Assist with the firms FCA monitoring reviews ensuring adherence
Assist with preparation of the company's quarterly compliance news letter
Applicants will possess circa 1 - 3 years experience in a compliance role (ideally from a pensions / investment or IFA background) with a good understanding of the FCA handbook and all round compliance monitoring knowledge (internal and external monitoring, compliance monitoring reviews, FCA obligations, client verification, sanctions checks, due diligence for clients and suppliers etc.). This is a great opportunity to join a fantastic employer in the establishment of a new team which offers a friendly working environment, generous remuneration package and genuine opportunities for professional growth.
***please do not apply if your experience is primarily financial crime as my client is looking for broader compliance knowledge***
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Regulatory Compliance Analyst
5 days ago
Leeds, Leeds, United Kingdom Maples Group - Legal Services Full timeAbout the RoleThe Maples Group - Legal Services is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with anti-money laundering (AML) regulations and other relevant laws.Key ResponsibilitiesConduct due diligence on new business matters, including reviewing...
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Senior Risk and Compliance Analyst
3 weeks ago
Leeds, Leeds, United Kingdom InterQuest Group Full timePosition Overview:InterQuest Group is seeking a Senior Risk and Compliance Analyst to enhance our team within a Payments organization. This role focuses on the critical aspects of onboarding new clients while ensuring ongoing compliance monitoring of our current customer base. You will play a vital role in guaranteeing that our client onboarding procedures...
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Senior Risk and Compliance Analyst
3 weeks ago
Leeds, Leeds, United Kingdom InterQuest Group Full timePosition Overview:InterQuest Group is seeking a Senior Risk and Compliance Analyst to enhance our team within a leading Payments organization. This role focuses on the critical processes of onboarding new clients while ensuring the ongoing evaluation of our current customer base. The successful candidate will play a vital role in aligning our customer...
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HR Compliance Analyst EMEA
3 months ago
Leeds, United Kingdom Snowflake Full timeBuild the future of data. Join the Snowflake team. The Snowflake Global HR Compliance Team is expanding, and we’re looking for an HR Compliance Analyst to join us in scaling our program to meet the demands of a growing business. This role will report into the Senior Manager of Global HR Compliance and will have compliance related duties and...
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Compliance Analyst Hybrid
2 weeks ago
Leeds, United Kingdom MERJE Ltd Full timeOur client is a rapidly expanding Financial Services company who are looking to recruit a Compliance Analyst to join their expanding team. With a strong reputation for providing excellent customer service and innovative solutions, they are committed to creating a positive and inclusive work environment and the role offer clear opportunities for career...
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Compliance Analyst
1 month ago
Leeds, United Kingdom Front Row Recruitment Full timeMy client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include: * Supporting the compliance specialist to ensure the organisation meets its...
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Compliance Analyst
3 weeks ago
Leeds, United Kingdom Front Row Recruitment Full timeMy client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include: Supporting the compliance specialist to ensure the organisation meets its regulatory...
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Compliance Analyst
3 weeks ago
Leeds, United Kingdom Front Row Recruitment Full timeMy client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include:Supporting the compliance specialist to ensure the organisation meets its regulatory...
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Compliance Analyst
3 weeks ago
Leeds, United Kingdom Front Row Recruitment Full timeMy client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include:Supporting the compliance specialist to ensure the organisation meets its regulatory...
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Compliance Analyst
3 weeks ago
Leeds, United Kingdom Front Row Recruitment Full timeMy client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include: Supporting the compliance specialist to ensure the organisation meets its...
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Compliance Analyst
3 weeks ago
Leeds, United Kingdom Front Row Recruitment Full timeMy client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include: Supporting the compliance specialist to ensure the organisation meets its...
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Compliance Analyst
1 month ago
Leeds, United Kingdom Front Row Recruitment Full timeMy client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include:Supporting the compliance specialist to ensure the organisation meets its regulatory...
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Compliance Analyst
2 weeks ago
Leeds, United Kingdom Front Row Recruitment Ltd Full timeMy client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include: Supporting the compliance specialist to ensure the organisation meets its...
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Software Compliance Analyst
4 weeks ago
Leeds, United Kingdom Capita Full timeOur IT Asset Management team plays a crucial role in ensuring our software licensing is compliant and optimized, supporting both Pan-Capita and Capita Clients.We are seeking a dedicated and experienced Software Compliance Analyst to join our IT Asset Management team. In this role, you will support licence compliance activities across Pan-Capita and Capita...
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AML Compliance Specialist
5 days ago
Leeds, Leeds, United Kingdom Maples Group - Legal Services Full timeAbout the RoleThe Maples Group - Legal Services is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key ResponsibilitiesConduct due diligence on new business matters, including reviewing and analyzing...
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Leeds, Leeds, United Kingdom AJ Fox Compliance Full timeWe are seeking a highly skilled Risk & Compliance Auditor to join our team at AJ Fox Compliance. This role is ideal for an individual with a strong background in internal audit and file review within a legal services environment.The successful candidate will have a deep understanding of ISO 9001, ISO 27001, and ISO 14001 certifications, as well as experience...
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Leeds, Leeds, United Kingdom AJ Fox Compliance Full timeWe are seeking a highly skilled Risk & Compliance Auditor to join our team at AJ Fox Compliance. This role is ideal for an individual with a strong background in internal audit and file review within a legal services environment.The successful candidate will have a deep understanding of ISO 9001, ISO 27001, and ISO 14001 certifications, as well as experience...
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Leeds, Leeds, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Risk & Compliance AuditorCompany: AJ FOX COMPLIANCEJob Summary:We are seeking a highly skilled Risk & Compliance Auditor to join our team at AJ FOX COMPLIANCE. As a Risk & Compliance Auditor, you will be responsible for maintaining the annual Audit Schedule and audit metrics, planning for external audit visits, collaborating with senior staff on...
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Leeds, Leeds, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Risk & Compliance AuditorCompany: AJ FOX COMPLIANCEJob Summary:We are seeking a highly skilled Risk & Compliance Auditor to join our team at AJ FOX COMPLIANCE. As a Risk & Compliance Auditor, you will be responsible for maintaining the annual Audit Schedule and audit metrics, planning for external audit visits, collaborating with senior staff on...
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Compliance Risk Manager
5 days ago
Leeds, Leeds, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a highly skilled Risk & Compliance Auditor to join our team at AJ FOX COMPLIANCE. This role is ideal for an individual with prior experience in internal audit and file review within a legal services environment.Key Responsibilities:Maintain the annual Audit Schedule and audit metrics to ensure compliance with regulatory...