Current jobs related to Compliance Analyst - Leeds - Front Row Recruitment

  • Compliance Data Analyst

    2 weeks ago

    Leeds, Leeds, United Kingdom Stars Group Full time

    Job Title: Risk and Compliance Insights Data AnalystWe are seeking a highly skilled Risk and Compliance Insights Data Analyst to join our dynamic Risk Assurance team in Leeds or the Isle of Man. As a key member of our team, you will be responsible for providing critical business insights and driving innovation in data analysis.This role offers a hybrid...

  • Compliance Data Analyst

    2 weeks ago

    Leeds, Leeds, United Kingdom Stars Group Full time

    Job Title: Risk and Compliance Insights Data AnalystWe are seeking a highly skilled Risk and Compliance Insights Data Analyst to join our dynamic Risk Assurance team in Leeds or the Isle of Man. As a key member of our team, you will be responsible for providing critical business insights and driving innovation in data analysis.This role offers a hybrid...

  • Compliance Data Analyst

    1 month ago

    Leeds, Leeds, United Kingdom Stars Group Full time

    Job Title: Risk and Compliance Insights Data AnalystWe are seeking a highly skilled Risk and Compliance Insights Data Analyst to join our dynamic Risk Assurance team in Leeds or the Isle of Man. As a key member of our team, you will be responsible for providing critical business insights and driving innovation in data analysis.This role offers a hybrid...

  • Compliance Data Analyst

    1 month ago

    Leeds, Leeds, United Kingdom Stars Group Full time

    Job Title: Risk and Compliance Insights Data AnalystWe are seeking a highly skilled Risk and Compliance Insights Data Analyst to join our dynamic Risk Assurance team in Leeds or the Isle of Man. As a key member of our team, you will be responsible for providing critical business insights and driving innovation in data analysis.This role offers a hybrid...

  • Compliance Analyst

    1 week ago

    Leeds, Leeds, United Kingdom BTA Full time

    BTA is seeking an experienced legal compliance professional to join their Leeds office as a Compliance Analyst. This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with legislation in the Cayman and British Virgin Island jurisdictions.Key Responsibilities:Review client files to ensure...

  • Data Analyst

    3 days ago

    Leeds, Leeds, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is proud to partner with a leading global asset management business, managing over US$1 trillion in assets under management.The business offers a range of investment solutions for retail and institutional investors across various asset classes, including public fixed income, private fixed income, fundamental equity,...

  • Compliance Data Analyst

    4 weeks ago

    Leeds, Leeds, United Kingdom Stars Group Full time

    Job Title: Risk and Compliance Insights Data AnalystWe are seeking a highly skilled Risk and Compliance Insights Data Analyst to join our dynamic Risk Assurance team in Leeds or the Isle of Man. As a key member of our team, you will be responsible for providing critical business insights and driving innovation in data analysis.This role offers a hybrid...

  • Compliance Data Analyst

    4 weeks ago

    Leeds, Leeds, United Kingdom Stars Group Full time

    Job Title: Risk and Compliance Insights Data AnalystWe are seeking a highly skilled Risk and Compliance Insights Data Analyst to join our dynamic Risk Assurance team in Leeds or the Isle of Man. As a key member of our team, you will be responsible for providing critical business insights and driving innovation in data analysis.This role offers a hybrid...

  • Compliance Data Analyst

    3 weeks ago

    Leeds, Leeds, United Kingdom Stars Group Full time

    Job Title: Risk and Compliance Insights Data AnalystWe are seeking a highly skilled Risk and Compliance Insights Data Analyst to join our dynamic Risk Assurance team in Leeds or the Isle of Man. As a key member of our team, you will be responsible for providing critical business insights and driving innovation in data analysis.This role offers a hybrid...

  • Compliance Data Analyst

    3 weeks ago

    Leeds, Leeds, United Kingdom Stars Group Full time

    Job Title: Risk and Compliance Insights Data AnalystWe are seeking a highly skilled Risk and Compliance Insights Data Analyst to join our dynamic Risk Assurance team in Leeds or the Isle of Man. As a key member of our team, you will be responsible for providing critical business insights and driving innovation in data analysis.This role offers a hybrid...

  • Compliance Analyst, New Business Team

    2 days ago

    Leeds, West Yorkshire, United Kingdom Maples Group Full time

    The Maples Group looks to add a Leeds based Compliance Analyst to our team and invites eager and qualified candidates to apply. We are committed to diversity, inclusion and equality of opportunity as we attract, retain and develop world-class talent.Our merit-based culture suits professionals in pursuit of boundless careers and lives. Beyond their acumen,...

  • Compliance Professional

    1 month ago

    Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full time

    Compliance Analyst OpportunityOur client, a global company with a presence in Europe, the Americas, Asia, and the Middle East, is seeking an experienced legal compliance professional to join their Leeds office as a Compliance Analyst.This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with...

  • Compliance Professional

    1 month ago

    Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full time

    Compliance Analyst OpportunityOur client, a global company with a presence in Europe, the Americas, Asia, and the Middle East, is seeking an experienced legal compliance professional to join their Leeds office as a Compliance Analyst.This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with...

  • Compliance and Risk Analyst

    3 weeks ago

    Leeds, Leeds, United Kingdom Dentons Full time

    About the RoleDentons is seeking a highly skilled Risk Analyst to join our growing new business intake team across the Europe region. As a Risk Analyst, you will play a crucial role in conflicts of interest, compliance checks, risk management, and overall support the firm in applying the standards of risk-based culture.Key ResponsibilitiesConflict of...

  • Compliance and Risk Analyst

    3 weeks ago

    Leeds, Leeds, United Kingdom Dentons Full time

    About the RoleDentons is seeking a highly skilled Risk Analyst to join our growing new business intake team across the Europe region. As a Risk Analyst, you will play a crucial role in conflicts of interest, compliance checks, risk management, and overall support the firm in applying the standards of risk-based culture.Key ResponsibilitiesConflict of...

  • Compliance and Risk Analyst

    4 weeks ago

    Leeds, Leeds, United Kingdom Dentons Full time

    About the RoleDentons is seeking a highly skilled Risk Analyst to join our growing new business intake team across the Europe region. As a Risk Analyst, you will play a crucial role in conflicts of interest, compliance checks, risk management, and overall support the firm in applying the standards of risk-based culture.Key ResponsibilitiesConflict of...

  • Compliance and Risk Analyst

    4 weeks ago

    Leeds, Leeds, United Kingdom Dentons Full time

    About the RoleDentons is seeking a highly skilled Risk Analyst to join our growing new business intake team across the Europe region. As a Risk Analyst, you will play a crucial role in conflicts of interest, compliance checks, risk management, and overall support the firm in applying the standards of risk-based culture.Key ResponsibilitiesConflict of...

  • Business Analyst-Compliance Specialist

    2 weeks ago

    Leeds, Leeds, United Kingdom Kennedys Full time

    About the RoleKennedys is seeking a highly skilled and experienced Business Analyst-Compliance to join our New Business Risk team. As a key member of the team, you will be responsible for managing new business intake processes across the Firm, providing information, advice, and guidance on risk and compliance issues.Key ResponsibilitiesSupport the team in...

  • Business Analyst-Compliance Specialist

    2 weeks ago

    Leeds, Leeds, United Kingdom Kennedys Full time

    About the RoleKennedys is seeking a highly skilled and experienced Business Analyst-Compliance to join our New Business Risk team. As a key member of the team, you will be responsible for managing new business intake processes across the Firm, providing information, advice, and guidance on risk and compliance issues.Key ResponsibilitiesSupport the team in...

  • Compliance Professional

    2 weeks ago

    Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full time

    Compliance Analyst OpportunityWith over 2,500 professionals employed across Europe, the Americas, Asia, and the Middle East, our client is a truly global company who currently have an excellent opportunity for an experienced legal compliance professional to join their Leeds office as a Compliance Analyst. This role will involve the successful candidate...

Compliance Analyst

2 months ago

Leeds, United Kingdom Front Row Recruitment Full time

My client is a well established, growing and award winning pension consultancy with offices throughout the UK. Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include:

  • Supporting the compliance specialist to ensure the organisation meets its regulatory obligations.
  • Identifying changes in legislation / compliance that will affect the business and putting in place processes to ensure adherence.
  • Assist with the supplier verification process including CDD / KYC, PEP process, high risk jurisdictions, and refresher checks and be the first point of contact for queries relating to supplier compliance
  • Providing firm information to suppliers as part of their verification process
  • Assist with the firms FCA monitoring reviews ensuring adherence
  • Assist with preparation of the company's quarterly compliance news letter

Applicants will possess circa 1 - 3 years experience in a compliance role (ideally from a pensions / investment or IFA background) with a good understanding of the FCA handbook and all round compliance monitoring knowledge (internal and external monitoring, compliance monitoring reviews, FCA obligations, client verification, sanctions checks, due diligence for clients and suppliers etc.). You will be highly organised with excellent communication skills, a keen eye for detail and the ability to adapt to changing legislation.

This is a great opportunity to join a fantastic employer in the establishment of a new team which offers a friendly working environment, generous remuneration package and genuine opportunities for professional growth.

***please do not apply if your experience is primarily financial crime as my client is looking for broader compliance knowledge***