Compliance Advisor

GRADUATE TRAINEE COMPLIANCE ADVISOR £25K Remote (UK Wide) Ref: 4046D2 We are pleased to announce an exclusive opportunity for a Graduate Trainee Compliance Advisor to join a small, welcoming consulting firm. This role involves direct reporting to the Directors and encompasses a variety of responsibilities, including:Preparing and submitting regulatory...

GRADUATE TRAINEE COMPLIANCE ADVISOR £25K Remote (UK) Ref: 4046D2 We are delighted to present an exclusive opportunity for a Graduate Trainee Compliance Advisor to join a welcoming and specialized consulting firm. This role involves direct reporting to the Directors and encompasses a variety of responsibilities, including:Preparing and submitting regulatory...

**THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. THE RESPONSIBILITIES: Review/audit/investigation requests from Exchanges and Regulators FATCA and CRS Audit and Advisory; ad hoc tax projects Research in relation to...

THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...

Job Summary:We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.Key Responsibilities:Supervise and Mentor Junior Team...

Job Summary:We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.Key Responsibilities:Supervise and Mentor Junior Team...

Our client, a Silver Circle Law Firm, is looking for a Conflicts Advisor to join their team in London. In this role, you will advise on conflicts-related issues to support the wider risk & compliance team.To succeed in this role, you will have risk and compliance experience within a law firm or legal setting. You will be an expert in all conflicts-related...

**THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

Our client, a Silver Circle Law Firm, is looking for a Conflicts Advisor to join their team in London. In this role, you will advise on conflicts-related issues to support the wider risk & compliance team.To succeed in this role, you will have risk and compliance experience within a law firm or legal setting. You will be an expert in all conflicts-related...

Our client, a Silver Circle Law Firm, is looking for a Conflicts Advisor to join their team in London. In this role, you will advise on conflicts-related issues to support the wider risk & compliance team.To succeed in this role, you will have risk and compliance experience within a law firm or legal setting. You will be an expert in all conflicts-related...

About the RoleWe are seeking a highly skilled Compliance Advisor to join our team at BioTalent, a leading life sciences recruitment specialist. As a Compliance Advisor, you will play a critical role in ensuring that our recruitment processes are compliant with relevant laws and regulations.Key ResponsibilitiesProvide first-class customer service to our...

About the RoleWe are seeking a highly skilled Compliance Advisor to join our team at BioTalent, a leading life sciences recruitment specialist. As a Compliance Advisor, you will play a critical role in ensuring that our recruitment processes are compliant with relevant laws and regulations.Key ResponsibilitiesProvide first-class customer service to our...

Our client, a financial services firm is looking for a Compliance Advisor to join their team in London.Your responsibilities will include:Overseeing and resolving issues related to MiFIR and EMIR transaction reportingConducting KYC audits and other compliance-related assess Handling review, audit, and investigation requests from exchanges and regulatorYou...

Our client, a financial services firm is looking for a Compliance Advisor to join their team in London.Your responsibilities will include:Overseeing and resolving issues related to MiFIR and EMIR transaction reportingConducting KYC audits and other compliance-related assess Handling review, audit, and investigation requests from exchanges and regulatorYou...