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Pension Supervisor
2 months ago
We are delighted to be exclusively partnering with an independent financial advice business that are looking to appoint a Training & Competency (T&C) Supervisor. This is a remote role with occasional travel to their Head office. There is a £3,600 car allowance and 5% of base salary as flexible benefits.
The role will facilitate and help deliver the firms T&C requirements as defined by the FCA and the business. You'll provide effective monitoring and control in the firm and to support the adherence of advisers and line management, whilst reporting shortcomings through the appropriate reporting lines.
Via collation of relevant data, you will provide sales management with accurate and meaningful data relating to adviser RAG status, with detailed breakdown of rationale. The role will be fully responsible for meaningful and effective supervision of all amber and red advisers to ensure the business meets its requirements as set out in T&C manual and adheres to T&C rules.
The post holder will carry out desk based supervision of green advisers, liaising with sales management and QA team as necessary regarding coaching and development.
Good working knowledge of IO and application of extraction of MI required to ascertain KPI data, MI reporting on all advisers
IT literate, including all Microsoft Packages
Flexibility / adaptability – able to adapt to changes in the business and its practices and regulatory / legal amendments
Drive own development – highly motivated to achieve work tasks and to assist with the management of their own development – knowledge and skills improvement
Attention to detail- able to produce accurate and meaningful data required for RAG reporting and other MI as required by Risk & Compliance Director.
Minimum of 6 years’ experience within a regulated or financial services environment in particular a training and competency environment.
Experience of working in a compliance or audit and risk function;
Previous experience of reviewing Occupational Pension Transfers or ETV, PIE exercises.
