Contract - Compliance Monitoring Manager

THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

THE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...

We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...

We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

Six Month Contract  – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required   4025G £70K - £80K pro-rata  Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance...

Six Month Contract  – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required   4025G £70K - £80K pro-rata  Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance including...

**Compliance Monitoring Manager (Insurance)** **Company overview** The Company currently writes lines of business including; specialty insurance: aviation & aerospace, energy, marine, property, credit & political risk, and other specialty; reinsurance: property reinsurance, property retrocession, specialty reinsurance, wholeaccount/multi-class. **Role...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

**About us** Avencia Consulting are working with a leading Specialty Insurer based in the City, who have a newly created position for a Compliance Monitoring Manager to join. The Company currently writes lines of business including; specialty insurance: aviation & aerospace, energy, marine, property, terror & political violence, contingency and other...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

Compliance Monitoring Role | London - Hybrid | Competitive Day Rate Contract | Fintech Trading Firm Finitas are delighted to be working with a Fintech Trading firm, who are a globally recognised as a market leader. Due to their rapid expansion and growth targets for the year, they are looking to add a Compliance Monitoring Officer to their roster, to...

Compliance Monitoring Manager Department: Compliance & Risk Employment Type: Permanent - Full Time Location: London Reporting To: Jacqueline Sinclair Description Are you an experienced Insurance Compliance professional looking for an exciting new challenge, where you can have your ideas heard and ultimately influence shaping the compliance...

THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due...

Join a Leading Private Bank as a Compliance Monitoring Officer! FRENCH OR GERMAN LANGUAGE SKILLS REQUIREDAbout the Firm: Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized services. They are searching for a Compliance Monitoring Officer to work in either their London or Manchester...

Barclay Simpson are currently recruiting for a Head of Compliance to join an established international asset management house as they look to expand their business and open an alternatives business. This is an all-encompassing compliance role that will be a building job in the first instance. It will be your responsibility to establish a new compliance...

THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES: Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...

Join a Leading Private Bank as a Compliance Monitoring Officer! FRENCH OR GERMAN LANGUAGE SKILLS REQUIREDAbout the Firm: Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized services. They are searching for a Compliance Monitoring Officer to work in either their London or Manchester...

**THE COMPANY**: Our client is an international bank providing banking services including traditional corporate transactions, investment banking and trading. **THE RESPONSIBILITIES**: - Drafting high quality written reports to present results of monitoring and assurance work undertaken as required by the Compliance Monitoring Plan - Liaising with the...