Compliance Monitoring Manager

3 weeks ago

London, United Kingdom Avencia Consulting Full time

**About us**

Avencia Consulting are working with a leading Specialty Insurer based in the City, who have a newly created position for a Compliance Monitoring Manager to join.

The Company currently writes lines of business including; specialty insurance: aviation & aerospace, energy, marine, property, terror & political violence, contingency and other specialty lines; reinsurance: property reinsurance, property retrocession, specialtyreinsurance, whole account/multi-class and bespoke.

**The role**

Reporting to the Head of UK Compliance, the role represents an exciting opportunity to be responsible for overseeing and managing the monitoring program in order to provide assurance on the adequacy of systems and controls and to support the Head of UK Compliancein the management of the Compliance team.

**Key accountabilities**

Your responsibilities for this role may include, but are not limited to, supporting the Compliance team in relation to:

- Designing the annual Compliance Monitoring Plan in line with the annual Compliance Risk Assessment.
- Undertaking the annual review of policies, procedures and guidance documents as they relate to Compliance Monitoring.
- Performance of second line Compliance Monitoring activities across all departments.
- The preparation of both individual monitoring reports and the quarterly Compliance Monitoring Report.
- Liaising with the Coverholder Audit Manager to provide Compliance insight and support for external audits of binders.
- Supporting the completion of the Compliance Plan.
- Taking the lead on planning and completing ad-hoc projects in relation to Compliance monitoring and associated matters.
- Act as the compliance representative for the Delegated Performance Management Group.

**Skills & experience**
- Compliance monitoring experience in the London Insurance market, knowledge of international licensing is essential.
- Strong written and spoken communication skills to enable communication at all levels.
- Strong analytical, research and reporting skills.
- Ability to handle a varied workload and competing priorities.
- Proficiency in Microsoft Word and Excel.
- Willingness to work extended hours as required.

**Preferred skills, knowledge and experience**
- Knowledge of the regulatory landscapes outside of the UK.
- Proficiency in Power Point.
- Report writing and presenting skills.

**Competencies and behaviours**
- Analytical with a strong attention to detail.
- Ability to support success and timely delivery in a complex, multi-disciplinary environment.
- Has personal drive and resilience in established and new/changing situations.
- A team player with strong interest in the performance of the business as a whole.
- Commercially savvy, bright, energetic and positive with a 'can do' attitude

  • Compliance Monitoring Manager

    10 hours ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

  • Compliance Monitoring Manager

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

  • Compliance Monitoring Manager

    1 month ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

  • Compliance Monitoring Manager

    15 hours ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

  • Compliance Officer Monitoring

    16 hours ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...

  • Compliance Officer Monitoring

    1 month ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...

  • Senior Compliance Monitoring

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

  • Senior Compliance Monitoring

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

  • Senior Compliance Monitoring

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...

  • Compliance Monitoring and Testing Associate

    16 hours ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Assist with scoping, implementing and managing second line testing Follow-up management's implementation...

  • Compliance Monitoring and Testing Associate

    16 hours ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Assist with scoping, implementing and managing second line testing Follow-up management's implementation...

  • Senior Compliance Monitoring Manager

    16 hours ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...

  • Senior Compliance Monitoring Manager

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...

  • Compliance Monitoring Manager – Asset/Wealth Management

    21 hours ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G £70K - £80K + Good Benefits                                                     Hybrid (West End)   Our client, a boutique wealth manager and part of a larger global banking Group, is...

  • Compliance Monitoring Manager – Asset/Wealth Management

    3 days ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G £70K - £80K + Good Benefits                                                     Hybrid (West End)   Our client, a boutique wealth manager and part of a larger global banking Group, is looking to...

  • Financial Crime Compliance Monitoring Manager

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...

  • Financial Crime Compliance Monitoring Manager

    13 hours ago

    London, United Kingdom Compliance Professionals Full time

    We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...

  • Risk & Compliance Assistant - Regulatory, Monitoring

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

  • Compliance Monitoring Manager

    3 days ago

    London, United Kingdom Ebury Full time

    Ebury is a hyper-growth FinTech firm, named in as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration. Compliance Monitoring manager London - 4 days in the office  The Compliance Monitoring manager reports...

  • Compliance Monitoring Manager

    4 weeks ago

    London, United Kingdom LHH Recruitment Solutions Full time

    The Compliance Monitoring Manager will take a leading role in delivering the Regional Compliance Monitoring programme, including delivery at the checkpoints identified by the Regional Head of Compliance Monitoring. This role is instrumental to the improvementof risk management within Compliance. Regional Compliance Monitoring forms part of the Investment...