Compliance Consultant

Job description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...

Job description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

**Asbestos Consultant Surveyor** London - Covering South of England £38k - 45k per year + £5500 car allowance + 5% bonus Permanent We are currently seeking to hire a full time Asbestos Consultant Surveyor to work from home but cover the South of England. William Martin Compliance is a health and safety consultancy focusing on property risk, working...

THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES: Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...

THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES: Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...

THE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...

THE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...

We are a South East based professional Gas Compliance Consultancy business looking for qualified and experienced Gas Operatives to join our team either directly employed or on a contract support basis to work in the following post code areas in London: A full driving licence is required as a van and fully expensed fuel card will be provided.

We are a South East based professional Gas Compliance Consultancy business looking for qualified and experienced Gas Operatives to join our team either directly employed or on a contract support basis to work in the following post code areas in London: A full driving licence is required as a van and fully expensed fuel card will be provided.

We are a South East based professional Gas Compliance Consultancy business looking for qualified and experienced Gas Operatives to join our team either directly employed or on a contract support basis to work in the following post code areas in London:A full driving licence is required as a van and fully expensed fuel card will be provided.

**Head of Consultancy** **William Martin** **Location**:Home-based with travel to meet with colleagues and clients (including regular meetings in Bromsgrove, Cambridgeshire and London). 60% of the role may involve travel. **Salary**: £50,000 to £60,000 per annum **Job Type**:Full time/ Permanent **About Us** William Martin, part of the wider Marlowe...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: Responsibilities (how we will measure success) The Associate Compliance Consultant will...

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Monitoring Manager. You will be responsible...

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Monitoring Manager. You will be responsible...

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Monitoring Manager. You will be responsible...

Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300 clients is broad including sell-side and buy-side so familiarity with the broad range of business models...