CASS Controls Officer
2 weeks ago
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team.
Capital.com is a global company with offices in the United Kingdom, Cyprus, Australia, the Bahamas, Poland, and Bulgaria. In just a short period, Capital.com has become one of Europe’s fastest-growing investment-trading platforms reporting triple-digit, year-on-year growth and a global team that has grown five-fold in just two years.
With a focus on simplicity, ease of use, speed, and power – we aim to develop the best trading service on the market. We are a fintech company with deep expertise in trading, markets, technology, customer centricity, and financial regulation. We provide great customer service to accompany our smart news feed, intelligent financial content, a broad range of education, and a wide range of markets for our clients to trade.
With no sign of slowing down, this is a fantastic time to join the team
We are seeking a CASS Controls Office - Associate to join our CASS Office. The successful candidate will be part of a team responsible for ensuring that our firm complies with all relevant regulatory requirements and standards.
Key Responsibilities:- Support the design and development of the UK entity CASS control framework
- Assist in the development and maintenance of a strong culture of controls
- Work with the CASS Officer to maintain the CASS documentation and policies
- Assist in drafting analytical papers
- Assist in the preparation of monthly MI reports
- Preparation of CASS MI reporting
- Assist in the preparation and review of FCA regulatory returns
- Invitee to the CASS Committee
- Other ad hoc duties as required.
- A minimum of 2-4 years’ experience in a CASS officer/associate role within financial services, preferably within a CFD and Spread Betting firm
- Expert understanding of the CASS regulations and the wider regulatory landscape
- Strong analytical and problem-solving skills
- Excellent attention to detail
- Strong communication and interpersonal skills
- Ability to work independently as well as part of a team
- A degree educated in a relevant subject is preferred but not essential.
- Competitive Salary
- Annual Performance review cycle
- Referral program
- 25 days annual leave
- Private Medical Insurance for you and your family, after the probation period
- Death In Service
- EAP
- Season Ticket Loan after the probation period.
This is an excellent opportunity for a CASS professional with 2-4 years of experience to join a leading CFD and spread Betting firm in London. The successful candidate will report to the CASS Controls Officer and work closely with the Compliance, Finance, and Reconciliation teams to ensure that our business operates within regulatory requirements, whilst supporting our growth and development.
Be a key player at the forefront of the digital assets movement, propelling your career to new heights
Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.
Work alongside one of the most brilliant teams in the industry.
#J-18808-Ljbffr-
CASS Controls Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. THE RESPONSIBILITIES: Support the design and development of the UK entity CASS control framework Assist in the development and maintenance of a strong culture of controls Work...
-
CASS Controls Officer
Found in: Talent UK C2 - 1 week ago
London, United Kingdom capital.com Full timeWe are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. is a global company with...
-
CASS Controls Officer
Found in: Talent UK 2A C2 - 2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:.Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis.THE RESPONSIBILITIES:Support the design and development of the UK entity CASS control frameworkAssist in the development and maintenance of a strong culture of controlsWork with the CASS...
-
CASS Controls Officer
Found in: Appcast UK C C2 - 2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:.Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis.THE RESPONSIBILITIES:Support the design and development of the UK entity CASS control frameworkAssist in the development and maintenance of a strong culture of controlsWork with the CASS...
-
CASS Controls Officer
Found in: Appcast UK C2 - 2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:.Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis.THE RESPONSIBILITIES:Support the design and development of the UK entity CASS control frameworkAssist in the development and maintenance of a strong culture of controlsWork with the CASS...
-
CASS Controls Officer
Found in: Appcast Linkedin GBL C2 - 2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:.Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis.THE RESPONSIBILITIES:Support the design and development of the UK entity CASS control frameworkAssist in the development and maintenance of a strong culture of controlsWork with the CASS...
-
CASS Controls Officer
Found in: Whatjobs ES C2 - 5 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: . Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. THE RESPONSIBILITIES: Support the design and development of the UK entity CASS control framework Assist in the development and maintenance of a strong culture of controls Work with the...
-
Cass Financial Controller
1 day ago
London, United Kingdom Redimeer Full time**The role** Managing a great finance team of 3 and reporting directly to the Head of Finance; your role will be to ensure the smooth running of our finance department. You will be responsible for the efficient and effective running of all daily financial reporting functions to the appropriate statutory, regulatory, corporate and professional standards and...
-
Cass Assurance
2 days ago
London, United Kingdom eFinancialCareers Full time**About this role**: Wells Fargo is seeking a Cass Assurance consultant **In this role, you will**: - Support projects, take responsibility and produce high-level working documents. - Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems. - Support in the delivery of required...
-
Cass Specialist
1 day ago
London, United Kingdom Seedrs Full time**Who we are** In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic’s global marketplace. Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and...
-
Cass Assurance Consultant
2 days ago
Greater London, United Kingdom Twenty Recruitment Group Full timeGreater London - £ - 70,000 Per Year - Permanent Reference: 29051 **Description**: twentyAI have partnered with a Bank in London who are looking for a CASS Assurance Consultant to join their Regulatory Operations function. - Responsibilities_ - Support the team on BAU tasks - Work with projects and compliance team to implement CASS changes where...
-
CASS/FinOps Manager
Found in: beBee jobs GB - 2 weeks ago
London, Greater London, United Kingdom Seedrs Full timeCASS/FinOps Manager (Maternity Cover)Contract: 9-12 monthsIn 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace.We are looking for a CASS/FinOps manger to oversee the CASS team as well as get...
-
CASS/FinOps Manager
Found in: beBee jobs GB - 7 days ago
London, Greater London, United Kingdom Seedrs Full timeCASS/FinOps Manager (Maternity Cover) Contract: 9-12 months In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace. We are looking for a CASS/FinOps manger to oversee the CASS team as well as...
-
Junior Cass Specialist
2 days ago
London, United Kingdom Projecting Full time**Junior CASS Specialist** This is an excellent opportunity with Projecting Group working directly with one of our wealth management clients. **Responsibilities** - Ensure that their organization complies with all relevant CASS regulations - Oversee operational processes related to client funds, including reconciliations, record-keeping, and reporting -...
-
Cass Control Analyst
1 day ago
London, United Kingdom Nelson Scott LLP Full timeEnsure that all tasks are completed in a timely manner, and that exceptions, issues and related items are identified and resolved timely. RESPONSIBILITIES - Perform the administration of CASS related activities. - Production of internal and external cash and stock reconciliations - Follow the reconciliations processes, ensuring that exceptions are monitored...
-
CASS Senior Manager
Found in: Talent UK C2 - 1 week ago
London, United Kingdom KPMG-UnitedKingdom Full timeJob description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here. Job...
-
CASS Senior Manager
Found in: Talent UK C2 - 1 week ago
London, United Kingdom KPMG Full timeJob description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here. ...
-
Regulatory Controller- Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. Work with the CASS Officer to maintain the CASS documentation and policies Assist in the preparation and review of FCA regulatory returns Other ad hoc duties as required. A minimum of 2-4...
-
Cass Project Co-ordinator
5 days ago
London, United Kingdom Close Brothers Group Full time**OVERALL SUMMARY** The CASS & Regulatory oversight function is responsible for overseeing the operational regulatory reporting that is undertaken by the business including CASS, CSDR, FATCA, MiFID Transaction Reporting and HMRC / (ISA) reporting. This role is to provide technical CASS expertise and challenge / oversight within our business...
-
Financial Controller/cass Hybrid Working
7 days ago
London, United Kingdom Alexander-Charles Full timeMy client is a leading European securities brokerage located at the heart of the City of London. We are an FCA regulated, execution only, online stockbroker and offer our clients a bespoke trading platform through which they can trade stocks, bonds, futures, options, forex and other derivative products. Our website, trading platform and accounting system...