Regulatory Controller- Associate

4 weeks ago


London, United Kingdom Compliance Professionals Full time

Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. Work with the CASS Officer to maintain the CASS documentation and policies
Assist in the preparation and review of FCA regulatory returns
Other ad hoc duties as required.
A minimum of 2-4 years’ experience in a CASS officer/associate role within financial services, preferably within a CFD and Spread Betting firm
Expert understanding of the CASS regulations and the wider regulatory landscape



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