Regulatory Controller- Associate
4 weeks ago
Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. Work with the CASS Officer to maintain the CASS documentation and policies
Assist in the preparation and review of FCA regulatory returns
Other ad hoc duties as required.
A minimum of 2-4 years’ experience in a CASS officer/associate role within financial services, preferably within a CFD and Spread Betting firm
Expert understanding of the CASS regulations and the wider regulatory landscape
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Regulatory Controller, Analyst
1 week ago
London, United Kingdom Jefferies Full timeThe Regulatory Reporting Analyst will be involved in regulatory reporting for Jefferies’ UK and German entities. Initially focused on internal and external liquidity reporting the role will also cover capital reporting as well as any other local requirements. The role will be involved in the ongoing regulatory change program, incorporating ongoing...
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Insurance Regulatory Associate
1 week ago
London, United Kingdom Walker Lovell Full timeJob DescriptionWalker Lovell is collaborating with a premier international law firm in their search for an Insurance Regulatory Associate, based in London. This role is a remarkable opportunity for a motivated Solicitor to join a team at the forefront of addressing complex insurance regulation and commercial insurance issues on a global scale. The selected...
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Insurance Regulatory Associate
4 weeks ago
London, United Kingdom Walker Lovell Full timeWalker Lovell is collaborating with a premier international law firm in their search for an Insurance Regulatory Associate, based in London. This role is a remarkable opportunity for a motivated Solicitor to join a team at the forefront of addressing complex insurance regulation and commercial insurance issues on a global scale. The selected candidate will...
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Regulatory Associate Director
4 weeks ago
City of London, Greater London, United Kingdom Oliver James Associates Ltd. Full timeRegulatory Risk Associate Director I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global financial...
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Regulatory Risk Reporting
3 weeks ago
London, United Kingdom JPMorgan Chase & Co. Full timeUK Regulatory Finance is a high profile function, providing financial information to the Prudential Regulation Authority (“PRA”), Financial Conduct Authority (“FCA”) and the Bank of England, as well as producing financial information for submission to the German regulator. UK Regulatory Finance Team is a service-orientated business comprised of...
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Insurance Regulatory Associate
4 weeks ago
London Area, United Kingdom Walker Lovell Full timeWalker Lovell is collaborating with a premier international law firm in their search for an Insurance Regulatory Associate, based in London. This role is a remarkable opportunity for a motivated Solicitor to join a team at the forefront of addressing complex insurance regulation and commercial insurance issues on a global scale. The selected candidate will...
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Insurance Regulatory Associate
4 weeks ago
London Area, United Kingdom Walker Lovell Full timeWalker Lovell is collaborating with a premier international law firm in their search for an Insurance Regulatory Associate, based in London. This role is a remarkable opportunity for a motivated Solicitor to join a team at the forefront of addressing complex insurance regulation and commercial insurance issues on a global scale. The selected candidate will...
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Insurance Regulatory Associate
4 weeks ago
London Area, United Kingdom Walker Lovell Full timeWalker Lovell is collaborating with a premier international law firm in their search for an Insurance Regulatory Associate, based in London. This role is a remarkable opportunity for a motivated Solicitor to join a team at the forefront of addressing complex insurance regulation and commercial insurance issues on a global scale. The selected candidate will...
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Insurance Regulatory Associate
3 weeks ago
London Area, United Kingdom Walker Lovell Full timeWalker Lovell is collaborating with a premier international law firm in their search for an Insurance Regulatory Associate, based in London. This role is a remarkable opportunity for a motivated Solicitor to join a team at the forefront of addressing complex insurance regulation and commercial insurance issues on a global scale. The selected candidate will...
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Regulatory Cmc Associate
4 days ago
London, United Kingdom ProClinical Full time**Salary**: Highly Competitive Job type: ContractDiscipline: CMC**Location**: United Kingdom- London, England - Posting date: 14 Mar 2024 Reference: 59472 Proclinical is seeking a Regulatory CMC Associate for a 12-month contract role. This position will provide support to the Chemistry, Manufacturing and Controls (CMC) function, which is responsible for...
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Regulatory Risk Associate Director
4 weeks ago
London, United Kingdom Oliver James Associates Full timeRegulatory Risk Associate Director London I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global...
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Controls Associate
4 weeks ago
London, United Kingdom Resource Solutions. Full time-Resource Solutions. London, United Kingdom Posted 2 hours ago Hybrid Contract Negotiable **Job Title**: Control Associate **Location**: London (Hybrid) **Opportunity Overview**: Resource Solutions has an exciting opportunity for a Controls Associate to join ABN AMRO Clearing Bank in London. This role is a **12-month contract**. ABN AMRO Clearing Bank...
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Global Banking
3 weeks ago
London, United Kingdom Goldman Sachs Full timeYOUR IMPACT We are looking for an Analyst who is passionate about risk and controls and can be a part of the GBM Regulatory Controls team, providing assurance for non-financial regulatory compliance and monitoring functions. OUR IMPACT GBM Regulatory Controls supports the objectives of Regulatory Operations by overseeing the control design, control...
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London, United Kingdom Lloyd's Full timeLloyd’s is the world’s leading insurance andreinsurance marketplace. We share the collective intelligence and risk sharing expertise of the market’s brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrow’s progress isn’t limited by today’s risks. Our shared values: we are brave; we are stronger...
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Regulatory Controller
4 weeks ago
London, United Kingdom Goldman Sachs Group, Inc. Full timeSolve the most challenging and pressing engineering problems for our clients. Join our engineering teams that build massively scalable software and systems, architect low latency infrastructure solutions, proactively guard against cyber threats, and leverage machine learning alongside financial engineering to continuously turn data into action. Create new...
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Regulatory Risk Associate Director
6 days ago
London, Greater London, United Kingdom Oliver James Full timeRegulatory Risk Associate Director London I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global...
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Regulatory Risk Associate Director
4 weeks ago
London, United Kingdom Oliver James Associates Ltd. Full timeRegulatory Risk Associate Director London I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global...
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Senior Risk
4 weeks ago
London, United Kingdom NatWest Full timeJoin us as a Senior Risk & Controls Associate - We'll look to you to support, develop and embed the risk and control mechanisms for the business, independently overseeing and challenging the effective management of risks and controls - Supporting the design, implementation and ongoing delivery of our risk framework and processes, you’ll work with...
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Regulatory Affairs Associate
4 weeks ago
London, United Kingdom MERJE Full timeMERJE are partnered with a leading trading business who are looking for a Regulatory Affairs Associate to join their fast-growing team. Key Responsibilities: Undertake detailed impact assessments for key upcoming regulations Conduct Horizon scanning keeping the business informed of the regulatory landscape Support the business in its understanding of...
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Regulatory Affairs Associate
4 weeks ago
London, United Kingdom MERJE Full timeMERJE are partnered with a leading trading business who are looking for a Regulatory Affairs Associate to join their fast-growing team. Key Responsibilities: Undertake detailed impact assessments for key upcoming regulations Conduct Horizon scanning keeping the business informed of the regulatory landscape Support the business in its understanding of...