Cass Specialist

2 weeks ago

London, United Kingdom Seedrs Full time

**Who we are**
In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic’s global marketplace.

Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and also as a digital merchant bank that provides web3 advisory services. Since its inception in 2012, Seedrs has seen almost £2.7B invested into campaigns and more than 2,150 deals funded. The Republic ecosystem has deployed over $900 million in investments, has supported over 600 companies, and comprises a community of over 1.5M users across 100 countries. Republic is backed by dozens of leading investment firms and financial institutions and its affiliated entities have co-invested with the best names in venture and private equity.

Founded in 2016, Republic is headquartered in New York City and London with offices worldwide.

We are looking for a CASS specialist to oversee the CASS team as well as get stuck into financial operations on the platform. You will be a key member of the CASS team ensuring the compliance of the firm to the FCA rules and regulations daily.

**What you'll do**
- Establishing strategic direction for the CASS team'
- Managing treasury accounts.
- Delivering presentations on CASS-related topics to key stakeholders.
- Addressing and resolving any issues related to CASS.
- Reviewing our CASS regulatory submissions (CMAR).
- Compiling reports and presenting them to the Board (aggregating management information).
- Collaborating closely with product and technology teams on new product releases, providing insights from a CASS/FinOps perspective.
- Overseeing the CASS audit process.
- Supervising junior CASS team members.

**Who we’re looking for**
- Be able to work independently but also a hands-on experienced team manager who can work with the team to resolve issues.
- Strong attention to detail and able to see issues and come up with resolutions under pressure.
- A minimum of 3 years’ experience within a CASS role, ideally at a Fintech company
- Strong CASS 6 and 7 knowledge

**Why Join Republic?**
Republic is a place for innovators and visionaries. We empower employees to build what hasn't been built before and support opportunities for growth. Our mission to democratize access to investing, capital raising, and community building is pushed forward by every team, from legal to engineering. Republic is a venture-backed company, we most recently closed a $150M Series B funding led by Valor Equity Partners.

zy9QG34Ci0

  • Cass Specialist

    4 weeks ago

    London, United Kingdom Trading212 Full time

    **THIS IS A 12 MONTH MATERNITY COVER** **What you’ll do**: - Perform and own the daily reconciliations for client money (CASS 7) and safe custody assets (CASS 6). - Identify, allocate, investigate and narrate discrepancies, variances, and anomalies in reconciliation processes. - Collaborate with internal teams to resolve discrepancies and implement...

  • CASS Oversight Manager

    2 weeks ago

    London, United Kingdom Robert Walters Full time

    Looking for a CASS Oversight Specialist & experienced people leader. Please reach out if: - you have 10+ years working with CASS 6 & 7. - have covered CASS Reporting, Audit, Projects, Analysis of breaks (root cause analysis), and have handled changes in relation to CASS Reporting. - have led teams of 5+ in the past. CASS OVERSIGHT MANAGER PRIMARY...

  • CASS Senior Manager

    3 weeks ago

    London, United Kingdom KPMG-UnitedKingdom Full time

    Job description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here. Job...

  • CASS Senior Manager

    3 weeks ago

    London, United Kingdom KPMG Full time

    Job description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here.   ...

  • CASS Safeguarding Technical Assurance Specialist

    4 weeks ago

    London, United Kingdom Grant Thornton (UK) Full time

    CASS Safeguarding Technical Assurance Specialist page is loaded CASS Safeguarding Technical Assurance Specialist Apply locations London (30 Finsbury Square) time type Full time posted on Posted Yesterday job requisition id R1032486 More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made...

  • Cass Safeguarding Technical Assurance Specialist

    1 week ago

    London, United Kingdom Grant Thornton UK LLP Full time

    R1032486 More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality, inclusion and integrity first. All around the world we bring a different experience to our clients. A better experience....

  • CASS Safeguarding Technical Assurance Specialist

    4 weeks ago

    London, United Kingdom Grant Thornton Full time

    Job Description : As a member of this team, you will be part of developing a high priority service within our business, with a real opportunity to add value and shape the way our firm embeds quality within our culture and creates a high-quality service for our clients. In order to successfully deliver this role, team members will need to demonstrate...

  • Audit Manager

    9 hours ago

    London, United Kingdom BDO Full time

    Audit Manager - CASS - Financial Services Audit Manager - CASS - Financial Services Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - ambitious,...

  • Audit Manager – CASS – Financial Services

    3 weeks ago

    London, United Kingdom BDO UK Full time

    Audit Manager – CASS – Financial Services Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine – ambitious, entrepreneurially-spirited and...

  • Senior ICT Technical Analyst

    4 weeks ago

    London, United Kingdom Grant Thornton (UK) Full time

    CASS Safeguarding Technical Assurance Specialist page is loaded CASS Safeguarding Technical Assurance Specialist Apply locations London (30 Finsbury Square) time type Full time posted on Posted Yesterday job requisition id R1032486 More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms,...

  • UK Legal Entity Compliance Specialist

    1 week ago

    London, United Kingdom Pontoon Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...

  • UK Legal Entity Compliance Specialist

    1 week ago

    London, United Kingdom Pontoon Full time

    Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.Major Duties:Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across...

  • UK Legal Entity Compliance Specialist

    6 days ago

    London, United Kingdom Pontoon Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...

  • Senior Audit Manager or Manager

    4 weeks ago

    London, United Kingdom BDO Full time

    Audit Manager - CASS - Financial Services An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly...

  • Senior Audit Manager or Manager

    4 weeks ago

    London, United Kingdom BDO Full time

    Audit Manager - CASS - Financial Services An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly...

  • UK Legal Entity Compliance Specialist

    6 days ago

    London, United Kingdom in Newbury Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...

  • Project Specialist

    6 days ago

    London, United Kingdom Credit Suisse Full time

    Duration: 6 month - with extension depending on project • Hybrid working in London downtown Some key attributes are accuracy, ability to work under pressure and delivery of projects , business initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset...

  • Cass Assurance

    4 weeks ago

    London, United Kingdom eFinancialCareers Full time

    **About this role**: Wells Fargo is seeking a Senior Institutional Investment Operations Specialist... **In this role, you will**: - Assist in lifecycle support for institutional trade flow - Manage client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan...

  • UK Legal Entity Compliance Specialist

    7 days ago

    London, United Kingdom Pontoon Solutions Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...

  • UK Legal Entity Compliance Specialist

    6 days ago

    London, United Kingdom Pontoon Solutions Full time

    Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...