UK Legal Entity Compliance Specialist

3 weeks ago

London, United Kingdom Pontoon Full time

Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements. Acts as a conduit between the UK Legal Entity Compliance Oversight team, Global Compliance Framework team and Global Regulatory change programme. Act as the Compliance Specialist providing Asset Servicing entity support for all Compliance matters. Have a sound understanding of the FCA and PRA regulatory environment including COBS, CASS, SYSC, DISP, COLL, FUND, MIFIDPRU Be an active participant in the identification and implementation of improvements to benefit the wider EMEA Compliance sphere to ensure a best-in-class service is provided to all stakeholders. Execute the compliance programme deliverables including the compilation of EMEA wide metrics, identifying trends and the onward reporting requirements in the global compliance and legal entity structure. Own the content and accuracy thereof of the Compliance Risk Assessment (CRA) for the allocated regulations as part of the broader CRA programme of work. Feed into the maintenance and where relevant creation of policies in scope of the Asset Servicing Compliance remit. Knowledge/Skills: Knowledge of the regulatory environment the UK Asset Servicing entities operate in Relationship Management skills Adaptable and agile approach Ability to write in a concise and accurate manner. Proven organisational and multitasking skill set. Strategic thinkerExperience: Knowledge of FCA landscape and relevant laws applicable to a custody bank operating globally and servicing professional clients. Knowledge of the Depositary regulatory environment Excellent communication (verbal and written) and interpersonal skills

  • UK Legal Entity Compliance Specialist

    2 weeks ago

    London, United Kingdom Pontoon Full time

    Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.Major Duties:Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across...

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    4 weeks ago

    London, United Kingdom Pontoon Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...

  • UK Legal Entity Compliance Specialist

    4 weeks ago

    London, United Kingdom Pontoon Full time

    Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.Major Duties:Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across...

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    3 weeks ago

    London, United Kingdom in Newbury Full time

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    3 days ago

    London, United Kingdom in Newbury Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...

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    London, United Kingdom Pontoon Solutions Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...

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    3 weeks ago

    London, United Kingdom Pontoon Solutions Full time

    Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...

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    7 days ago

    London, United Kingdom Pontoon Solutions Full time

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    6 days ago

    London,, UK, United Kingdom Pontoon Solutions Full time

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    2 weeks ago

    London, United Kingdom Pontoon Remote Work Freelance Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...

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    2 weeks ago

    London, United Kingdom Pontoon Solutions Full time

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    3 weeks ago

    London, United Kingdom Pontoon Solutions Full time

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    2 days ago

    London, United Kingdom Pontoon Solutions Full time

    Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeYou could be just the right applicant for this job Read all associated information and make sure to apply.Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior...

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    3 days ago

    London, United Kingdom Pontoon Solutions Full time

    Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeYou could be just the right applicant for this job Read all associated information and make sure to apply.Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior...

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    1 day ago

    City of London, Greater London, United Kingdom Pontoon Solutions Full time

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    London Area, United Kingdom Pontoon Solutions Full time

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    London Area, United Kingdom Pontoon Solutions Full time

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    3 weeks ago

    London Area, United Kingdom Pontoon Solutions Full time

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