![Pontoon Solutions](https://media.trabajo.org/img/noimg.jpg)
UK Legal Entity Compliance Specialist
4 weeks ago
Role: UK Legal Entity Compliance Specialist
All potential candidates should read through the following details of this job with care before making an application.
Location: London
Duration: 12 Months
Hybrid 3 days in the office
Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.
Major Duties:
- as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements.
- as a conduit between the UK Legal Entity Compliance Oversight team, Global Compliance Framework team and Global Regulatory change programme.
- as the Compliance Specialist providing Asset Servicing entity support for all Compliance matters.
- a sound understanding of the FCA and PRA regulatory environment including COBS, CASS, SYSC, DISP, COLL, FUND, MIFIDPRU
- an active participant in the identification and implementation of improvements to benefit the wider EMEA Compliance sphere to ensure a best-in-class service is provided to all stakeholders.
- the compliance programme deliverables including the compilation of EMEA wide metrics, identifying trends and the onward reporting requirements in the global compliance and legal entity structure.
- the content and accuracy thereof of the Compliance Risk Assessment (CRA) for the allocated regulations as part of the broader CRA programme of work.
- into the maintenance and where relevant creation of policies in scope of the Asset Servicing Compliance remit.
Knowledge/Skills:
- of the regulatory environment the UK Asset Servicing entities operate in
- Management skills
- and agile approach
- to write in a concise and accurate manner.
- organisational and multitasking skill set.
- thinker
Experience:
- Knowledge of FCA landscape and relevant laws applicable to a custody bank operating globally and servicing professional clients.
- Knowledge of the Depositary regulatory environment
- Excellent communication (verbal and written) and interpersonal skills.
-
UK Legal Entity Compliance Specialist
3 weeks ago
London, United Kingdom Pontoon Full timeRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.Major Duties:Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across...
-
UK Legal Entity Compliance Specialist
1 month ago
London, United Kingdom Pontoon Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...
-
UK Legal Entity Compliance Specialist
1 week ago
London, United Kingdom Pontoon Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...
-
UK Legal Entity Compliance Specialist
1 month ago
London, United Kingdom Pontoon Full timeRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.Major Duties:Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across...
-
UK Legal Entity Compliance Specialist
1 month ago
London, United Kingdom in Newbury Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...
-
UK Legal Entity Compliance Specialist
2 weeks ago
London, United Kingdom in Newbury Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...
-
UK Legal Entity Compliance Specialist
1 week ago
London, United Kingdom Pontoon Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...
-
UK Legal Entity Compliance Specialist
1 week ago
London, United Kingdom in Newbury Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity...
-
UK Legal Entity Compliance Specialist
1 week ago
London, United Kingdom Pontoon Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...
-
UK Legal Entity Compliance Specialist
1 month ago
London, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...
-
UK Legal Entity Compliance Specialist
1 month ago
London, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...
-
UK Legal Entity Compliance Specialist
3 weeks ago
London, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...
-
UK Legal Entity Compliance Specialist
3 weeks ago
London,, UK, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...
-
UK Legal Entity Compliance Specialist
1 week ago
London, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...
-
UK Legal Entity Compliance Specialist
1 week ago
London, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...
-
UK Legal Entity Compliance Specialist
1 week ago
London, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...
-
UK Legal Entity Compliance Specialist
1 week ago
London, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...
-
UK Legal Entity Compliance Specialist
1 week ago
London,, UK, United Kingdom Pontoon Solutions Full timeRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...
-
UK Legal Entity Compliance Specialist
4 weeks ago
London, United Kingdom Pontoon Remote Work Freelance Full timeRole: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...
-
UK Legal Entity Compliance Specialist
1 month ago
London, United Kingdom Pontoon Solutions Full timeJob DescriptionRole: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...