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Trading Venue Compliance Specialist
4 weeks ago
Our client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and regulatory exposure/accountability.
The ideal candidate would have:
- Legal/compliance background with a good Capital Markets knowledge
- Experience in analysis of legal documentation/agreements in a Capital Markets environment
- Ideally a knowledge of trading venues and rules associated with them
- Knowledge of regulations such as EMIR/MiFID
If this sounds of interest please apply
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Trading Venue Compliance Specialist
4 weeks ago
London, United Kingdom La Fosse Full timeOur client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and regulatory...
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Trading Venue Compliance Specialist
3 weeks ago
London, United Kingdom La Fosse Full timeJob Description Our client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and...
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Trading Venue Compliance Specialist
3 weeks ago
London, United Kingdom La Fosse Full timeOur client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and regulatory...
-
Trading Venue Compliance Specialist
3 weeks ago
London, United Kingdom La Fosse Full timeOur client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and regulatory...
-
Trading Venue Compliance Specialist
4 weeks ago
London, United Kingdom La Fosse Full timeOur client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and regulatory...
-
Trading Venue Compliance Specialist
4 weeks ago
London Area, United Kingdom La Fosse Full timeOur client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and regulatory...
-
Trading Venue Compliance Specialist
4 weeks ago
London Area, United Kingdom La Fosse Full timeOur client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and regulatory...
-
Trading Venue Compliance Specialist
4 weeks ago
London Area, United Kingdom La Fosse Full timeOur client is a leading investment bank who and they are seeking a legal/compliance specialist to support with the review of trading venue rulebook documentation as part of a front office trading controls programme. It would involve the analysis of legal agreements for the bank's trading venue partnerships to understand legal and regulatory...
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Trading Venues Lead
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London, Greater London, United Kingdom Holt Recruitment Full timeRate: £55000 per year, Benefits: Plus BonusType: PermanentAbout the Company:Holt Executive has teamed up with a top player in the Global Connectivity sector, dominating global mobile satellite communications.Job Title: Trade Compliance SpecialistJob Description:Our partner is on the lookout for a Trade Compliance Specialist to work closely with both...
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