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Compliance Specialist

2 months ago

London, Greater London, United Kingdom DA Financial Trading Recruitment Full time

A leading FX Trading company in London are looking for a 'Compliance Specialist' to join their team.

Competitive salary, plus discretionary bonus, dependant on experience.

Hybrid working, (offices based in city.)

You must have (FX) industry experience on leading Audits and liaising with Regulatory bodies to be considered for the role.

Key Responsibilities:

  • Utilise your expertise in forex compliance matters to enforce organisation standards, policies, and procedures.
  • Demonstrate a strong understanding of relevant regulations, particularly AML/KYC requirements.
  • Assist in recommending regulations, policies, and procedures to enhance effectiveness and productivity.
  • Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate.
  • Prepare quarterly Compliance Reports to ensure transparency and accountability.

Person Specification:

  • Compliance/AML/KYC experience within the FX Trading industry.
  • Strong knowledge of relevant regulations, with a focus on AML/KYC review and documentation.
  • Proven ability to enforce organisational standards effectively.

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