IFA Compliance Officer

2 weeks ago


Folkestone Kent, United Kingdom Artemis Recruitment Consultants Ltd Full time

Type of Position: IFA Compliance Officer - Folkestone
Pay: £45k - £65k

IFA Compliance Officer - Folkestone

We are looking for an experienced Compliance Officer for our client Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4). The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies. Your expertise in effective risk management and regulatory knowledge will play a crucial role in maintaining the company's integrity and reputation. 

Responsibilities:

 

  • Developing and overseeing control systems to maintain regulations and internal policies
  • Evaluating the efficiency of controls and improving them continuously
  • Assessing the company’s future ventures to identify possible compliance risks

     

Experience and Qualifications:

 

  • Proven experience in a compliance role within the financial services sector
  • In-depth knowledge of the FCA standards and regulations
  • Excellent knowledge of reporting procedures and record keeping
  • Outstanding communication and interpersonal skills
  • Ability to work under pressure and meet deadlines.
  • Solution and service orientated.
  • Technology savvy and willing to embrace new systems and software.
  • Good analytical and decision-making skills.
  • Discrete and professional in all communication.
  • Effective listener.
  • Willingness to challenge in a constructive and non-confrontational manner.
  • Organised multi-tasker and effective prioritisation.
  • Adaptable and flexible.
  • Self-motivated and willing to work at times in isolation and as part of a wider team.

This will be an office based position in our client's offices located in Folkestone, Kent. They are a growing company and you will be working alongside a dedicated team of professionals.

If you are happy for us to contact you in the future with regards to the products or services we provide, please opt in by ticking the box. More information about what we do with the information that you provide in line with the General Data Protection Regulation can be found in our Privacy Policy .

#J-18808-Ljbffr
  • Compliance Officer

    2 weeks ago


    Folkestone, Kent, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Type of Position: IFA Compliance Officer - Folkestone IFA Compliance Officer - Folkestone We are looking for an experienced Compliance Officer for our client! Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4). The successful candidate will be working directly with the...


  • Folkestone, Kent, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Type of Position: IFA Compliance Officer (DipFA Qualified) - Folkestone Pay: £45k - £65k IFA Compliance Officer (DipFA Qualified) - Folkestone We are looking for an experienced Compliance Officer for our client! Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4). The...

  • IFA Administrator

    2 weeks ago


    Canterbury, Kent, United Kingdom Artemis Recruitment Consultants Ltd Full time

    , , IFA Administrator - Canterbury - Artemis Recruitment Consultants Financial Services Canterbury 22/12/2023 Type of Position: IFA Administrator - Canterbury Pay: £25k - £30k IFA Administrator - Canterbury Our client is looking for an IFA Administrator to join their busy team in Canterbury. The role will require excellent planning and...

  • IFA Administrator

    1 week ago


    Ashford, Kent, United Kingdom Artemis Recruitment Consultants Ltd Full time

    , , IFA Administrator - Ashford - Artemis Recruitment Consultants Financial Services Ashford 22/12/2023 Type of Position: IFA Administrator - Ashford Pay: £25k - £30k IFA Administrator - Ashford Our client is looking for an IFA Administrator to join their busy team in Ashford. The role will require excellent planning and organisation...


  • Tunbridge Wells, Kent, United Kingdom Meraki Talent Ltd Full time

    Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of compliance Key...


  • Folkestone, United Kingdom Primark Full time

    **Cash Office Retail Assistant** Location: Primark Folkestone **Salary**: £9.66-£10 per hour Employment type: Permanent Job type: Part Time Contracted hours: 12 per week Shift pattern: Varied shifts including mornings; afternoons; evenings and weekends - all will be discussed at interview We’re Primark - one of the biggest names in fashion retail...


  • Folkestone, United Kingdom Primark Full time

    **Cash Office Retail Assistant** Location: Primark Folkestone **Salary**: £11.00 Employment type: Permanent Job type: Part Time Contracted hours: 12 per week Shift pattern: Varied shifts including mornings; afternoons; evenings and weekends - all will be discussed at interview We’re Primark - one of the biggest names in fashion retail with over 400...

  • HR Onboarding

    7 days ago


    Edenbridge, Kent, United Kingdom HCA Healthcare UK Full time

    HR Onboarding & Compliance Officer - Doctors and Consultants Job Title: HR Onboarding & Compliance Officer - Medical (Doctors & Consultants) Location: London / Hybrid Working Full time - 37.Fixed Term Contract - 12 Months We're looking for a HR Onboarding & Compliance Officer - Medical to join our Talent Experience team based in London, W1. Our...


  • Folkestone, United Kingdom Red Snapper Group Full time

    RSR are currently recruiting for a **Probation Service Officer.** **Job Summary**: If you have a passion for the criminal justice sector and are interested in offender rehabilitation then joining the National Probation Service as a **Probation Service Officer.** This will give you the opportunity to work directly with a caseload of high risk offenders and...


  • Kent, United Kingdom THC Recruitment Full time

    **Hybrid - 3 days in the office 2 days at home** **Kent** **£65k-£85k plus benefits** As Data Protection Officer you will ensure the company meets its obligations under the Data Protection Act 2018 (DPA 2018). Reporting to the Chief Compliance Officer, the DPO will monitor compliance and data practices internally to ensure that the businessand its...


  • Folkestone, Kent, United Kingdom Church & Dwight Co., Inc. Full time

    A collective energy and ambition. Are you detail-oriented and thrive in a fast-paced finance environment? Do you have experience in accounts payable and a passion for continuous improvement? We are currently seeking an Accounts Payable Assistant to join our Finance department on a permanent basis in Folkestone. As an Accounts Payable Assistant, you will play...


  • Folkestone, United Kingdom Dukes Education Group Full time

    Dukes Education Group, a leading independent education group of Nurseries, Schools and Colleges a holder of a number of Student and Child Student Sponsorship Licences and values our open and close working relationship with the UKVI in ensuring all our international students studying with us are appropriately placed and their compliance documentation is...


  • Chatham, Kent, United Kingdom InterQuest Group Full time

    Are you passionate about ensuring adherence to regulatory requirements and delivering excellent customer outcomes? We are seeking a dedicated individual to join our team as a Compliance Assurance Officer. In this role, you will be responsible for conducting risk-based assurance activities across our organization in line with the Group Annual Compliance...

  • Compliance Assurance Manager

    Found in: Jooble UK C2 - 2 weeks ago


    Chatham, Kent, United Kingdom InterQuest Group Full time

    Are you passionate about ensuring adherence to regulatory requirements and delivering excellent customer outcomes? We are seeking a dedicated individual to join our team as a Compliance Assurance Officer. In this role, you will be responsible for conducting risk-based assurance activities across our organization in line with the Group Annual Compliance...

  • Lettings Compliance Manager

    Found in: Jooble UK C2 - 2 weeks ago


    Sevenoaks, Kent, United Kingdom Savills Full time

    Based in the Sevenoaks office. Taking responsibility for second checking that all legal/health and safety checks/requirements have been completed and all relevant processes have been followed before a tenancy commences or renews.  Team: Work as part of the lettings compliance team towards the goal of ensuring all tenancies are compliant before they go...


  • Rochester, Kent, United Kingdom Ramboll Group AS Full time

    Applicants must be currently authorized to work in the United States on a full-time basis. Ramboll is seeking motivated and inquisitive candidates for early to mid-level career positions with Ramboll’s Environmental Compliance Practice, based in our Rochester or Albany, New York offices. The position would support projects throughout New York State and...


  • Rochester, Kent, United Kingdom Ramboll Group AS Full time

    Applicants must be currently authorized to work in the United States on a full-time basis. No sponsorship is available for this position. Ramboll is seeking motivated and inquisitive candidates for early to mid-level career positions with Ramboll’s Environmental Compliance Practice, based in our Rochester or Albany, New York offices. The position would...


  • Rochester, Kent, United Kingdom Ramboll Group AS Full time

    Senior Air Compliance Engineer/Consultant Positions are also at our Syracuse andRochester, NY offices with hybrid options. Applicants must be currently authorized to work in the United States on a full-time basis. We are currently looking for a highly-motivated and energetic Air Compliance and Permitting Consultant toservice the air permitting and...


  • Folkestone, Kent, United Kingdom Church & Dwight Co., Inc. Full time

    A collective energy and ambition. A place where you can make a real difference. We're a company that genuinely cares about our people, our products, our consumers and the environment. Our unique, informal culture champions courage, determination and collaboration. Knowing we have an open and supportive team means each of us has the freedom to take...

  • Finance Manager

    1 day ago


    Folkestone, Kent, United Kingdom Reed Full time

    Interim Finance Manager Location: Folkestone, Kent Job Type: Temporary, Full-time Availability: Immediate start We are currently seeking an experienced Interim Finance Manager to provide immediate support to our manufacturing client based in Folkestone, Kent. The ideal candidate will be a proactive and highly skilled finance professional who can...