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Compliance Officer
2 months ago
Global Bank based in the City, are looking for a Compliance Officer to join their busy Compliance team.
- Work closely with the SMF 16/17 and the Deputy Head of Compliance, in ensuring the London branch is in compliance with the UK regulatory regime.
- Ensure London Branch’s operations comply with regulatory requirements.
- Key point of contact for regulatory compliance advice
- Ensure that the Compliance framework is robust and continues to be developed, enhanced and embedded within the branch.
- Be the principal point of contact with the PRA and FCA for all regulatory matters in the absence of the Head of Department (HOD) and Deputy Head of Department or when required by the HOD
- Provide comprehensive advice on regulatory requirements and their impacts on the branches’ operations.
- Interpret and communicate complex regulatory change to members of the Compliance Department, branch management and key stakeholders.
- Work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements applicable.
- At least 7 years of experience demonstrating strong understanding of the UK regulatory regime which provides a good foundation across all aspects of general compliance obligations.
- Good working technical regulatory knowledge of the UK regulatory requirements for Wholesale Banking, such as MiFID, EMIR, DGS and LIBOR.
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Contracts & Compliance Officer
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Senior Contracts Compliance
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Personal Lines Compliance Manager
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Compliance Officer
1 month ago
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Compliance Officer
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Financial Accountant
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