Current jobs related to CASS Manager - London - CMC Markets

  • Junior CASS Associate

    2 months ago

    London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    Are you working in Finance, Compliance, Reconciliations or Operations and looking to start a career in CASS? ⤵ I'm recruiting for a Junior CASS Associate, the perfect role for anyone looking to start or continue a career in CASS You'll have the opportunity to learn from a CASS SME and be involved in the day to day CASS operations along with supporting...

  • CASS Operations Specialist

    2 days ago

    London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    At JCR Talent, we're seeking a skilled CASS Reconciliations Associate to join our team.This role is ideal for individuals with experience in CASS, Finance, Compliance, Reconciliations, or Operations in the Financial Services industry.Key Responsibilities:Perform daily and monthly client money reconciliationsConduct client asset reconciliationsCollaborate...

  • CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom JJ SEARCH LIMITED Full time

    Job DescriptionThe ClientA highly regarded boutique Investment Management CompanyThe RoleWe are seeking an experienced CASS Manager to support the Head of CASS in ensuring the firm meets all relevant CASS requirements and responsibilities.The CASS Manager will be responsible for maintaining CASS governance documents, Rule Mapping, Risk register, and Control...

  • CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom JJ SEARCH LIMITED Full time

    Job DescriptionThe ClientA highly regarded boutique Investment Management CompanyThe RoleWe are seeking an experienced CASS Manager to support the Head of CASS in ensuring the firm meets all relevant CASS requirements and responsibilities.The CASS Manager will be responsible for maintaining CASS governance documents, Rule Mapping, Risk register, and Control...

  • CASS Manager

    1 month ago

    London, Greater London, United Kingdom JJ Search Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of...

  • CASS Manager

    1 month ago

    London, Greater London, United Kingdom JJ Search Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of...

  • CASS Manager

    1 month ago

    London, Greater London, United Kingdom JJ Search Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ Search. As a key member of our operations team, you will play a critical role in ensuring our firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control...

  • CASS Manager

    1 month ago

    London, Greater London, United Kingdom JJ Search Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ Search. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of the 2...

  • CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom JJ SEARCH LIMITED Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of...

  • CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom JJ SEARCH LIMITED Full time

    About the RoleWe are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.Key ResponsibilitiesManage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.Take ownership of...

  • CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom Danos Group Full time

    Job OverviewWe are seeking an experienced CASS Manager to join our team at Danos Group. As a boutique consultancy, we are undergoing significant expansion and require a strong compliance professional to support our growth.The ideal candidate will have a deep understanding of the FCA client assets regime (CASS) and experience in a consultancy role. They will...

  • CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom Danos Group Full time

    Job OverviewWe are seeking an experienced CASS Manager to join our team at Danos Group. As a boutique consultancy, we are undergoing significant expansion and require a strong compliance professional to support our growth.The ideal candidate will have a deep understanding of the FCA client assets regime (CASS) and experience in a consultancy role. They will...

  • CASS Manager

    2 weeks ago

    London Area, United Kingdom Danos Group Full time

    Compliance Consultant - CASS ExpertWe are seeking an experienced Compliance Consultant with a strong background in the FCA client assets regime (CASS) to join our team at Danos Group. As a key member of our consultancy, you will work closely with our Director to deliver high-quality services to a range of financial services clients.Key...

  • CASS Manager

    3 weeks ago

    London Area, United Kingdom Danos Group Full time

    Compliance Consultant - CASS ExpertWe are seeking an experienced Compliance Consultant with a strong background in the FCA client assets regime (CASS) to join our team at Danos Group. As a key member of our consultancy, you will work closely with our Director to deliver high-quality services to a range of financial services clients.Key...

  • CASS Oversight Manager

    4 weeks ago

    London, Greater London, United Kingdom CLARC Recruitment Full time

    CASS Oversight ManagerA leading fund management business is seeking an experienced CASS professional to join their team. This is a fantastic opportunity to work with a progressive and growing organization.Main Responsibilities:Provide strategic oversight of CASS-related controls and processes.Manage CASS audits, including full and ad-hoc internal...

  • CASS Oversight Manager

    4 weeks ago

    London, Greater London, United Kingdom CLARC Recruitment Full time

    CASS Oversight ManagerA leading fund management business is seeking an experienced CASS professional to join their team. This is a fantastic opportunity to work with a progressive and growing organization.Main Responsibilities:Provide strategic oversight of CASS-related controls and processes.Manage CASS audits, including full and ad-hoc internal...

  • CASS Oversight Manager

    4 weeks ago

    London, United Kingdom CLARC Recruitment Full time

    CASS Oversight Manager Job DescriptionA leading fund management business is seeking an experienced CASS Manager to join their CASS team. This is a great opportunity to join a progressive and continually growing business.Main Responsibilities:Provide oversight of all CASS relevant controls and processes with CASS impacts.Handle CASS audits and the day-to-day...

  • CASS Oversight Manager

    4 weeks ago

    London, United Kingdom CLARC Recruitment Full time

    CASS Oversight Manager Job DescriptionA leading fund management business is seeking an experienced CASS Manager to join their CASS team. This is a great opportunity to join a progressive and continually growing business.Main Responsibilities:Provide oversight of all CASS relevant controls and processes with CASS impacts.Handle CASS audits and the day-to-day...

  • CASS Oversight Manager

    3 weeks ago

    London, Greater London, United Kingdom CLARC Recruitment Full time

    CASS Oversight ManagerA leading fund management business is seeking an experienced CASS professional to join their team. This is a fantastic opportunity to work with a progressive and growing organization.Main Responsibilities:Provide oversight of CASS-related controls and processes with CASS impacts.Manage CASS audits, including full and ad-hoc internal...

  • CASS Oversight Manager

    3 weeks ago

    London, Greater London, United Kingdom CLARC Recruitment Full time

    CASS Oversight ManagerA leading fund management business is seeking an experienced CASS professional to join their team. This is a fantastic opportunity to work with a progressive and growing organization.Main Responsibilities:Provide oversight of CASS-related controls and processes with CASS impacts.Manage CASS audits, including full and ad-hoc internal...

CASS Manager

2 months ago

London, United Kingdom CMC Markets Full time

We are looking to hire an experienced Client Asset (CASS) Manager to lead the team in London.


*** Please note that this is an onsite role that would require you to work in the London office (near Liverpool Street) 5 days per week. ***


Reporting to the Group Head of Client Asset Management, you will be the CMC Markets CASS specialist with the role comprising to;


  • Management of the Client Asset Team in the UK, which also provides some services to Group entities in other jurisdictions.
  • Ensuring the firm is in compliance with its obligations under the Financial Conduct Authority (FCA) Client Asset Money regime (CASS) and similar regulations imposed by other regulators where we have overseas subsidiaries.
  • The role holder will be expected to assume the Controlled Function responsibilities for CASS and work alongside the SMF
  • Assists in the day to day management of client assets throughout the group.
  • Assists with the annual CASS audit and liaise with the auditor, manages the audit process and helps in agreeing the approach to remediation of audit issues found
  • Assists in the interpretation of the CASS requirements with respect to new Investment products and services the Group develops.
  • This position requires someone with an in-depth knowledge of the CASS requirements and how they impact operational processes and controls.
  • This position will work very closely with the Compliance, Business Intelligence and Operations teams to ensure robust CASS controls are in place for all the asset and cash activity during the investment life cycle within all of our products.
  • This is a key control function in the heavily regulated CASS environment helping to ensure we deliver on one of the FCA’s key principles - arranging adequate protection for clients’ assets.


Key Responsibilities:

  • Carry out CASS impact assessment on new products and deliver solutions
  • The Client Asset Manager will take a “hands-on” approach on implementation of CASS processes and taking ownership of accurate completion of various CASS reconciliations.
  • The Client Asset Manager will have responsibility for identifying and implementing process improvements.
  • Horizon scanning to identify future changes to regulation that impact client money & assets.
  • Reporting & Analysis of Daily Client Asset Activity.
  • Funding client money accounts & managing Counterparty exposures in line with Policy.
  • Preparing Monthly Qualitative and Quantitative Board Updates.
  • Assisting in generating and maintaining CASS policies.
  • Dealing with Client Asset queries from within the Group.
  • The Client Asset Manager will assist in the preparation of Client Money Asset Returns (CMAR) reporting.
  • Work with other teams throughout the organisation to ensure their processes which impact client money are adequate and effective in protecting client assets.
  • Assist in the annual external Client Money Audits.
  • Undertake such other duties, training and/or hours of work as may be reasonably required and which are consistent with the general level of responsibility of this role.


Key Skills & Experience:

  • The Client Asset Manager must have detailed understanding of CASS rules, specifically CASS 6, 7 & 8
  • Experience of managing a team and developing Team Members
  • Prior working experience in a CASS function at an investment management firm
  • Good working knowledge of financial markets and related products, ability to identify, analyse and resolve complex issues working to strict deadlines.
  • Demonstrate a good working knowledge of operational cash management and reconciliations.
  • IT competent, particularly MS Office (Advanced Excel and Word)
  • Strong attention to detail
  • Ability to work independently and within a team environment
  • Confident communicator
  • Good understanding of accounting and reconciliations.
  • Autorek user/implementation experience desired



CMC Markets is powered by our people. We are an equal opportunities employer and are committed to creating a diverse and inclusive workplace, where our people feel confident to be themselves, feel valued and are able to do their best work. We don’t just value differences and unique perspectives, we seek them out and we invite them in, because we know it will lead to better outcomes for eve


ryone.