We have other current jobs related to this field that you can find below

  • Trade Surveillance Manager

    21 hours ago

    London, United Kingdom Britannia Global Markets Limited Full time

    Company overview:Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around...

  • Trade Surveillance Manager

    21 hours ago

    London, United Kingdom Britannia Global Markets Limited Full time

    Company overview:Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around...

  • Trade Surveillance Manager

    16 hours ago

    London Area, United Kingdom Britannia Global Markets Limited Full time

    Company overview:Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around...

  • Trade Surveillance

    3 months ago

    London, United Kingdom Barclay Simpson Full time

    **Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...

  • Trade Surveillance

    2 months ago

    London, United Kingdom BRUIN Financial Full time

    Permanent - London, **Ref**: 36313 **TRADE SURVEILLANCE SPECIALIST REQUIRED** I am looking for Senior level Trade Surveillance specialists, focused in one of the following: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading. Competitive Salary Get in touch for more details and a confidential...

  • Trade Surveillance Manager

    1 month ago

    London, United Kingdom Rutherford Full time

    Rutherford is currently partnered with a global quantitative trading firm that is looking for a surveillance expert to lead their global surveillance function and further develop their program.Requirements :Review and analyse daily surveillance alertsDevelop the ongoing optimisation of surveillance alerts and reports across the framework.Conduct quarterly...

  • Trade Surveillance Manager

    1 month ago

    London, United Kingdom Rutherford Full time

    Rutherford is currently partnered with a global quantitative trading firm that is looking for a surveillance expert to lead their global surveillance function and further develop their program.Requirements :Review and analyse daily surveillance alertsDevelop the ongoing optimisation of surveillance alerts and reports across the framework.Conduct quarterly...

  • Head of Trade Surveillance

    2 months ago

    London, United Kingdom MERJE Ltd Full time

    MERJE are working exclusively with a leading Energy trading company in their search for a Head of Trade Surveillance to join their team in London.This company is a leading Energy & Commodities trading firm and parent company of several well-known brands. They are committed to providing innovative and sustainable solutions to their customers and are...

  • Head of Trade Surveillance

    1 month ago

    London, United Kingdom MERJE Full time

    MERJE are working exclusively with a leading Energy trading company in their search for a Head of Trade Surveillance to join their team in London.This company is a leading Energy & Commodities trading firm and parent company of several well-known brands. They are committed to providing innovative and sustainable solutions to their customers and are...

  • Trade Surveillance Associate

    7 days ago

    London, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United Kingdom Angove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in London About the Role : The role of the Market Surveillance...

  • Trade Surveillance Associate

    1 week ago

    London, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United KingdomAngove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in LondonAbout the Role: The role of the Market Surveillance team...

  • Trade and Comms Surveillance

    5 months ago

    London, United Kingdom LHH Recruitment Solutions Full time

    Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies. Perform periodic reviews on the effectiveness of market...

  • Trade Surveillance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Adecco Full time

    Position OverviewWe are seeking a knowledgeable Trade Surveillance Specialist to contribute to our ongoing project focused on the implementation of advanced surveillance systems. This role involves the meticulous testing and calibration of rules and controls to ensure compliance and risk management.Key ResponsibilitiesAct as a Subject Matter Expert (SME) in...

  • Trade Surveillance Associate

    7 days ago

    London Area, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United KingdomAngove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in LondonAbout the Role: The role of the Market Surveillance team...

  • Trade Surveillance Associate

    1 week ago

    London Area, United Kingdom Angove Partners Full time

    Trade Surveillance Associate - London, United KingdomAngove Partners is working with a market leader in trading and price-formation venue of choice for industrial metals globally. They are seeking a highly motivated and detail-oriented Market Surveillance Associate to join their dynamic team in LondonAbout the Role: The role of the Market Surveillance team...

  • Trade Surveillance Consultant

    3 weeks ago

    London, United Kingdom Danos Group Full time

    My client, a global well-known Fintech are looking for a highly skilled Trade Surveillance Consultant to join their team as soon as possible. This role requires a deep understanding of financial markets, regulatory requirements, and advanced surveillance technologies. The ideal candidate will have hands-on experience with industry-leading surveillance...

  • Trade Surveillance Consultant

    4 weeks ago

    London, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay...

  • Trade Surveillance Consultant

    4 weeks ago

    London, UK, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay up-to-date...

  • Trade Surveillance Consultant

    4 weeks ago

    London, United Kingdom Danos Group Full time

    Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay up-to-date...

  • Trade Surveillance Associate

    3 days ago

    London, United Kingdom Gresham Hunt Full time €55,000

    Trade Surveillance Associate Commodities Broker London – Up to £55,000 + benefits Gresham Hunt has partnered with a leading Commodities Broker to find a new Trade Surveillance Associate. Our client is a leading Commodities Broker that has seen lots of recent growth, and they are looking to grow their Compliance Team. They are looking for an...

Trade Surveillance Manager

3 months ago

London, United Kingdom Meraki Talent Ltd Full time

Meraki Talent are working with a cutting-edge fintech company dedicated to revolutionizing the financial industry through innovative technology solutions. Their team is composed of dynamic individuals who are passionate about creating positive change in the financial sector.


Position Overview:

We are seeking a highly skilled and motivated Trade Surveillance Manager to join our client's compliance team. The Trade Surveillance Manager will be responsible for ensuring compliance with regulations related to market abuse and insider trading. This role requires a deep understanding of financial markets, regulatory requirements, and the ability to effectively manage risk.


Responsibilities:

  • Develop and implement policies and procedures to prevent market abuse and insider trading.
  • Monitor trading activities for suspicious behavior and potential violations of regulations.
  • Conduct investigations into potential instances of market abuse or insider trading.
  • Collaborate with other departments, including legal and compliance, to ensure adherence to regulatory requirements.
  • Stay abreast of changes in regulations and industry best practices related to market abuse and insider trading.
  • Provide training and guidance to employees on compliance-related matters.
  • Liaise with regulatory authorities as needed regarding market abuse and insider trading issues.

Qualifications:

  • Bachelor's degree in finance, economics, business, or a related field. Advanced degree or professional certification (e.g., CFA, CPA, CAMS) is a plus.
  • Minimum of 3 years of experience in compliance, risk management, or a related field within a financial services firm (brokerage is preferable).
  • In-depth knowledge of regulations related to trade surveillance and insider trading (e.g., MAR, Dodd-Frank Act, SEC regulations).
  • Strong analytical skills and attention to detail.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and effectively prioritize tasks in a fast-paced environment.
  • Experience working with regulators and conducting internal investigations is preferred.
  • Knowledge of financial markets and trading practices is a plus.